United States v. Moran

65 M.J. 178, 2007 CAAF LEXIS 827, 2007 WL 1815401
CourtCourt of Appeals for the Armed Forces
DecidedJune 22, 2007
Docket06-0207/AF
StatusPublished
Cited by108 cases

This text of 65 M.J. 178 (United States v. Moran) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Moran, 65 M.J. 178, 2007 CAAF LEXIS 827, 2007 WL 1815401 (Ark. 2007).

Opinions

Judge BAKER

delivered the opinion of the Court.

Appellant was an airman first class (E-3) assigned to Keesler Air Force Base, Missis[180]*180sippi. Contrary to his pleas, a general court-martial composed of officer members convicted Appellant of drunk driving, wrongful distribution of cocaine, separate specifications of wrongful use of ecstasy, cocaine, and LSD, and obstruction of justice in violation of Articles 111, 112a, and 134, Uniform Code of Military Justice (UCMJ), 10 U.S.C. §§ 911, 912a, 934 (2000), respectively. Appellant was sentenced to a dishonorable discharge, confinement for twenty-four months, and reduction in grade to E-1. The convening authority dismissed the cocaine distribution specification and reassessed the sentence, approving a bad-conduct discharge, confinement for twenty months and reduction to E-1. The United States Air Force Court of Criminal Appeals affirmed. United States v. Moran, No. ACM 35755, 2005 CCA LEXIS 339, at *13, 2005 WL 2875128, at *5 (A.F.Ct.Crim.App. Oct. 20, 2005) (unpublished).

On Appellant’s petition we granted review of the following issue:

WHETHER APPELLANT’S SUBSTANTIAL RIGHTS WERE MATERIALLY PREJUDICED WHEN PROSECUTION WITNESSES AND TRIAL COUNSEL COMMENTED ON APPELLANT’S REQUEST FOR AN ATTORNEY AND APPELLANT’S REFUSAL TO GIVE CONSENT FOR A SEARCH AND SEIZURE OF HIS HAIR AND BLOOD.

We subsequently specified two additional issues:

I. WHETHER EVIDENCE REFLECTING THE ACCUSED’S EXERCISE OF CONSTITUTIONAL RIGHTS WAS ADMISSIBLE AS PART OF THE BACKGROUND SEQUENCE OR CHRONOLOGY OF EVENTS LEADING TO THE SEIZURE OR DISCOVERY OF OTHERWISE ADMISSIBLE EVIDENCE.
II. IF EVIDENCE OF THE ACCUSED’S EXERCISE OF HIS CONSTITUTIONAL RIGHTS WAS ADMISSIBLE FOR PURPOSES OF ESTABLISHING BACKGROUND SEQUENCE OR CHRONOLOGY WITHOUT OBJECTION, WAS IT PLAIN ERROR IF NO INSTRUCTION WAS GIVEN ADVISING MEMBERS THAT THE EVIDENCE COULD NOT BE CONSIDERED AS EVIDENCE OF GUILT OR CRIMINAL CONDUCT.

We conclude that trial counsel’s statement was obvious error but Appellant has failed to demonstrate material prejudice to his substantial rights. Also, assuming without deciding that admission of the contested witness statements was error, their admission was harmless beyond a reasonable doubt. As a result, we affirm.

BACKGROUND

In the course of their testimony, three Government witnesses at the court-martial either directly or by implication mentioned Appellant’s invocation of his constitutional rights. Two of these witnesses testified regarding the allegations of illegal use and distribution of controlled substances. The other witness testified regarding the drunk driving allegation. During closing argument on findings trial counsel commented on Appellant’s exercise of his rights, specifically drawing the members’ attention to Appellant’s exercise of his right to counsel and implying that invocation of the right reflected his guilt.

Though Appellant requested and received an instruction on his right to remain silent, defense counsel did not object to either the witnesses’ or trial counsel’s statements. Further, there were no sua sponte curative or limiting instructions to the members mitigating any potential prejudice.

Appellant now argues that his substantial rights were materially prejudiced by both the witnesses’ testimony and the trial counsel’s argument. According to Appellant, since the drug allegations and the drunk driving offense were “hotly contested,” the impermissible statements may have eliminated any reasonable doubt that the members would have otherwise entertained.

[181]*181DISCUSSION

Whether there has been improper reference to an accused’s invocation of his constitutional rights is a question of law that we review de novo. United States v. Alameda, 57 M.J. 190, 198 (C.A.A.F.2002) (“[i]ssues involving argument referring to unlawful subject matter are reviewed de novo as issues of law”).

Having failed to preserve any asserted errors at trial, Appellant forfeited them absent “plain error.” Military Rule of Evidence (M.R.E.) 103(a)(1), 103(d); United States v. Bungert, 62 M.J. 346, 347 (C.A.A.F.2006). Whether there was “plain error” is also a determination reviewed de novo. United States v. Gudmundson, 57 M.J. 493, 495 (C.A.A.F.2002).

Plain error is established when: (1) an error was committed; (2) the error was plain, clear, or obvious; and (3) the error resulted in material prejudice to an appellant’s substantial rights. United States v. Powell, 49 M.J. 460, 463-65 (C.A.A.F.1998). Appellant has the burden of persuading this Court that these elements of the plain error test are satisfied. United States v. Scalo, 60 M.J. 435, 436 (C.A.A.F.2005).

I. References to an Accused’s Constitutional Rights

The law generally discourages trial counsel’s presentation of testimony or argument mentioning an accused’s invocation of his constitutional rights unless, for example, an accused invites such testimony or argument in rebuttal to his own case. See, e.g., United States v. Robinson, 485 U.S. 25, 32, 108 S.Ct. 864, 99 L.Ed.2d 23 (1988) (finding no constitutional infirmity in a prosecutor’s statement mentioning the invocation of an accused’s rights if the statement was a “fair response to a claim made by defendant or his counsel”); United States v. Carter, 61 M.J. 30, 33 (C.A.A.F.2005). Such comments may serve to hinder the free exercise of such rights — rights that carry with them the “implicit assurance that [their] invocation ... will carry no penalty.” United States v. Daoud, 741 F.2d 478, 480 (1st Cir.1984).

This constraint against mentioning the exercise of constitutional rights does not depend on the specific right at issue. There is “little, if any, valid distinction” between the harm caused by comments regarding an accused’s invocation of any protected rights. See, e.g., United States v. Thame, 846 F.2d 200, 206 (3d Cir.1988) (holding that for the purposes of finding improper prosecutorial comment, there is no valid difference between references to an accused’s Fifth, Fourth, or Sixth Amendment rights) (citation and quotation marks omitted).1

This case addresses comments about an accused’s exercise of his Fourth and Fifth2 Amendment rights, matters on which this Court has ruled directly. In United States v. Turner, 39 M.J. 259, 260-61 (C.M.A.1994), we addressed the prohibition against comments about an accused’s assertion of his Fourth Amendment rights. We stated that “the same reasoning that protects from comment an accused’s exercise of a Fifth Amendment privilege applies equally to assertion of the right to privacy under the Fourth Amendment.” Id. at 262 (citations omitted).

In United States v. Moore, 1 M.J. 390, 391 (C.M.A.1976), we addressed comments regarding, inter alia, an accused’s exercise of his Fifth Amendment rights stating that:

[182]

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Bluebook (online)
65 M.J. 178, 2007 CAAF LEXIS 827, 2007 WL 1815401, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-moran-armfor-2007.