United States v. Stephens

66 M.J. 520, 2008 CCA LEXIS 104, 2008 WL 818370
CourtUnited States Air Force Court of Criminal Appeals
DecidedMarch 26, 2008
DocketACM 36682
StatusPublished
Cited by3 cases

This text of 66 M.J. 520 (United States v. Stephens) is published on Counsel Stack Legal Research, covering United States Air Force Court of Criminal Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Stephens, 66 M.J. 520, 2008 CCA LEXIS 104, 2008 WL 818370 (afcca 2008).

Opinion

OPINION OF THE COURT

SOYBEL, Judge:

Contrary to his pleas, the appellant was found guilty of one specification of attempted carnal knowledge, one specification of attempted sodomy of a child, and one specification of committing an indecent act upon a female under the age of 16 years, in violation of Articles 80 and 134, UCMJ, 10 U.S.C. §§ 880, 934.

The appellant was charged with committing several sexual offenses against his young cousin-by-marriage, BU. The acts allegedly occurred on two separate occasions, in December 2003 and August 2004. He was acquitted of the charged acts relating to the earlier date but convicted of acts which occurred in August 2004. At that time, BU was 13 years old.

In August 2004, the appellant attended a get-together at his grandparent’s farm in Gilmer, Texas. According to BU, the appellant invited her to accompany him on a walk to shoot his gun and walk to a creek located approximately a quarter of a mile from the house. BU testified the appellant stopped and initiated sexual contact with her several times during their walk. The sexual contact increased at each stop and culminated behind a barn near the house, where she stated the appellant pulled down her pants and underwear and performed various sexual acts upon [522]*522her. According to BU, she started to cry and told the appellant she was scared. He told her he would not do anything more and would wait until a later time before going any further. The appellant did not testify at trial.

The appellant raises a total of seven issues. One issue, containing three sub-issues, involves the Article 32, UCMJ, 10 U.S.C. § 832 investigation. Two issues allege erroneous evidentiary rulings by the military judge involving hearsay, which the appellant contends prevented him from presenting a defense. Two issues relate to rulings by the military judge purportedly allowing statements made by the appellant to investigators and his wife to be used on cross-examination in the event the appellant testified in his own defense. One issue asserts certain testimony by BU’s father, made during the sentencing phase of the trial, was improper. Finally, the appellant challenges the legal and factual sufficiency of the evidence. For the reasons set out below we find no error.

The Article 32, UCMJ, Investigation

The appellant raises three specific issues related to the Article 82, UCMJ investigation on his case. He asserts the investigating officer (10) considered inadmissible evidence when he read the Air Force Office of Special Investigations (OSI) report to prepare for the hearing; the 10 abandoned his neutral and impartial role because he conducted almost all of the questioning of the witnesses himself; and lastly, the 10 denied the appellant his right to confrontation by finalizing the witnesses’ written statements after the hearing closed and outside of the presence of the appellant.

When reviewing allegations of error in an Article 32 investigation we will reverse only when there is a showing of prejudice to a substantial right of the accused. United States v. Davis, 64 M.J. 445 (C.A.A.F.2007); see also United States v. Reynolds, 24 M.J. 261 (C.M.A.1987); United States v. Davis, 20 M.J. 61 (C.M.A.1985). Notwithstanding this precedent, the appellant urges us to apply a presumption of prejudice as expressed in United States v. Martel, 19 M.J. 917 (A.C.M.R.1985). We decline to follow this standard of review and will follow the standard espoused in Dams, 64 M.J. 445. When reviewing the military judge’s findings, we will accept her findings of fact unless they are clearly erroneous. United States v. Tippit, 65 M.J. 69, 79 (C.A.A.F.2007); United States v. Mizgala, 61 M.J. 122, 127 (C.A.A.F. 2005).

In this case, the 10 testified at trial. He stated he reviewed a copy of the OSI investigation report before he conducted the Article 32 investigation, but did so only to become familiar with the nature of the case and to focus his questioning. He clearly stated under oath that he did not consider the OSI report when making his recommendations to the convening authority. The military judge found the 10 to be credible and found that he did not let the OSI report influence his recommendations to the convening authority.

As to the 10 conducting most of the questioning of the witnesses, as opposed to the trial counsel, this procedure did not prejudice the appellant. He was present during the Article 32 investigation and had the opportunity to cross-examine the witnesses. Although the procedure deviates from usual Air Force practice, we note Article 32, UCMJ, places the burden on the 10 to thoroughly and impartially investigate charges. The burden is not on the government’s counsel. In fact, appointment of government counsel is discretionary on the part of the commander who directed the investigation. It was not improper for the 10, acting under this mandate, to conduct the Article 32 investigation in the manner he did. The 10 noted one of the government’s counsel was due to leave for a new assignment the next day and the other counsel was an inexperienced judge advocate who had never participated in an Article 32 investigation. Further, because of his extensive experience as an administrative law judge,1 he felt very comfortable questioning witnesses, especially the young victim in this case. We agree with the military judge that the 10 was merely trying to gain a clear understanding of the events and facts per[523]*523taining to the charged offenses and was not taking on the role of government counsel or abandoning his impartial role.

Finally, we point out that the 10 in the Martel case, cited above by the appellant, went even further than the 10 in the case sub judice, in that he read police reports involving other crimes committed by the accused, went to the scene of the offense under investigation, and had an ex parte conversation with one of the witnesses. As in this case, the 10 in Martel testified these events did not influence his decision about the charges he was investigating. Even applying the presumption of prejudice standard, the Martel court found the IO’s testimony overcame the presumption.

The appellant’s final assertion of error regarding the Article 32 investigation involved post-hearing conduct by the Investigating Officer. After taking testimony at the hearing, the 10 summarized the witnesses’ testimony, mailed each witness a copy of the summarization, then called each witness to have them confirm their respective summaries. The 10 testified no substantial changes were made by the witnesses; only minor grammatical corrections. Further, the 10 testified he would make adjustments only after he could personally verify the changes from his own recollection of the witness’ live testimony. The appellant argues that the IO’s action in this case denied him his right to confrontation, as was the ease in United States v. Whitt, 21 M.J. 658 (A.C.M.R.1985).

In the Whitt case, the 10 conducted two ex parte sessions with three witnesses and received additional evidence outside the presence of the appellant and his counsel. The convening authority corrected this situation by ordering the 10 to reopen the hearing and further ordered him not to consider the new evidence.

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Cite This Page — Counsel Stack

Bluebook (online)
66 M.J. 520, 2008 CCA LEXIS 104, 2008 WL 818370, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-stephens-afcca-2008.