United States v. Stone

13 C.M.A. 52, 13 USCMA 52, 32 C.M.R. 52, 1962 CMA LEXIS 239, 1962 WL 4448
CourtUnited States Court of Military Appeals
DecidedApril 20, 1962
DocketNo. 15,496
StatusPublished
Cited by5 cases

This text of 13 C.M.A. 52 (United States v. Stone) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Stone, 13 C.M.A. 52, 13 USCMA 52, 32 C.M.R. 52, 1962 CMA LEXIS 239, 1962 WL 4448 (cma 1962).

Opinion

[53]*53Opinion of the Court

Ferguson, Judge:

Charged with absence without leave, in violation of Uniform Code of Military Justice, Article 86, 10 USC § 886, and four specifications of presenting false claims, in violation of Code, supra, Article 132, 10 USC § 932, the accused was found guilty and sentenced to bad-conduct discharge, forfeiture of all pay and allowances, and confinement at hard labor for one year. Intermediate appellate authorities affirmed, and we granted accused’s petition for review on two issues, one of which was raised by the Court.

The first issue before us involves the contention that:

“THE EVIDENCE IS IN LAW INSUFFICIENT TO SUPPORT THE FINDINGS OF GUILTY TO CHARGE II AND ITS SPECIFICATIONS.”

The issue which the Court granted on its own initiative is:

“Whether Exhibits 3 through 17 were admissible.”

The resolution of these questions requires that we examine the evidence in detail. The transcript of the proceedings reflects that accused absented himself without authority on March 2, 1961, at the end of a sixteen-day period of ordinary leave. He was apprehended on March 6, 1961, at Fairborn, Ohio, a place some distance from his station at Fort Bragg, North Carolina.

After receipt of duly authenticated extracts tending to establish the foregoing, trial counsel was sworn as a witness by the law officer. He testified that he had obtained a “Financial Data Records” folder from a Mr. Gordon, the personnel officer and “official custodian” of accused’s records. Prosecution Exhibits 3 through 17 were various documents and vouchers pertaining to accused’s pay account which had been removed from that folder. Trial counsel had “signed out” for the documents, “thus becoming the Custodian.” He had no “training in the keeping of or the handling of” such records and could not state whether the documents were “true and complete.” He did not “supervise the keeping of these documents.” Over defense objection, the law officer admitted the exhibits in evidence.

Subsequently, Sergeant First Class Schuyler-N. Thomas appeared, was duly qualified as an expert on the auditing of Army pay records and Finance Office operations, and testified concerning the procedures utilized in making casual payments to Army personnel. Examining accused’s pay records, included in Prosecution Exhibits 3 through 17, he stated that Stone would normally have been entitled to be paid $143.89 at the end of February 1961. However, on February 16, 1961, he received a casual payment of $50.00 from the Finance Officer, Wright Patterson Air Force Base, Ohio. And on the same date, he received a similar advance in the amount of $30.00 from the Finance Officer, Indianapolis, Indiana. Finally, on February 23, 1961, he was paid an additional sum of $50.00 by the Finance Officer, Fort Monroe, Virginia. Thus, after the last-mentioned payment, accused was authorized to receive as pay for the month of February only $13.89.

Other vouchers in the record nevertheless demonstrate that he received additional casual payments. Prosecution Exhibit 14 reflects a payment on February 27 by the Finance Officer, Richmond Quartermaster Depot, to Stone in the amount of $50.00. After receiving that sum, he was overpaid in the amount of $36.11. Prosecution Exhibit 15 establishes an additional payment of $50.00 on the same date at Fort Eustis, Virginia. Prosecution Exhibit 16 shows a casual payment' of $75.00 on March 1, 1961, at Cincinnati Ordnance District, Cincinnati, Ohio, and Prosecution Exhibit 17 reflected a similar payment made at Wright Patterson Air Force Base, Ohio, on March 2 in the amount of $50.00. Accused had accrued no additional pay on March 1 or March 2.

Not all of the vouchers in question bore accused’s signature in the block provided for acknowledging receipt of the payments. Sergeant Thomas ex[54]*54plained that the absence of the signatures resulted from the fact that the vouchers were carbon copies forwarded for enclosing in the accused’s file, the originals being retained at the Finance Center. Each copy, however, bore a notation by the particular Finance Officer indicating payment had been made.

Pertinent regulations, judicially noticed by the court-martial, provide that an individual cannot be paid casually unless he presents an acceptable identification card, a copy of the order authorizing his absence from duty or presence in the Finance Officer’s area of responsibility, and establishes his entitlement to pay either through presentation of his pay records or by interview with Finance personnel.

We turn first to a resolution of the question whether Prosecution Exhibits 3 through 17 were properly received in evidence upon the basis that the trial counsel was their custodian, although he testified he had possession of the records only for the purpose of accused’s trial. We note at the outset that no basis for waiver of the issue appears in view of the prompt and forceful objection of the defense counsel to the receipt of the documents in question.

The Manual for Courts-Martial, United States, 1951, provides a number of methods for the authentication of documents sought to be introduced in evidence. Manual, supra, paragraph 1436. The method sought first to be utilized here was testimony by one purporting to be the “custodian” that the records in question were regularly maintained in the accused’s file. Our initial inquiry, therefore, is whether the trial counsel, by reason of his simple possession of documentary evidence, becomes its “custodian” for the purpose of authenticating such writings.

The Manual, supra, specifically defines the term “custodian” with respect to authentication of official records in the following manner:

“A custodian of an official record is a person who hds custody thereof by authority of law, regulation, or custom, that is, a person in whose office the record is officially on file.” [Manual, supra, paragraph 1436.] [Emphasis supplied.]

The Manual provision was intended to adopt the civil rule “as to who may be considered a custodian of an official record.” Legal and Legislative Basis, Manual for Courts-Martial, United States, 1951, pages 225, 226. Thus, it expressly states that such an individual is the person in whose office the record is required to be filed. There is no question that this “official custodian” is accused’s unit personnel officer, identified in the record as Warrant Officer Gorden. Under pertinent Army regulations which the court-martial judicially noted, it was Gorden’s duty to supervise the filing and maintenance of the “Financial Data Records” folder. Indeed, trial counsel so testified and disclaimed any responsibility for supervision of “the keeping of those documents” or any knowledge whether the file was “true and complete.” He sought to predicate his “authentication” of the vouchers and records upon mere manual possession and the fact that he had obtained the folder from the personnel office. Possession alone, however, is insufficient to establish the exhibits as official records under the rule laid down in the Manual, supra. People v Darling, 120 Cal App 453, 7 P2d 1094 (1932).

We recognize the proposition has been asserted that a trial counsel is an “official custodian” of Government records and may authenticate them by sworn testimony of his manual possession. See United States v Desherlia, 22 CMR 686. An opposite conclusion seems to have been reached by Army tribunals. United States v Cazenave, 28 CMR 536.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Williams
12 M.J. 894 (U.S. Army Court of Military Review, 1982)
United States v. Wilson
1 M.J. 325 (United States Court of Military Appeals, 1976)
United States v. Lewis
16 C.M.A. 145 (United States Court of Military Appeals, 1966)
United States v. Kauffman
14 C.M.A. 283 (United States Court of Military Appeals, 1963)
United States v. Parker
13 C.M.A. 579 (United States Court of Military Appeals, 1963)

Cite This Page — Counsel Stack

Bluebook (online)
13 C.M.A. 52, 13 USCMA 52, 32 C.M.R. 52, 1962 CMA LEXIS 239, 1962 WL 4448, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-stone-cma-1962.