United States v. Siany

26 F. App'x 845
Court of Appeals for the Tenth Circuit·Decided December 27, 2001·No. No. 01-6196·Published

Opinion

ORDER AND JUDGMENT *

LUCERO, Circuit Judge.

In this direct criminal appeal, David Louis Siany argues that the district court erred in upwardly departing from the sentencing range recommended by the Sentencing Guidelines Manual. We have jurisdiction pursuant to 18 U.S.C. § 3742(a)(2) and 28 U.S.C. § 1291. Because we conclude that the district court did not abuse its discretion, we affirm.

I

In October and November of 2000, Siany committed three unarmed bank robberies in Oklahoma and Texas. For each robbery he would drive to a branch bank located inside a grocery store, approach the teller with a jacket draped over his arm, inform the teller that he was carrying a nine-millimeter pistol, and demand that the teller place money in a plastic bag he provided. Siany would effect his escape in a green sport utility vehicle that he had stolen from an auto dealership in Oklahoma. He was eventually arrested in Texas while casing another bank located in a grocery store.

A four-count information was filed against Siany in district court. Three of the charges were for bank robbery in vio[847] lation of 18 U.S.C. § 2113(a), and the fourth was for the interstate transportation of a stolen vehicle in violation of 18 U.S.C. § 2312. Siany pled guilty to each of the counts, and the district court sentenced him to 110 months imprisonment. To arrive at this sentence, the court determined that the Guidelines computation resulting in a criminal history category of III for Siany did not adequately reflect the seriousness of his past criminal conduct and that an upward departure to a criminal history category of VI was more appropriate. Specifically, the court decided that a number of prior convictions- — for issuing bad checks, possessing forged instruments, grand larceny, embezzlement, obtaining money by false pretense, and driving under the influence — that were not considered in the criminal history computation, as well as the fact that Siany had felony charges pending in state court at the time he committed the instant offenses, merited the upward departure. Had the district court not upwardly departed, Siany’s sentencing range would have been only seventy to eighty-seven months. Siany repeatedly objected to this exercise of the district court’s discretion, and under the terms of his plea agreement he reserved the right to appeal such a departure.

II

Under the Guidelines, calculation of a defendant’s criminal history category ordinarily does not take into account “stale” prior sentences. See U.S.S.G. § 4A1.2(e)(l) (excluding from criminal history calculation sentences exceeding thirteen months if not imposed within fifteen years of the commencement of the instant offense); id. § 4A1.2(e)(2) (excluding from calculation any other prior sentences if not imposed within ten years of the instant offense). However, the Guidelines allow a sentencing court to depart from an otherwise applicable Guideline range “if the court finds ‘that there exists an aggravating or mitigating circumstance of a kind, or to a degree, not adequately taken into consideration by the Sentencing Commission in formulating the guidelines.’ ” Id. § 5K2.0 (quoting 18 U.S.C. § 3553(b)).

The Guidelines specifically contemplate an upward departure if the sentencing court determines “that the criminal history category does not adequately reflect the seriousness of the defendant’s past criminal conduct or the likelihood that the defendant will commit other crimes.” Id. § 4A1.3. Information relevant to such a determination includes the fact of “prior sentence(s) not used in computing the criminal history category,” and “whether the defendant was pending trial or sentencing on another charge at the time of the instant offense.” Id.; see also id. § 4A1.2, cmt. n. 8 (“If the court finds that a sentence imposed outside [the applicable time period] is evidence of similar, or serious dissimilar, criminal conduct, the court may consider this information in determining whether an upward departure is warranted under § 4A1.3 (Adequacy of Criminal History Category).”).

To determine whether the district court abused its discretion in departing from the Guidelines, we must evaluate:

(1) whether the factual circumstances supporting a departure are permissible departure factors; (2) whether the departure factors relied upon by the district court remove the defendant from the applicable Guideline heartland thus warranting a departure, (3) whether the record sufficiently supports the factual basis underlying the departure, and (4) whether the degree of departure is reasonable.

United States v. Collins, 122 F.3d 1297, 1303 (10th Cir.1997). Although we need not defer to the district court’s resolution [848] of the first question because it is primarily a legal issue, all four steps of this departure review analysis are subject to a “unitary abuse of discretion standard.” Id. We proceed to address each step.

Whether a factual circumstance supporting a departure is a permissible departure factor is a legal question that we review de novo. Koon v. United States, 518 U.S. 81, 100, 116 S.Ct. 2035, 135 L.Ed.2d 392 (1996); Collins, 122 F.3d at 1303. We have already held that “[bjecause § 4A1.3 provides an encouraged basis for departure,” a sentencing court’s reliance on that section’s enumerated departure factors is permissible. United States v. Bartsma, 198 F.3d 1191, 1195 (10th Cir.1999) (holding that a set of stale prior sentences is a permissible departure factor); see also United States v. Hannah, 268 F.3d 937, 941 (10th Cir.2001) (holding that the fact that charges are pending at the time of the offense is a permissible departure factor).

We must give “substantial deference” to the district court’s resolution of the second question — whether the departure factors it relied upon remove the defendant from the applicable Guidelines heartland under the facts of the case. Collins, 122 F.3d at 1303. Given Siany’s pending state felony charges and his multiple uncounted convictions for a range of serious conduct, we conclude that the district court did not abuse its discretion in determining that Siany’s “criminal history category does not adequately reflect the seriousness of the defendant’s past criminal conduct or the likelihood that the defendant will commit other crimes.” U.S.S.G. § 4A1.3.

Free access — add to your briefcase to read the full text and ask questions with AI

United States v. Siany, 26 F. App'x 845 (10th Cir. 2001).

26 F. App'x 845 (United States v. Siany) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Koon v. United States
518 U.S. 81 (Supreme Court, 1996)
United States v. Bartsma
198 F.3d 1191 (Tenth Circuit, 1999)
United States v. Gregory J. White
893 F.2d 276 (Tenth Circuit, 1990)
United States v. Antonio Maldonado-Campos
920 F.2d 714 (Tenth Circuit, 1990)
United States v. Charles Matthew Yates
22 F.3d 981 (Tenth Circuit, 1994)
United States v. James Collins
122 F.3d 1297 (Tenth Circuit, 1997)
United States v. Willette Whiteskunk
162 F.3d 1244 (Tenth Circuit, 1998)
United States v. Donald Ray Hannah
268 F.3d 937 (Tenth Circuit, 2001)