United States v. Shackelford

2 M.J. 17, 1976 CMA LEXIS 6981
CourtUnited States Court of Military Appeals
DecidedSeptember 17, 1976
DocketNo. 31,589; SPCM 10411
StatusPublished
Cited by50 cases

This text of 2 M.J. 17 (United States v. Shackelford) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Shackelford, 2 M.J. 17, 1976 CMA LEXIS 6981 (cma 1976).

Opinions

Opinion of the Court

FLETCHER, Chief Judge:

We granted review to resolve whether the trial judge abandoned his impartial role and became a partisan advocate for the prosecution during the appellant’s contested trial by special court-martial. Private Shackelford initially pleaded guilty to a 5-week AWOL charge;1 however, during the judge’s inquiry into the providence of his plea, it became apparent that the accused believed a major portion of his absence was, in fact, authorized by his unit commander.

In pertinent part, the accused related that he originally had been granted 2 weeks leave and was due to return on March 9, 1974. On March 8th, he contacted his executive officer who granted him a 7-day extension. Two days later, he telephoned his unit commander and advised him that his sister was in the hospital and that he was needed there for three to four additional weeks. According to Private Shackelford, his commander told him if he provided a statement from the doctor to this effect, the requested leave extension would be approved. A letter specifying a 3-week period was sent by the family physician but never was received by the company commander, according to the accused. Private Shackelford later acknowledged that his commander had “told [him] to give him a ring back to let him know ... if everything was okay . . . about the letter and so forth.” The accused also agreed that “by [his] not corresponding with [his unit commander] at all . . . this is the reason why he put [him] AWOL as of 18 March.” To explain the additional AWOL time, the accused recalled that it was consumed driving back to Texas from his home in California after getting his new car repaired following an automobile accident.

The trial judge properly rejected the tendered guilty plea. See Article 45(a), Uniform Code of Military Justice, 10 U.S.C. § 845(a). See also United States v. Jemmings, 1 M.J. 414 (1976); United States v. Timmins, 21 U.S.C.M.A. 475, 45 C.M.R. 249 (1972). In entering a plea of not guilty for the accused, he stressed:

I certainly do not consider myself to be disqualified from continuing to preside over your trial on a judge alone basis because ... all the information I [19]*19have received to this point ... is in your behalf. There is nothing damning to you about the information I have received so I’ve gotten no improper knowledge of this case.

The trial judge quite correctly allowed the appellant to reevaluate whether he wished to be tried before judge alone or jury, and the appellant opted for the latter. During his subsequent trial on the merits before a court with members with the same military judge presiding,2 Private Shackelford elected to testify in his own behalf. His testimony was substantially similar to that previously elicited by the judge during the providence inquiry with two notable exceptions. First, the accused denied during cross-examination that his commander ever had told him to check back to make sure the physician’s letter arrived. Second, Private Shackelford failed to mention his car repair difficulties in either direct or cross-examination.

Following 23 questions to Private Shackelford by his counsel and 51 questions on cross-examination, the trial judge entered the fray with 29 questions of his own.3 The judge’s questioning prompted 14 additional questions by the prosecutor followed by 22 additional questions by the trial judge to resolve 3 questions posited by the jury. Trial defense counsel’s objection to the manner in which the judge was proceeding was not even acknowledged. While the tenor of the trial judge’s questions rather than their bare number is the more significant factor, the sheer number of searching questions directed to the accused, without similar inquiries of the other witnesses, tended to highlight for the court members the judge’s concern with the accused’s credibility.

“[WJhether a given question or line of questioning is designed primarily to clarify issues and elicit facts or to underline inconsistencies and elicit admissions must be decided in the light of the whole trial, for each question is usually not objectionable on its face.” United States v. Switzer, 252 F.2d 139, 144 (2d Cir. 1958), cert. denied, 357 U.S. 922, 78 S.Ct. 1363, 2 L.Ed.2d 1366 (1958). We are in agreement with the Second Circuit that:4

It is difficult for an appellate court to determine from a reading of words spoken at trial whether questions by the judge had the effect of unfairly disparaging the defense. We are not given the benefit of witnessing the juxtaposition of personalities which may help prevent reading too much into “the cold black and white of a printed record.”

In United States v. Clower, 23 U.S.C.M.A. 15, 18, 48 C.M.R. 307, 310 (1974), we commented on the tightrope over which a trial judge must tread in assuring on the one hand that the jury is provided the information it needs while also scrupulously avoiding even the slightest appearance of partiality:

The role of impartiality of a military judge is particularly important in a close case . . . where defense success depends upon the acceptance of the truthfulness of appellant’s testimony by the court members. “ ‘The influence of the trial judge on the jury is necessarily and properly of great weight,’ Starr v. United States, 153 U.S. 614 [14 S.Ct. 919, 38 L.Ed. 841] and jurors are ever watchful of the words that fall from him. Particularly in a criminal trial, the judge’s last word is apt to be the decisive word.” Bollenbach v. United States, 326 U.S. 607, 612 [66 S.Ct. 402, 90 L.Ed. 350] (1946).

We believe the trial judge crossed the line of propriety in this instance. As was stressed in Clower, it is common among jurors “to attempt to tune in on and adopt a [20]*20trial judge’s appraisal of the facts. . Extreme caution must be observed to prevent a joinder of an exposure of a trial judge’s view of the facts and a juror’s natural curiosity about an affinity for that view from causing any abandonment of each jur- or’s personal factfinding responsibility.” 23 U.S.C.M.A. at 18, 48 C.M.R. at 310. In a similar vein, the Fifth Circuit has held:5

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Bluebook (online)
2 M.J. 17, 1976 CMA LEXIS 6981, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-shackelford-cma-1976.