Passamaquoddy Tribe v. State of Maine

75 F.3d 784, 1996 U.S. App. LEXIS 1877, 1996 WL 44707
CourtCourt of Appeals for the First Circuit
DecidedFebruary 9, 1996
Docket95-1922
StatusPublished
Cited by69 cases

This text of 75 F.3d 784 (Passamaquoddy Tribe v. State of Maine) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Passamaquoddy Tribe v. State of Maine, 75 F.3d 784, 1996 U.S. App. LEXIS 1877, 1996 WL 44707 (1st Cir. 1996).

Opinion

SELYA, Circuit Judge.

The Passamaquoddy Tribe (the Tribe) sued to compel Maine and the governor of Maine (collectively, Maine or the State) to recognize its asserted right to avoid the prohibitions of Maine’s criminal code, see 17-A Me.Rev.Stat.Ann. §§ 953-954, and conduct high-stakes casino gambling behind the shield of the Indian Gaming Regulatory Act, 25 U.S.C. §§ 2701-2721, 18 U.S.C. §§ 1166-1168 (the Gaming Act). The federal district court decided that the Gaming Act does not extend to Maine, and denied relief. See Passamaquoddy Tribe v. Maine, 897 F.Supp. 632 (D.Me.1995). We affirm.

I. THE STATUTORY FRAMEWORK

In order to put this appeal into perspective, it is necessary to juxtapose the Gaming Act and the Maine Indian Claims Settlement Act of 1980, 25 U.S.C. §§ 1721-1735 (the Settlement Act).

In the early 1970s, the Tribe began earnestly to pursue claims to nearly two-thirds of Maine’s land mass. See Joint Tribal Council of the Passamaquoddy Tribe v. Morton, 388 F.Supp. 649, 651-53, 667-69 (D.Me.) (reviewing dispute’s history), aff'd, 528 F.2d 370 (1st Cir.1975). After years of strife, the Tribe and the State negotiated a settlement of the land claims under federal auspices. The arrangement was designed to transform the legal status of the Maine tribes (the Passamaquoddy Tribe and the Penobscot Nation), and to create a unique relationship between state and tribal authority. See Penobscot Nation v. Stilphen, 461 A.2d 478, 488-89 (Me.), appeal dismissed, 464 U.S. 923, 104 S.Ct. 323, 78 L.Ed.2d 296 (1983). The Passamaquoddies and the Penobseots ratified the provisional pact and Maine’s legislature followed suit. See P.L.1979, c. 732, codified at 30 Me.Rev.Stat.Ann. §§ 6201-6214. In 1980, Congress cemented the terms of the accord by passing the Settlement Act. The federal statute incorporated the parties’ agreement and established the ground rules that henceforth would govern matters of common political concern to the State and the two tribes.

Among other things, the Settlement Act rid the State of all Indian land claims and submitted the Passamaquoddies, the Penobseots, and their tribal lands to the State’s jurisdiction. See 25 U.S.C. §§ 1721(b)(4), 1723(b) & (c), 1725(a). In addition, section 16(b) of the Settlement Act gave the State a measure of security against future federal incursions upon these hard-won gains. It stated:

The provisions of any federal law enacted after October 10,1980 [the effective date of the Settlement Act], for the benefit of Indians, Indian nations, or tribes or bands of Indians, which would affect or preempt the application of the laws of the State of Maine, ... shall not apply within the State of Maine, unless such provision of such subsequently enacted Federal law is specifically made applicable within the State of Maine.

25 U.S.C. § 1735(b) (emphasis supplied). The Tribe received fair consideration for its agreement: the Settlement Act confirmed its title to designated reservation lands, memorialized federal recognition of its tribal status, and opened the floodgate for the influx of millions of dollars in federal subsidies. See 25 U.S.C. § 1733.

Approximately eight years later, Congress enacted the Gaming Act. This statute establishes a three-tiered regulatory paradigm in respect to gambling activities on Indian *788 lands. We described these three layers in Rhode Island v. Narragansett Indian Tribe, 19 F.3d 685, 689-90 (1st Cir.), cert. denied, - U.S. -, 115 S.Ct. 298, 130 L.Ed.2d 211 (1994), and it would be pleonastic to rehearse that description here. We focus instead on the third tier: Class III gaming (a category that encompasses casino gambling).

The Gaming Act provides that, unless a state imposes an outright ban on all Class III gaming (and Maine does not), it must, upon the request of a federally recognized and self-governing Indian tribe, negotiate a compact stipulating the terms and conditions under which the tribe can introduce Class III gaming on Indian lands. See 25 U.S.C. § 2710(d). The statute contains a series of fail-safe mechanisms designed to ensure that states do not stall the negotiations or conduct them in bad faith. See, e.g., id. § 2710(d)(7).

The Settlement Act and the Gaming Act are vastly different in scope. From a geographic standpoint, the former is narrower in the sense that it applies only in Maine whereas the latter has national implications. From a political standpoint, however, the Settlement Act is broader in that it purposes to cover virtually the entire field of relationships between the State and the Indian tribes based there whereas the Gaming Act concentrates exclusively on a particular kind of activity, i.e., gambling.

II. THE GENESIS OF THE APPEAL

Mindful of the meteoric success of other Indian-sponsored casinos, the Tribe decided in the early 1990s to climb aboard the bandwagon. It chose Calais, a Maine municipality located near the Canadian border, as the preferred site for its nascent enterprise. Because the Gaming Act requires Class III gaming to be conducted on “Indian lands,” 25 U.S.C. § 2710(d)(3)(A), the Tribe sought to add a designated parcel of real estate to its inventory of tribal lands. See 30 Me.Rev. Stat.Ann. § 6205 (authorizing incremental land acquisitions). When formally apprised of the Tribe’s plans, the State concluded that the Gaming Act did not apply within Maine’s boundaries and scotched the proposed casino. As a lagniappe, the state legislature passed a bill that allowed tribal land in Calais to be used for such a purpose (1) if the Tribe secured the city’s blessing and the Governor of Maine thereafter agreed to negotiate a tribal-state compact under 25 U.S.C. § 2710(d), or (2) if a court of competent jurisdiction declared that the Gaming Act extended to Maine. See Me.Laws 1993, ch. 713, § 1, codified at 30 Me.Rev.Stat.Ann. § 6205

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Bluebook (online)
75 F.3d 784, 1996 U.S. App. LEXIS 1877, 1996 WL 44707, Counsel Stack Legal Research, https://law.counselstack.com/opinion/passamaquoddy-tribe-v-state-of-maine-ca1-1996.