United States v. Sun-Diamond Growers of California

143 L. Ed. 2d 576, 119 S. Ct. 1402, 12 Fla. L. Weekly Fed. S 205, 526 U.S. 398, 67 U.S.L.W. 4265, 99 Daily Journal DAR 3868, 99 Cal. Daily Op. Serv. 2983, 1999 U.S. LEXIS 3001, 1999 D.A.R. 3868, 1999 Colo. J. C.A.R. 2314
CourtSupreme Court of the United States
DecidedApril 27, 1999
Docket98-131
StatusPublished
Cited by225 cases

This text of 143 L. Ed. 2d 576 (United States v. Sun-Diamond Growers of California) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Sun-Diamond Growers of California, 143 L. Ed. 2d 576, 119 S. Ct. 1402, 12 Fla. L. Weekly Fed. S 205, 526 U.S. 398, 67 U.S.L.W. 4265, 99 Daily Journal DAR 3868, 99 Cal. Daily Op. Serv. 2983, 1999 U.S. LEXIS 3001, 1999 D.A.R. 3868, 1999 Colo. J. C.A.R. 2314 (U.S. 1999).

Opinion

Justice Scalia

delivered the opinion of the Court.

Talmudic sages believed that judges who accepted bribes would be punished by eventually losing all knowledge of the divine law. The Federal Government, dealing with many public officials who are not judges, and with at least some judges for whom this sanction holds no terror, has constructed a framework of human laws and regulations defining various sorts of impermissible gifts, and punishing those who give or receive them with administrative sanctions, fines, and incarceration. One element of that framework is 18 U. S. C. § 201(c)(1)(A), the “illegal gratuity statute,” which prohibits giving “anything of value” to a present, past, or future public official “for or because of any official act performed or to be performed by such public official.” In this ease, we consider whether conviction under the illegal gratuity statute requires any showing beyond the fact that a gratuity was given because of the recipient’s official position.

I

Respondent is a trade association that engaged in marketing and lobbying activities on behalf of its member cooperatives, which were owned by approximately 5,000 individual *401 growers of raisins, figs, walnuts, prunes, and hazelnuts. Petitioner United States is represented by Independent Counsel Donald Smaltz, who, as a consequence of his investigation of former Secretary of Agriculture Michael Espy, charged respondent with, inter alia, making illegal gifts to Espy in violation of § 201(c)(1)(A). That statute provides, in relevant part, that anyone who

“otherwise than as provided by law for the proper discharge of official duty . . . directly or indirectly gives, offers, or promises anything of value to any public official, former public official, or person selected to be a public official, for or because of any official act performed or to be performed by such public official, former public official, or person selected to be a public official... shall be fined under this title or imprisoned for not more than two years, or both.”

Count One of the indictment charged Sun-Diamond with giving Espy approximately $5,900 in illegal gratuities: tickets to the 1993 U. S. Open Tennis Tournament (worth $2,295), luggage ($2,427), meals ($665), and a framed print and crystal bowl ($524). The indictment alluded to two matters in which respondent had an interest in favorable treatment from the Secretary at the time it bestowed the gratuities. First, respondent’s member cooperatives participated in the Market Promotion Plan (MPP), a grant program administered by the Department of Agriculture to promote the sale of U. S. farm commodities in foreign countries. The cooperatives belonged to trade organizations, such as the California Prune Board and the Raisin Administrative Committee, which submitted overseas marketing plans for their respective commodities. If their plans were approved by the Secretary of Agriculture, the trade organizations received funds to be used in defraying the foreign marketing expenses of their constituents. Each of respondent’s member cooperatives was the largest mem *402 ber of its respective trade organization, and each received significant MPP funding. Respondent was understandably concerned, then, when Congress in 1998 instructed the Secretary to promulgate regulations giving small-sized entities preference in obtaining MPP funds. Omnibus Budget Reconciliation Act of 1998, Pub. L. 103-66, § 1302(b)(2)(A), 107 Stat. 330-331. If the Secretary did not deem respondent’s member cooperatives to be small-sized entities, there was a good chance they would no longer receive MPP grants. Thus, respondent had an interest in persuading the Secretary to adopt a regulatory definition of “small-sized entity” that would include its member cooperatives.

Second, respondent had an ernment’s regulation of methyl bromide, a low-cost pesticide used by many individual growers in respondent’s member cooperatives. In 1992, the Environmental Protection Agency announced plans to promulgate a rule to phase out the use of methyl bromide in the United States. The indictment alleged that respondent sought the Department of Agriculture’s assistance in persuading the EPA to abandon its proposed rule altogether, or at least to mitigate its impact. In the latter event, respondent wanted the Department to fund research efforts to develop reliable alternatives to methyl bromide.

