United States v. Kauffman

14 C.M.A. 283, 14 USCMA 283, 34 C.M.R. 63, 1963 CMA LEXIS 171, 1963 WL 4757
CourtUnited States Court of Military Appeals
DecidedDecember 13, 1963
DocketNo. 16,824
StatusPublished
Cited by34 cases

This text of 14 C.M.A. 283 (United States v. Kauffman) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Kauffman, 14 C.M.A. 283, 14 USCMA 283, 34 C.M.R. 63, 1963 CMA LEXIS 171, 1963 WL 4757 (cma 1963).

Opinions

Opinion of the Court

Kilday, Judge:

We have before us a case in which a captain of the Air Force stands convicted of having, conspired with secret service agents of the so-called East German Democratic Republic1 to deliver to them national defense information relating to the United States, of agreeing to act as an agent of the East German Secret Service, and of violation of a general regulation by failing to report attempts by Russian and East German agents to induce him to reveal security information contrary to the best interests of the United States, If [287]*287guilty, as presently adjudged, this conduct is reprehensible and indefensible. On the other hand, the case brings before us massive and deliberate violations of appellant’s constitutional rights under the Bill of Rights, during the course of the investigation by the Office of Special Investigations. Paradoxically, such violations are admitted and not denied.

Five of the assignments of error, in various forms, present questions of alleged unlawful search of appellant’s quarters and eavesdropping by the OSI upon appellant’s telephone conversations with his civilian counsel. We shall consider the assignments together and advert, also, to irregularities in the investigation and trial of the case.

At the trial the prosecution offered a search warrant issued by a United States Commissioner in California for the search of a dwelling in Atwater, California, not upon a military installation, identified as the residence of appellant. An out-of-court hearing was held as to all matters surrounding the search of appellant’s private off-base residence or quarters. It was developed that after the affidavit for the search warrant was filed with the United States Commissioner, the warrant was issued and placed in the hands of a Deputy United States Marshal. The warrant was executed by the Deputy Marshal, assisted by agents of the OSI. It was further shown that, prior to the application for search warrant, on four separate occasions agents of the OSI entered the private quarters of appellant during his absence. The entry on each occasion was at about 1:00 a.m., and was in each instance made through a window. Prior to these entries appellant had been sent, under orders, on temporary duty. Being under investigation for espionage, it is difficult to perceive the nature of such duty. The conclusion is inevitable that he was ordered away that the agents might conduct their illegal nocturnal prowlings without danger of apprehension. Each entry appears to have been made by some three agents, who spent a total time of ten to twelve hours therein. While in the house, they searched for evidence against appellant and photographed or mechanically copied any and all of appellant’s personal papers which suited their fancy. Notwithstanding the meticulous search on four occasions by three-man teams, the OSI agents professed to have discovered absolutely nothing in the way of evidence. The only authority for such searches claimed was, “I did that under the authority of my superiors.”

Some eight or nine days after the last entry into appellant’s house, the affidavit for search warrant was made. Oddly enough, none of the six and more OSI agents on the spot made that affidavit. It was made by agent Reed, rather newly arrived from Germany. However, Reed had been to Castle Air Force Base and had heard some talk about the illegal entries to which he paid little attention. He had also been to Washington and conferred with a Mr. Levy, the OSI official in charge of the case and who had originally authorized the OSI agents to illegally prowl appellant’s quarters. Notwithstanding the solemn oath of the OSI agent in charge of the four searches that no evidence pertaining to the case was found in the house, his OSI colleague, Reed, made solemn oath before the United States Commissioner that he had reason to believe that a long list of evidentiary matters were concealed in the house previously searched. There is some indication in the record that the appellant may have returned to his quarters for a short period of time between the third and fourth illegal entries. However, prior to the time of the fourth illegal entry and at the time of the execution of the warrant, appellant was continuously in custody at Castle Air Force Base.

Admittedly, the most important item sought was a notebook containing the name and address of Klara Weiss, the receipt of which is charged to have been an overt act of the conspiracy. The OSI agent in charge stated that he had in each instance of the illegal searches been looking for the name “Klara Weiss” and had not found it. [288]*288But Io and behold, during the legal search with a warrant, the notebook containing the name was found promptly! By whom? By the agent who had searched for it on four nights. Where? In appellant’s top, dresser drawer.

But this is not all. Appellant was in custody and confined to the base hospital at Castle Air Force Base. OSI agents had rigged recording devices in his hospital room to tape everything said in the room. They blandly admitted they had taped appellant’s side of a telephone conversation with his civilian lawyer. They equally blandly admitted that an air policeman on duty outside his room eavesdropped on appellant’s conversations with his lawyer and reported the content to the OSI.

All of these violations are dismissed by the violator with the simple statement that nothing illegally seized had been placed in evidence. Those who assume such cavalier attitudes should be made aware of the doctrine of the fruits of the poisoned tree and be required to read Silverthorne Lumber Co. v United States, 251 US 385, 64 L ed 319, 40 S Ct 182 (1920).

The eavesdroppers on conversations with lawyers, should be referred to Coplon v United States, 191 F2d 749 (CA DC Cir) (1951). They could also profit from a reading of the uniform condemnation of “bugging” or taping conversations contained in Lanza v State of New Yoi’k, 370 US 139, 8 L ed 2d 384, 82 S Ct 1218 (1962). An example of things to come is available to investigators in State v Cory, 382 P2d 1019 (Wash) (1963), in which the drastic remedy of dismissal of the prosecution was imposed in a case in which the sheriff taped a conversation between the accused and his lawyer in the jail.

As another indicia of the attitude which pervaded this prosecution, note should be made of the fact that individual defense counsel detected signaling between the German defector witness and someone in the courtroom. Signaling was denied, in that instance, by the witness, but he did admit to an arrangement with a Mr. Frank not to identify the camp where he was located. Frank is not further identified nor was that subject further pursued. In another instance, individual defense counsel complained to the law officer of signaling. At an out-of-court hearing, trial counsel admitted to the law officer that he had arranged a system of signals between himself and a Mr. Smith, not further identified, under which Smith would withdraw his handkerchief from his pocket to alert trial counsel to testimony involving restricted information. We are amazed that in the second half of the twentieth century a colonel, Judge Advocate, should admit a system of signals in a courtroom in connection with the trial of a serious criminal matter. It must be said for the law officer that he promptly banished “Mr. Smith” from the courtroom.

The protections of the Bill of Rights are not reserved for those never suspected, charged, or tried for criminal violations. Indeed, persons of such rectitude have scant need to call upon those protections.

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Bluebook (online)
14 C.M.A. 283, 14 USCMA 283, 34 C.M.R. 63, 1963 CMA LEXIS 171, 1963 WL 4757, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-kauffman-cma-1963.