United States v. Smith

383 F. App'x 355
Court of Appeals for the Fourth Circuit·Decided June 18, 2010·No. 09-4654·Unpublished·Cited by 5 cases

Opinion

Affirmed by unpublished PER CURIAM opinion.

Unpublished opinions are not binding precedent in this circuit.

PER CURIAM:

Anthony Daniel Smith, Jr., appeals his convictions for conspiring to distribute marijuana, possessing a firearm in furtherance of a drug trafficking crime, and being a convicted felon in possession of a firearm, in violation of 18 U.S.C. §§ 922(g)(1), 924 (2006) and 21 U.S.C. § 846 (2006). On appeal, Smith argues the district court plainly erred by admitting evidence of his co-defendant’s out-of-court statement without a limiting instruction, the district court abused its discretion by admitting evidence of Smith’s prior cocaine convictions, and the Government did not present sufficient evidence to support his convictions. For the reasons that follow, we affirm.

This court typically reviews evidentiary rulings for abuse of discretion. United States v. Perkins, 470 F.3d 150, 155 (4th Cir.2006). However, because Smith did not object in the district court to the hearsay testimony, we review the admission of evidence for plain error. United States v. Olano, 507 U.S. 725, 731, 113 S.Ct. 1770, 123 L.Ed.2d 508 (1993). To show plain error, the appellant must demonstrate “that an error occurred, that the error was plain, and that the error affected his substantial rights.” United States v. Muhammad, 478 F.3d 247, 249 (4th Cir.2007).

Hearsay is generally not admissible in evidence. Fed.R.Evid. 802. An exception is a statement against penal interest “which was at the time of its making so far contrary to the declarant’s pecuniary or proprietary interest, or so far tended to subject the declarant to civil or criminal liability, or to render invalid a claim by the declarant against another, that a reasonable person in the declarant’s position would not have made the statement unless believing it to be true.” Fed.R.Evid. 804(b)(3). A statement is admissible under this exception if: (1) the speaker is unavailable; (2) the statement is actually adverse to the speaker’s penal interest; and (3) “corroborating circumstances clearly indicate the trustworthiness of the statement.” United States v. Bumpass, 60 *357 F.3d 1099, 1102 (4th Cir.1995) (internal quotation marks omitted).

We note that all three requirements are met. Clearly, the statement was against the declarant’s penal interests. See Williamson v. United States, 512 U.S. 594, 603, 114 S.Ct. 2431, 129 L.Ed.2d 476 (1994). We also note there was sufficient corroboration indicating the truthfulness of the statement. Bumpass, 60 F.3d at 1102.

Smith also argues that the admission of Waldron’s statement violated his Sixth Amendment right to confront a witness. The Confrontation Clause of the Sixth Amendment bars “admission of testimonial statements of a witness who did not appear at trial unless he was unavailable to testify, and the defendant had had a prior opportunity for cross-examination.” Crawford v. Washington, 541 U.S. 36, 53-54, 124 S.Ct. 1354, 158 L.Ed.2d 177 (2004). For such evidence to be excludable under the confrontation clause, it must be “testimonial,” United States v. Udeozor, 515 F.3d 260, 268 (4th Cir.2008), and offered for the truth of the matter asserted, Crawford, 541 U.S. at 59-60 n. 9, 124 S.Ct. 1354 (the Confrontation Clause does not bar the use of “testimonial statements for purposes other than establishing the truth of the matter asserted”). We find the offered statement was clearly non-testimonial. See United States v. Smalls, 605 F.3d 765, 776-80 (10th Cir.2010) (statement made by co-conspirator to fellow inmate implicating defendant was nontestimonial); United States v. Spotted Elk, 548 F.3d 641, 662 (2d Cir.2008) (holding that a co-defendant’s in-jail statements made to a co-conspirator were not testimonial, and thus did not violate the defendant’s Sixth Amendment rights).

Smith contends that his prior cocaine convictions were irrelevant to proper Rule 404(b) purposes. He reasons that his defense was that he did not possess the drugs or guns at all, not that he did not have the intent to distribute, and thus the issue of his intent to distribute was not at issue. Smith further argues that his prior convictions were not sufficiently similar to the present charges to have probative value, and that any probative value was outweighed by the unfair prejudice.

Rule 404(b) of the Federal Rules of Evidence prohibits the admission of evidence of other wrongs or acts solely to prove a defendant’s bad character. Although not admissible to prove the defendant’s character, evidence of other wrongs may be admitted to prove “motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.” Fed.R.Evid. 404(b). Rule 404(b) is an inclu-sionary rule, allowing evidence of other crimes or acts to be admitted, except that which tends to prove only criminal disposition. United States v. Queen, 132 F.3d 991, 994-95 (4th Cir.1997). For such evidence to be admissible, it must be “(1) relevant to an issue other than the general character of the defendant; (2) necessary to prove an element of the charged offense; and (3) reliable.” United States v. Hodge, 354 F.3d 305, 312 (4th Cir.2004). Additionally, under Fed.R.Evid. 403, the probative value of the evidence must not be substantially outweighed by its prejudicial effect. Id.

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