United States v. Savala

70 M.J. 70, 2011 CAAF LEXIS 415, 2011 WL 1886285
CourtCourt of Appeals for the Armed Forces
DecidedMay 17, 2011
Docket10-0317/NA
StatusPublished
Cited by20 cases

This text of 70 M.J. 70 (United States v. Savala) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Savala, 70 M.J. 70, 2011 CAAF LEXIS 415, 2011 WL 1886285 (Ark. 2011).

Opinions

Chief Judge EFFRON delivered the opinion of the Court.

A general court-martial composed of officer and enlisted members, convicted Appellant, contrary to his pleas, of attempted larceny, rape, unlawful entry, and adultery, in violation of Articles 80, 120, 130, and 134, Uniform Code of Military Justice (UCMJ), 10 U.S.C. §§ 880, 920, 930, 934 (2006). The sentence adjudged by the court-martial and approved by the convening authority included a dishonorable discharge, confinement for seven years, forfeiture of $898.00 pay per month for eighty-four months, and reduction to the pay grade of E-1. United States v. Savala, No. NMCCA 200800818, 2010 CCA LEXIS 9, at *1, 2010 WL 317687, at *1 (N.M.Ct.Crim.App. Jan. 28, 2010) (unpublished).

On Appellant’s petition, we granted review of the following issue:

WHETHER THE LOWER COURT ERRED WHEN IT HELD THAT THE DENIAL OF APPELLANT’S RIGHT TO CROSS-EXAMINE HIS ACCUSER [72]*72WAS HARMLESS BEYOND A REASONABLE DOUBT.

For the reasons set forth below, we conclude that the restriction on the scope of cross-examination constituted prejudicial error.

I. EXCLUSION OF EVIDENCE UNDER M.R.E. 412

Military Rule of Evidence (M.R.E.) 412 limits the admissibility of specified forms of evidence in sexual offense cases. The rule serves “to protect victims of sexual offenses from the degrading and embarrassing disclosure of intimate details of their private lives while preserving the constitutional rights of the accused to present a defense.” United States v. Banker, 60 M.J. 216, 219 (C.A.A.F.2004).

The present case concerns M.R.E. 412(a), which generally prohibits the introduction of evidence regarding the alleged victim’s prior sexual behavior or the victim’s sexual predisposition. The rule contains a number of exceptions to the general prohibition, including a provision for the admissibility of “evidence the exclusion of which would violate the constitutional rights of the accused.” M.R.E. 412(b)(1)(C). See Banker, 60 M.J. at 221 (noting that this exception “addresses an accused’s Sixth Amendment right of confrontation and Fifth Amendment right to a fair trial”).

The Sixth Amendment right of confrontation includes “the constitutionally protected right of cross-examination.” See Davis v. Alaska, 415 U.S. 308, 316-17, 94 S.Ct. 1105, 39 L.Ed.2d 347 (1974). The right of cross-examination includes the opportunity to inquire into otherwise inadmissible matters if the prosecution, through its presentation, opens the door to consideration of such matters. See United States v. Moulton, 47 M.J. 227, 228-29 (C.A.A.F.1997); United States v. Welch, 25 M.J. 23, 26-27 (C.M.A.1987); cf. 1 Kenneth S. Broun et al., McCormick on Evidence § 57, at 291 (6th ed. 2006) (discussing judicial approaches to “opening the door” for otherwise inadmissible evidence). The right of confrontation is subject to limitations, including the authority of the court to restrict the scope of cross-examination to avoid problems such as harassment, prejudice, confusion of the issues or repetitive interrogation. Delaware v. Van Arsdall, 475 U.S. 673, 679, 106 S.Ct. 1431, 89 L.Ed.2d 674 (1986).

M.R.E. 412 constitutes a rule of exclusion. Banker, 60 M.J. at 221. The defense bears the burden of demonstrating the admissibility of evidence that falls within the category of otherwise excludable evidence under M.R.E. 412. Id. at 222.

II. TRIAL PROCEEDINGS

The present appeal focuses on the evidence pertinent to the offenses of rape, unlawful entry, and adultery. Much of the evidence presented at trial involved matters not in dispute. The primary differences at trial involved the circumstances of Appellant’s entry into the barracks room of Seaman ARM and the ensuing encounter between Appellant and Seaman ARM.

The granted issue involves two defense motions at trial under M.R.E. 412. The defense offered the first motion prior to the introduction of evidence. The defense offered a second motion during the prosecution’s case-in-chief at a point where the defense contended that the prosecution had opened the door to the evidence at issue. The military judge denied both motions. The Court of Criminal Appeals subsequently ruled that the military judge erred in the disposition of the second motion, but treated the error as harmless. Savala, 2010 CCA LEXIS 9, at *23-*24, 2010 WL 317687, at *9.

We begin with background information pertinent to the decisions by the military judge and the Court of Criminal Appeals. Part II.A. sets forth the competing views of the parties as to the facts with respect to the underlying offenses. Part II.B. summarizes the first defense motion and ruling by the military judge. Part II.C. summarizes the second defense motion and ruling by the military judge.

A. THE COMPETING POSITIONS OF THE PROSECUTION AND THE DEFENSE REGARDING THE CHARGED OFFENSES

1. Events prior to the barracks encounter— matters not in dispute

On the evening of the incident, Seaman ARM consumed a substantial number of aleo-[73]*73holic beverages at several different locations, including two clubs. Testimony from multiple witnesses indicated that she was visibly drunk and that her speech was impaired. Seaman ARM testified that at some point while at the second club, her perception of her surroundings began to get hazy.

Appellant and his friend Seaman Townsel each testified that they observed Seaman ARM in the second club. Appellant testified that he observed Seaman ARM drinking. He had not previously encountered her, and did not speak to her in the club. Seaman Townsel testified that he had met Seaman ARM the previous week, and that he spoke to her briefly in the club on the night in question.

Seaman Townsel testified that at some point during the visit to the second club, Seaman ARM fell onto a table, and her friends assisted her in getting up. Eventually Seaman ARM and several friends left the second club and went to a karaoke bar. Af-terwards, they returned to the base. One of those friends testified that she stumbled as she approached the door to her room at about 1:30 a.m., while another friend testified that they returned from the karaoke bar at 4:30 a.m.

Appellant and Seaman Townsel returned to the barracks sometime after 5:00 a.m. As they arrived at the barracks, the two men discussed Seaman ARM. At the end of the discussion, Appellant suggested that they visit her room. The full details of the conversation do not appear on the record. Appellant testified that he was left with the impression that Seaman ARM “might be willing to have sexual intercourse.” Seaman Townsel, who knew where Seaman ARM lived, led Appellant to her room. Seaman Townsel remained in a nearby common area while Appellant knocked on the door.

2. Matters in dispute

a. The testimony of Seaman Townsel and Seaman ARM concerning the events in the room

During the prosecution’s case-in-chief, Seaman Townsel testified that when they approached the room, Appellant suggested that Seaman Townsel knock on Seaman ARM s door.

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Cite This Page — Counsel Stack

Bluebook (online)
70 M.J. 70, 2011 CAAF LEXIS 415, 2011 WL 1886285, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-savala-armfor-2011.