United States v. Welch

25 M.J. 23, 1987 CMA LEXIS 2973
CourtUnited States Court of Military Appeals
DecidedSeptember 21, 1987
DocketNo. 55,035; CM 447227
StatusPublished
Cited by40 cases

This text of 25 M.J. 23 (United States v. Welch) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Welch, 25 M.J. 23, 1987 CMA LEXIS 2973 (cma 1987).

Opinion

[24]*24 Opinion of the Court

SULLIVAN, Judge:

A general court-martial at Fort Riley, Kansas, found appellant guilty of rape and forcible sodomy of a 12-year-old female child, and assault on several children, including the victim of the other acts, in violation of Articles 120, 125, and 128, Uniform Code of Military Justice, 10 U.S.C. §§ 920, 925, and 928, respectively. On January 21, 1985, the members of this court-martial sentenced him to a dishonorable discharge, confinement for 5 years, forfeiture of $300.00 pay per month for 5 years, and reduction to the lowest enlisted grade. The convening authority approved this result, and the Court of Military Review affirmed in an unpublished memorandum opinion.

This Court granted review of the following issues raised by appellate defense counsel:

I
WHETHER THE MILITARY JUDGE ERRED TO THE SUBSTANTIAL PREJUDICE OF APPELLANT BY PERMITTING HEARSAY TESTIMONY WHICH WAS INADMISSIBLE UNDER MILITARY RULE OF EVIDENCE 803(4).
II
WHETHER THE MILITARY JUDGE ERRED TO THE SUBSTANTIAL PREJUDICE OF APPELLANT BY REFUSING TO ADMIT EVIDENCE OF THE ALLEGED VICTIM’S PRIOR SEXUAL EXPERIENCES.

We hold that the victim’s statements made to a psychologist were shown to fall within the medical-diagnosis-and-treatment exception to the hearsay rule established by Mil. R.Evid. 803(4), Manual for Courts-Martial, United States, 1984. We also hold that any error in the judge’s ruling concerning evidence of the victim’s sexual conduct under Mil.R.Evid. 412(b) was harmless. Accordingly, we affirm the decision of the court below.

Facts

The evidence indicates that the victim, her sister, and half-brother, all alleged victims in the assault charge, were taken to Irwin Army Community Hospital at Fort Riley, Kansas. There they were evaluated for evidence of physical child abuse, diagnosed, and treated for injuries. During a physical examination of the victim by Dr. Renee Quinton, a pediatrician, evidence of sexual activity was also discovered, and the victim was referred by this physician to Major Tomi MacDonough, a psychologist. Major MacDonough holds a Ph.D. in clinical psychology, but he is not a medically licensed physician. The victim made statements to this doctor and a senior psychotherapist, Mrs. Virginia Chaput, a member of the staff with Major MacDonough. These statements, along with the testimony of the victim, were later admitted at trial as evidence of appellant’s guilt.

The only item of physical evidence admitted which corroborated the statements made by the victim concerning sexual intercourse with appellant was medical evidence that she had a “flatulous vagina.” Dr. Quinton stated in her deposition admitted at trial that this physical condition was “unusual for a” girl “her age,” and it was consistent with the victim’s statements that she had engaged in sexual intercourse with appellant. Defense counsel requested that he be permitted to question the victim and inquire whether she had had two prior instances of intercourse with two other named individuals.

The military judge denied the defense request. He stated that “defense’s offer of proof fails to disclose evidence sufficiently precise to show how said evidence would explain an issue in this case or provide a defense for the accused, or is Constitutionally required.” Specifically, the military judge noted that there was no proffer concerning the dates of these alleged acts of intercourse presented to the court. The military judge noted, however, that defense counsel might reoffer this evidence at a later time. Appellant’s trial defense counsel then stated, “We will rethink our offer [25]*25of proof and represent that to the court then.” Counsel did not readdress this proffer of evidence, and the military judge sua sponte raised the matter during a session under Article 39(a), UCMJ, 10 U.S.C. § 839(a), held concerning instructional matters. Defense counsel indicated, inter alia, that he did not wish to present evidence under Mil.R.Evid. 412(b) at that time because, as a tactical matter, he feared the inquiry “would be perceived by the members. . .as a cheap shot” and nothing more than a character attack on a 12-year-old girl.

I

The prosecution in this case offered testimony from Major MacDonough and Mrs. Chaput that the victim made certain statements to them asserting appellant sexually abused her. See generally Mil.R.Evid. 801(c). Defense counsel objected to this evidence on the ground that it was hearsay which did not qualify for admission under Mil.R.Evid. 803(4). See generally Mil.R.Evid. 802. The military judge admitted those statements asserting that sexual acts occurred but refused admission of any statements from the victim identifying appellant as the guilty party.

Mil.R.Evid. 803 states:

The following are not excluded by the hearsay rule, even though the declarant is available as a witness:
* * * * * *
(4) Statements for purposes of medical diagnosis or treatment. Statements made for purposes of medical diagnosis or treatment and described medical history, or past or present symptoms, pain, or sensation, or the inception or general character of the cause or external source thereof insofar as reasonably pertinent to diagnosis or treatment.

Appellant’s basic objection to this testimony was that Major MacDonough and Mrs. Chaput were not medical doctors and, therefore, statements to them did not qualify under the above rule. Also, he asserted that the alleged victim’s motive in making these statements was not to seek medical treatment but to perfect a complaint of sexual abuse for the Child Protection Case Management Team. Accordingly, he argues such statements were inadmissible under Mil.R.Evid. 803(4). We disagree.

Mil.R.Evid. 803(4) and its Federal counterpart, Fed.R.Evid. 803(4), contain no language which limits their applicability to medically licensed doctors. Moreover, the drafters of both these rules specifically envisioned that “the statement need not have been made to a physician. Statements to hospital attendants, ambulance drivers, or even members of the family might be included.” Advisory Committee’s Notes to Fed.R.Evid. 803(4), 28 U.S.C.A. Accord Drafters’ Analysis of Mil.R.Evid. 803(4), App. 22, Manual, supra; see S. Saltzburg, L. Schinasi, & D. Schlueter, Military Rules of Evidence Manual 642 (2d ed. 1986). Finally, other courts have ruled that statements to persons such as psychologists may fall under the medical diagnosis-and-treatment exception. United States v. De-Noyer, 811 F.2d 436 (8th Cir.1987); Oldsen v. People,

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25 M.J. 23, 1987 CMA LEXIS 2973, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-welch-cma-1987.