United States v. Sullivan

98 F.3d 686, 1996 U.S. App. LEXIS 27923, 1996 WL 613202
Court of Appeals for the First Circuit·Decided October 29, 1996·No. 94-2194·Published·Cited by 13 cases

Opinion

LISI, District Judge.

I. BACKGROUND

Following a four day trial, a jury found defendant-appellant Daniel G. Sullivan guilty of receiving a stolen firearm after previously having been convicted of a felony (“Count I”), aiding and abetting the sale of stolen firearms (“Count II”), and aiding and abetting the sale of firearms to a convicted felon (“Count III”). Finding that Sullivan had been convicted of at least three prior crimes of violence or serious drug offenses, the district court sentenced Sullivan as an armed career criminal pursuant to U.S.S.G. § 4B1.4. The court imposed prison terms of 188 months on Count I and 120 months on each of Counts II and III, to be served concurrently, with five years supervised release thereafter.

Sullivan challenges the district court’s determination of his status as an armed career criminal for the first time on appeal, a fact that Sullivan concedes in his brief. He alleges no error with respect to the offense of conviction, sometimes referred to as the “triggering offense.”' See, e.g., United States v. Bell, 966 F.2d 703, 705 n. 5 (1st Cir.1992). Instead, Sullivan attacks the district court’s use of his prior state court convictions as predicate offenses for the armed career criminal determination on two fronts. For the reasons set forth below, this court rejects each of Sullivan’s contentions and affirms the district court’s sentence.

II. DISCUSSION

A. Standard of Review

At the outset, it is incumbent upon this court to delineate the correct standard of its review. It is well-settled in this circuit that arguments which an appellant failed to raise in contemporaneous objections below are effectively forfeited on appeal and reversible only if ah appellant can establish “plain error.” United States v. Winter, 70 F.3d 655, 659 (1st Cir.1995), cert. denied, - U.S. -, 116 S.Ct. 1366, 134 L.Ed.2d 532 (1996); see also United States v. Alzanki, 54 F.3d 994, 1003 (1st Cir.1995), cert. denied, - *688 U.S. -, 116 S.Ct. 909, 133 L.Ed.2d 841 (1996); United States v. Ghiffin, 818 F.2d 97, 100 (1st Cir.), cert. denied, 484 U.S. 844, 108 S.Ct. 137, 98 L.Ed.2d 94 (1987). Under this standard, an appellant must establish: “(1) ‘error,’ i.e., a ‘[d]eviation from a legal rule’; (2) that the error is ‘plain’ or ‘obvious’; and (3) that the plain error affected ‘substantial rights.’ ” United States v. Winter, 70 F.3d at 659 (quoting United States v. Olano, 507 U.S. 725, 732, 113 S.Ct. 1770, 1776-77, 123 L.Ed.2d 508 (1993)). Regardless of whether an appellant bears this burden, however, the decision to correct the error is entirely discretionary. See id. We proceed to address Sullivan’s two arguments in light of these principles.

B. Sufficiency of the Indictment

Sullivan’s first argument concerns the sufficiency of the indictment under which he was charged. Sullivan avers that the list of his prior state court convictions contained in the indictment did not contain three convictions valid for use as predicate offenses under the Armed Career Criminal Act (“ACCA”), 18 U.S.C. § 924. A thorough examination of the indictment undercuts this argument, however.

The indictment lists a number of Sullivan’s previous convictions, ranging from simple drug possession in 1970, to burglary in 1983. Sullivan does not challenge the use of two of these convictions, the burglary conviction on May 18, 1983, and one on October 29, 1992 for arson, as predicate offenses. 1 The issue raised on appeal is whether any of the remaining convictions were valid for use as a third predicate offense.

With respect to this issue, Sullivan devotes the majority of his efforts to arguing why his several drug convictions, a conviction for possession of bomb materials, and a generic conspiracy conviction are inadequate to serve as predicate offenses. We need not address these contentions.

The presentence report reveals that Sullivan had four prior state court burglary convictions, not one, as he and the indictment suggest. This inconsistency is attributable to the fact that the convictions were consolidated for sentencing in the state court in which Sullivan was tried. It is clear, however, that the burglaries took place on different dates, involved four different victims, and involved four distinct sentences.

It is well-settled in this circuit and others that crimes which were committed on different dates, involved different locations, and targeted different victims are to be treated as distinct for purposes of 18 U.S.C. § 924(e). See United States v. Riddle, 47 F.3d 460, 462 (1st Cir.1995); United States v. Lewis, 40 F.3d 1325, 1346 (1st Cir.1994); United States v. Godinez, 998 F.2d 471, 472-73 (7th Cir.1993). Accordingly, any three of the five prior state convictions for burglary or arson could have served as the predicate offenses necessary to sentence Sullivan as an armed career criminal.

Any argument that Sullivan did not receive adequate notice that the government intended to seek an enhancement under the ACCA because the four burglary convictions were not delineated in the indictment must also fail for two reasons. First, the government “need not allege in the indictment the three prior felonies that it will use to enhance a defendant’s sentence under § 924(e)(1).” United States v. Tracy, 36 F.3d 187, 198 (1st Cir.1994), cert. denied, - U.S. -, 115 S.Ct. 1717, 131 L.Ed.2d 576 (1995); see also United States v. Rumney, 867 F.2d 714, 719 (1st Cir.), cert. denied, 491 U.S. 908, 109 S.Ct. 3194, 105 L.Ed.2d 702 (1989). Second, notwithstanding the government’s failure to elucidate the specific felonies it would use as predicate crimes, it did announce its intention to seek an enhanced sentence under the ACCA in both the indictment and a trial brief filed prior to commencement of trial. See United States v. Tracy, 36 F.3d at 198; United States v. Rumney, 867 F.2d at 716. Accordingly, we find no plain error with respect to this issue.

Free access — add to your briefcase to read the full text and ask questions with AI

United States v. Sullivan, 98 F.3d 686, 1996 U.S. App. LEXIS 27923, 1996 WL 613202 (1st Cir. 1996).

98 F.3d 686 (United States v. Sullivan) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

United States v. Goodridge
392 F. Supp. 3d 159 (District of Columbia, 2019)
Frank Van Der Hule v. Eric Holder, Jr.
759 F.3d 1043 (Ninth Circuit, 2014)
United States v. Marin
437 F. Supp. 2d 227 (D. Massachusetts, 2006)
Marshall v. United States
18 F. App'x 15 (First Circuit, 2001)
United States v. Curtis O'Neal
180 F.3d 115 (Fourth Circuit, 1999)
United States v. Seavey
First Circuit, 1998
United States v. Hernandez
First Circuit, 1997
United States v. Sposito
First Circuit, 1997
United States v. Estrella
First Circuit, 1997