Although describing these two matters before the Secretary in which respondent had an interest, the indictment did not allege a specific connection between either of them— or between any other action of the Secretary — and the gratuities conferred. The District Court denied respondent’s motion to dismiss Count One because of this omission. 941 F. Supp. 1262 (DC 1996). The court stated:

“[T]o sustain a charge under the gratuity statute, it is not necessary for the indictment to allege a direct nexus between the value conferred to Secretary Espy by Sun-Diamond and an official act performed or to be performed by Secretary Espy. It is sufficient for the *403 indictment to allege that Sun-Diamond provided things of value to Secretary Espy because of his position.” Id., at 1265.

At trial, the District Court instructed the jury along these same lines. It read § 201(c)(1)(A) to the jury twice (along with the definition of “official act” from § 201(a)(3)), but then placed an expansive gloss on that statutory language, saying, among other things, that “[i]t is sufficient if Sun-Diamond provided Espy with unauthorized compensation simply because he held public office,” and that “[t]he government need not prove that the alleged gratuity was linked to a specific or identifiable official act or any act at all.” App. to Pet. for Cert. 85a, 87a. The jury convicted respondent on, inter alia, Count One (the only subject of this appeal), and the District Court sentenced respondent on this count to pay a fine of $400,000. *

The Court of Appeals reversed the conviction on Count One and remanded for a new trial, stating:

“Given that the Tor or because of any official act’ language in § 201(c)(1)(A) means what it says, the jury instructions invited the jury to convict on materially less evidence than the statute demands — evidence of gifts driven simply by Esp/s official position.” 138 F. 3d 961, 968 (CADC 1998).

In rejecting respondent’s attack on the indictment, however, the court stated that the Government need not show that a gratuity was given “for or because of” any particular act or acts: “That an official has an abundance of relevant matters on his plate should not insulate him or his benefactors from the gratuity statute — as long as the jury is re *404 quired to find the requisite intent to reward past favorable acts or to make future ones more likely.” Id., at 969.

We granted certiorari. 525 U. S. 961 (1998).

II.

Initially, it will be helpful to place § 201(c)(1)(A) within the context of the statutory scheme.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Avenatti
81 F.4th 171 (Second Circuit, 2023)
United States v. Olson
District of Columbia, 2023
United States v. Heon-Cheol Chi
936 F.3d 888 (Ninth Circuit, 2019)
Commonwealth v. Degnan
Massachusetts Appeals Court, 2017
State v. Perez
139 A.3d 654 (Supreme Court of Connecticut, 2016)
McDonnell v. United States
579 U.S. 550 (Supreme Court, 2016)
United States v. Rod Blagojevich
794 F.3d 729 (Seventh Circuit, 2015)
United States v. Robert McDonnell
792 F.3d 478 (Fourth Circuit, 2015)
United States v. Thomas Hawkins
777 F.3d 880 (Seventh Circuit, 2015)
United States v. Fraser Verrusio
762 F.3d 1 (D.C. Circuit, 2014)
United States v. Constantine Kallas
577 F. App'x 751 (Ninth Circuit, 2014)
United States v. Technodyne LLC
753 F.3d 368 (Second Circuit, 2014)
United States v. George Grace, Sr.
568 F. App'x 344 (Fifth Circuit, 2014)
United States v. Samuel Mays
558 F. App'x 583 (Sixth Circuit, 2014)
United States v. Daniel Van Pelt
448 F. App'x 301 (Third Circuit, 2011)
United States v. Boender
649 F.3d 650 (Seventh Circuit, 2011)
United States v. Bravo-Fernandez
756 F. Supp. 2d 184 (D. Puerto Rico, 2010)
Ryan v. United States
759 F. Supp. 2d 975 (N.D. Illinois, 2010)

Cite This Page — Counsel Stack

Bluebook (online)
143 L. Ed. 2d 576, 119 S. Ct. 1402, 12 Fla. L. Weekly Fed. S 205, 526 U.S. 398, 67 U.S.L.W. 4265, 99 Daily Journal DAR 3868, 99 Cal. Daily Op. Serv. 2983, 1999 U.S. LEXIS 3001, 1999 D.A.R. 3868, 1999 Colo. J. C.A.R. 2314, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-sun-diamond-growers-of-california-scotus-1999.