United States v. Acosta

46 M.J. 670, 1997 CCA LEXIS 139, 1997 WL 214818
CourtNavy-Marine Corps Court of Criminal Appeals
DecidedMarch 21, 1997
DocketNMCM 9600429
StatusPublished
Cited by2 cases

This text of 46 M.J. 670 (United States v. Acosta) is published on Counsel Stack Legal Research, covering Navy-Marine Corps Court of Criminal Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Acosta, 46 M.J. 670, 1997 CCA LEXIS 139, 1997 WL 214818 (N.M. 1997).

Opinion

OLIVER, Judge:

A general court-martial composed of officer members convicted the appellant, contrary to his pleas, of four specifications of wrongful distribution of methamphetamine and two specifications of wrongful use of methamphetamine, in violation of Article 112a, Uniform Code of Military Justice, 10 U.S.C. § 912a (1994)[hereinafter UCMJ]. The court sentenced him to confinement for 10 years, total forfeiture of all pay and allowances, reduction to pay grade E-l, and a dishonorable discharge. The convening authority approved the findings and sentence as adjudged. However, exercising his powers of clemency, the convening authority suspended the execution of confinement in excess of 8 years for the period of confinement served plus 12 months. The appellant has raised five assignments of error.1 Although [672]*672we are concerned with the prosecutorial bent of some of the military judge’s questions, we conclude that there were no errors prejudicial to the substantial rights of the appellant.

The Military Judge’s Questions

The appellant first contends that the military judge abandoned his obligation to remain impartial by soliciting testimony concerning an uncharged sale of cocaine the appellant made to Private Baumert, a “cooperating witness” for the Naval Criminal Investigative Service (NCIS), several months before the transactions which led to this court-martial. Although we believe that the military judge erred by personally questioning the witness to elicit this and other evidence, we conclude that this error did not materially prejudice the appellant’s substantial rights.

Public confidence in the military justice system mandates that judges must maintain an impartial and neutral role while presiding over a court-martial. United States v. Reynolds, 24 M.J. 261, 264 (C.M.A. 1987). A military “judge may not abandon” his “impartial” role and “assist” the prosecution. Id. On the other hand, a military judge is not a “mere figurehead” or “simply an umpire in a contest between the Government and accused.” United States v. Kimble, 23 U.S.C.M.A. 251, 49 C.M.R. 384, 386, 1974 WL 14087 (1974). Rule for Courts-Martial 801(c)[hereinafter R.C.M.], permits the court-martial “to obtain evidence in addition to that presented by the parties.” R.C.M. 801(c), Manual for Courts-Martial, United States (1995 ed.). Likewise, the Military Rules of Evidence permit the military judge to “interrogate witnesses.” Mil. R. Evid. 614(b). The rules in the military and in Federal courts are virtually the same. See Fed. R. Evid. 614(b).

The dilemma a trial judge must face is to assure that the court-martial members have the information they need while “scrupulously avoiding even the slightest appearance of partiality.” United States v. Shackelford, 2 M.J. 17, 19 (C.M.A.1976). “Because ‘jurors are ever watchful of the words that fall from him,’ a military judge must be circumspect in what he says during the trial and in how he examines witnesses.” United States v. Loving, 41 M.J. 213, 253 (1994)(citing United States v. Clower, 23 U.S.C.M.A. 15, 48 C.M.R. 307, 310, 1974 WL 13822 (1974), quoting Bollenbach v. United States, 326 U.S. 607, 612, 66 S.Ct. 402, 405, 90 L.Ed. 350 (1946)). In commenting on Mil. R. Evid. 614(b), experts in military jurisprudence have written: “Before the trial judge examines a witness ..., he should determine whether that witness’s testimony needs clarification or completion. If the bench believes it does, questioning should be conducted with the greatest restraint. The military judge ... must continue to appear and must in fact be neutral____” Stephen A Saltzburg, et al., Military Rules of Evidence Manual 709 (3d ed.1991). Let us review the relevant facts of this case.

During the Article 32 hearing prior to this general court-martial, Private Baumert testified in passing that he had purchased cocaine before from the appellant.2 Concerned that this evidence of uncharged misconduct would be brought out before the members at the court-martial, the appellant’s counsel filed a motion in limine, on the basis of Mil. R. Evid. 403, “to prevent the introduction of this evidence.” Appellate Exhibit I at 2. During the discussion of this motion, the Government stated that it did not intend to introduce this evidence and did not “oppose the motion as it relates to uncharged misconduct.” Record at 16. The military judge observed that there were “hypothetical situations” in which the Government could appropriately use such evidence, such as to rebut “a blanket denial” by the appellant of any involvement "with drugs. Record at 17. The military judge then directed the trial counsel, “if this case takes an unusual turn of events,” to request an Article 39(a) session before trying to use this evidence. Id.

During his opening argument, the civilian defense counsel laid out his planned approach [673]*673to the case. He stated that the evidence would show that his client was “not a sophisticated drug dealer.” Record at 145. Instead, he merely tried to be a “life raft” for Private Baumert who had lost his normal supplier of crystal methamphetamine. Id. Private Baumert, in the meantime, was “desperate” to “target” someone who might sell him some drugs so that he could “save his skin” by getting the NCIS to report his cooperation to his command. Id. at 144. Although the defense counsel did not mention the word “entrapment” in his opening argument, this was clearly the gist of the defense’s theory of the case.

Private Baumert was the first witness for the Government. He testified as to one uncontrolled buy and three controlled buys of methamphetamine he made from the appellant under NCIS auspices. He also testified as to his knowledge of the appellant’s personal use of methamphetamine. Anticipating the entrapment defense, the trial counsel elicited testimony that the appellant displayed little or no reluctance in selling or using drugs on these occasions. Record at 152-61. A very extensive cross-examination followed, including many references to statements the witness had made during the Article 32 hearing. The defense counsel sought admissions that Private Baumert had been under great pressure to cooperate with the NCIS. Initially, he had identified Lance Corporal Nobbee as the individual he would target, but could not follow through because Nobbee had become an unauthorized absentee. As a result, Private Baumert admitted, in response to leading questions, that he had to “set someone else up” or “get somebody” to satisfy his NCIS handlers. Record at 169, 180. Although the civilian defense counsel used the word “entrapment” only once, one important thrust of the cross-examination (in addition to establishing that Private Baumert was not the most forthright and credible of witnesses) was that he, working with the NCIS, placed undue pressure on the appellant to commit a crime he would otherwise not have done.

On redirect, the trial counsel appeared concerned primarily with damage control as to his witness’ credibility; he did not deal with entrapment at all. In a brief follow-up, the civilian counsel immediately sought to reemphasize his theme that the witness was under great pressure from NCIS to set up a buy. He then renewed his attack on the witness’s credibility.

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Related

United States v. Acosta
49 M.J. 14 (Court of Appeals for the Armed Forces, 1998)
United States v. Goddard
47 M.J. 581 (Navy-Marine Corps Court of Criminal Appeals, 1997)

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Bluebook (online)
46 M.J. 670, 1997 CCA LEXIS 139, 1997 WL 214818, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-acosta-nmcca-1997.