United States v. Roger Andrew Talk, A/K/A Roderick Talk

158 F.3d 1064, 98 Colo. J. C.A.R. 4996, 1998 U.S. App. LEXIS 22160, 1998 WL 601092
CourtCourt of Appeals for the Tenth Circuit
DecidedSeptember 11, 1998
Docket97-2088
StatusPublished
Cited by69 cases

This text of 158 F.3d 1064 (United States v. Roger Andrew Talk, A/K/A Roderick Talk) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Roger Andrew Talk, A/K/A Roderick Talk, 158 F.3d 1064, 98 Colo. J. C.A.R. 4996, 1998 U.S. App. LEXIS 22160, 1998 WL 601092 (10th Cir. 1998).

Opinions

LUCERO, Circuit Judge.

Roger Andrew Talk moves this court to vacate his sentence pursuant to 28 U.S.C. § 2255. His motion is based on Koon v. United States, 518 U.S. 81, 116 S.Ct. 2035, 135 L.Ed.2d 392 (1996), which, he argues, changed the standard of review applied on appeal to a sentencing court’s departure from the sentencing guidelines. More precisely, he argues that under Koon this court erred by rejecting downward departures awarded to him on two occasions by the United States District Court for the District of New Mexico. According to appellant, had we reviewed those departures under the correct standard of review, we would have upheld them — thus, his current sentence, based as it is on an erroneous- reversal of all downward departures entertained by the sentencing court, would have to be vacated.

I

Convicted of aggravated sexual abuse, Talk was sentenced to a term of imprisonment, with no upward or downward departures. Both Talk and the government appealed his sentence, which was reversed and remanded for vacation and resentencing on the grounds that an adjustment for acceptance of responsibility was unwarranted and an enhancement for use of force was required. See United States v. Talk, 13 F.3d 369 (10th Cir.1993) (“Talk I”).

At resentencing, the district court departed downwards because (1) Talk’s criminal conduct was a single act of aberrant behavior and (2) Talk had strong family and community ties and responsibilities. In response to the government’s appeal, this court reversed and remanded, ordering that Talk’s sentence be vacated and that he be resentenced at the [1067]*1067offense level that would have applied in the absence of the downward departure. See United States v. Talk, 47 F.3d 1178, 1995 WL 66583, at *1 (10th Cir. Feb.7, 1995) (“Talk II”).

At resentencing, however, the district court once again granted defendant’s motion for a downward departure, finding that “there is new information not previously considered by this Court or the Tenth Circuit Court of Appeals in determining the appropriateness of a downward departure.” See I R., tab 98, at 2. The court relied on a combination of factors for this decision, including the defendant’s family ties, educational accomplishment, employment record, lack of criminal history, and temperance. Id. On appeal, we once again reversed, noting that “Congress has divested judges of [the] latitude” at sentencing shown in Talk’s case. See United States v. Talk, 72 F.3d 139, 1995 WL 712678, at *1 (10th Cir. Dec.4, 1995) (“Talk III”). Further, we determined that the district court was bound by the terms of our mandate in Talk II not to depart below the offense level specified therein. Consequently, we remanded for resentencing in accordance with Talk II. Id. at *1-2.

At his third and final resentencing, the district court denied the defendant a downward departure. No appeal was taken. Once Koon was handed down, however, Talk filed the present § 2255 motion, claiming error in Talk II and Talk III in the appellate court’s application of an insufficiently deferential standard of review to the sentencing court’s downward departures. He argues that this erroneous review violates his constitutional rights to due process, resulting in substantial injustice. The district court, though recognizing the tension between Koon and both Talk II and Talk III, denied the motion, finding that “[t]his court is not in a position to reverse the Tenth Circuit’s clear directive.” See I R., tab 12, at 6; id. at tab 14. The district court granted Talk a certificate of appealability. See 28 U.S.C. § 2253(c)(1)(A) & (B). He now appeals.

II

We first consider three procedural obstacles to Talk’s present appeal: procedural bar, certification of appealability, and law of the ease. In the peculiar circumstances of this case, Talk surmounts the first two of these obstacles. Law of the case, however, appears to preclude any claim of error based on Talk IKs consideration of family ties and responsibilities.

A

Though Talk has already appealed his sentence three times, he has not raised the question at hand. “A defendant who fails to present an issue on direct appeal is barred from raising the issue in a § 2255 motion, unless he can show cause for his procedural default and actual prejudice resulting from the alleged errors, or can show that a fundamental miscarriage of justice will occur if his claim is not addressed.” United States v. Allen, 16 F.3d 377, 378 (10th Cir.1994) (citing United States v. Frady, 456 U.S. 152, 167-68, 102 S.Ct. 1584, 71 L.Ed.2d 816 (1982)). However, if the government fails to raise Frady’s procedural bar until the appellate level, it is not entitled to disposition on those grounds. See id. at 379; see also United States v. Hall, 843 F.2d 408, 410 (10th Cir.1988) (holding that because government failed to raise Frady defense before district court and on appeal, it is deemed “to have waived its interest in the finality of the judgment”). We may raise Frady stia sponte if doing so will further “ ‘the interests of judicial efficiency, conservation of scarce judicial resources, and orderly and prompt administration of justice.’ ” Allen, 16 F.3d at 378-79 (quoting Hines v. United States, 971 F.2d 506, 509 (10th Cir.1992)). Where these interests are not furthered, however, we can simply address the merits of the petition. See id. at 379.

In this case, the government failed to raise this defense before the district court. Moreover, substantial resources have already been spent by both sides in litigating the merits, so procedural disposition may be inefficient. See Hardiman v. Reynolds, 971 F.2d 500, 503 n. 5 (10th Cir.1992). We therefore exercise our discretion not to raise a procedural bar to Talk’s motion.

[1068]*1068B

Talk commenced this collateral attack on August 30, 1996, so it is governed by the requirement in the Antiterrorism and Effective Death Penalty Act that a certificate of appealability be issued prior to appeal. See 28 U.S.C. § 2253(c)(1)(B). Certificates of appealability may be issued by district courts. See United States v. Simmonds, 111 F.3d 737, 741 & n. 4 (10th Cir.1997). Such certification may issue only when a petitioner “ma[kes] a substantial showing of the denial of a constitutional right.” See 28 U.S.C. § 2253(c)(2). In addition, the certificate “shall indicate which specific issue or issues satisfy [this] showing.” § 2253(e)(3).

The district court issued a certificate of appealability that certainly fails to satisfy this last requirement.

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Bluebook (online)
158 F.3d 1064, 98 Colo. J. C.A.R. 4996, 1998 U.S. App. LEXIS 22160, 1998 WL 601092, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-roger-andrew-talk-aka-roderick-talk-ca10-1998.