United States v. Skelos

707 F. App'x 733
CourtCourt of Appeals for the Second Circuit
DecidedSeptember 26, 2017
Docket16-1618
StatusUnpublished
Cited by11 cases

This text of 707 F. App'x 733 (United States v. Skelos) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Skelos, 707 F. App'x 733 (2d Cir. 2017).

Opinion

SUMMARY ORDER

Defendants Dean Skelos, the former Majority Leader of the New York State Senate, and his son, Adam Skelos, stand convicted, following a four-week jury trial, of Hobbs Act conspiracy, see 18 U.S.C. § 1951; Hobbs Act extortion, see id.-, honest services wire fraud conspiracy, see id. §§ 1343, 1349; and federal program bribery, see id. § 666. On appeal, defendants challenge (1) the jury instructions, (2) the sufficiency of the evidence, (3) the admission of two witnesses’ testimony, and (4) the Title III wiretap pursuant to which certain recorded evidence was obtained. We identify charging error in light of McDonnell v. United States, -U.S. -, 136 S.Ct. 2355, 195 L.Ed.2d 639 (2016), which was decided after this case was tried. Because we cannot conclude that the charging error was harmless beyond a reasonable doubt, we are obliged to vacate the convictions. See United States v. Silver, 864 F.3d 102, 119 (2d Cir. 2017). We vacate rather than reverse because defendants’ other challenges, with the exception of one pertaining to witness Senator Tony Avella, are meritless, and therefore, the case can be retried. We assume the parties’ familiarity with the facts and record of prior proceedings, which we reference only as necessary to explain our decision to vacate and remand.

1. “Official Act” Jury Instruction

Defendants assert error in. the district court’s jury charge as to the “official act” element of the crimes of conviction. We are satisfied that defendants adequately preserved this challenge in the district court even though they did hot propose specific alternative language. See Warren v. Pataki, 823 F.3d 125, 138-39 (2d Cir. 2016). Accordingly, our review is de novo. See United States v. Botti, 711 F.3d 299, 307 (2d Cir. 2013).

a. Instructional Error

“A jury instruction is erroneous if it misleads the jury as to ... the correct legal standard or does not adequately inform the ... jury on the law.” Id. at 307-08 (internal quotation marks omitted). The challenged instruction here stated as follows:

I have used the term “official act” in describing the crimes charged in Counts One through Eight. The term “official act” includes any act taken under color of official authority. These decisions or actions do not need to be specifically described in any law, rule, or job description, but may also include acts customarily performed by a public official with a particular position. In addition, official action can include actions taken in furtherance of longer-term goals, and an official action is no less official because it is one in a series of steps to exercise influence or achieve an end.

J.A. 619:2798. The Supreme Court has recently held such language deficient. See McDonnell v. United States, 136 S.Ct. at 2373-74. Indeed, it has held that charging “official act” to include “acts that a public official customarily performs” raises “significant constitutional concerns” because it could cover “nearly anything a public official does” on behalf of constituents, including arranging and attending meetings, expressing support for policies, and speaking with other officials. Id. at 2372. 1 Thus, we are obliged to identify error. See United States v. Silver, 864 F.3d at 113.

No different conclusion is warranted by viewing the defective instruction in context. The additional instructions to which the government points — including those relating to Hobbs Act extortion and federal program bribery — do not mitigate the breadth of the official act instruction. Rather, even in context, that instruction invites conviction on acts outside Dean Skelos’s official duties as defined by McDonnell. See McDonnell v. United States, 136 S.Ct. at 2368, 2372 (holding that “official act” must be “a ‘question, matter, cause, suit, proceeding or controversy’” requiring “a formal exercise of governmental power,” “that is ‘pending 1 or ‘may by law be brought’ before a public official,” who, in turn, “must make a decision or take an action ... or agree to do so” (quoting 18 U.S.C. § 201(a)(3))).

b. Harmlessness

Even where we detect charging error, we will not disturb a conviction “if it is clear beyond a reasonable doubt that a rational jury would have found the defendant[s] guilty absent the error.” United States v. Botti, 711 F.3d at 308 (internal quotation marks omitted). That is not this case. Rather, here, as in Silver, although “the Government presented evidence of acts that remain ‘official’ under McDonnell, the jury may have convicted [defendants] for conduct that is not unlawful, and a properly instructed jury might have reached a different conclusion.” United States v. Silver, 864 F.3d at 119. Evidence of meetings raised particular concern. Silver observed that, even if evidence of the defendant’s attendance at a meeting pre-sented the jury with “circumstantial evidence” of a “quid pro quo for legislative votes” — -which would fall within McDonnell’s definition of “official act” — “the jury could have concluded, easily, but mistakenly, that the meeting itself sufficed to show an official act, and gone no further,” particularly as there was no instruction “that a meeting on its own is not official action.” Id. at 123 & n.114.

The same concern arises here. Although the government principally advanced a theory that Dean Skelos’s arrangement for or participation in certain meetings constituted circumstantial evidence of a quid pro quo for legislative votes, it also argued in the alternative that the meetings themselves satisfied the official-act requirement. See, e.g., J.A. 566:2477-78 (“So the defense wants you to think that things like setting up meetings or making calls about a few thousand dollars don’t really count as official actions. It’s just wrong. Flat wrong.”); id. at 581:2588 (“Meetings with lobbyists are always taken in the senator’s official capacity.”); id. 594:2699 (“[I]t was an official action for Senator Skelos to have that meeting set up.”). When we consider the defective jury charge together with these arguments and the lack of instruction cautioning the jury that a meeting is not official action, we cannot conclude beyond a reasonable doubt “that a rational jury would have found the defendants] guilty absent the error.” United States v. Silver, 864 F.3d at 119 (internal quotation marks omitted) (holding that McDonnell charging error was not harmless).

In its supplemental briefing, the government submits that United States v. Boyland, 862 F.3d 279 (2d Cir. 2017), compels a different conclusion on defendants’ § 666 convictions for federal program bribery. In Boyland, however, the § 666 counts were not charged in terms of official acts, see id.

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Bluebook (online)
707 F. App'x 733, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-skelos-ca2-2017.