United States v. Santos

363 F.3d 19, 2004 U.S. App. LEXIS 5846, 2004 WL 626729
Court of Appeals for the First Circuit·Decided March 30, 2004·No. 02-2583·Published·Cited by 40 cases

Opinion

STAHL, Senior Circuit Judge.

On March 15, 2000, a federal grand jury indicted Bennie Santos on three counts of possessing with intent to distribute, and distributing, crack cocaine, in violation of 21 U.S.C. § 841(a)(1). On October 29, 2001, Santos pled guilty to one count pursuant to a plea agreement under which the government agreed to dismiss the remaining counts.

At sentencing, the district court concluded that Santos was a career offender based on two prior convictions — one for assault and battery on a police officer (Mass. Gen.L. ch. 265, § 13D 1 ) and another for *21 simple assault and battery (Mass.Gen.L. ch. 265, § 13A 2 ) — that it determined were “crimes of violence” under §§ 4B1.1 and 4B1.2 of the United States Sentencing Guidelines. The sole issue on appeal is whether this determination was appropriate.

With regard to the first predicate conviction-two counts of assault and battery on a public servant-the district court had before it a police report of the incident giving rise to the conviction. The court, however, did not consider this report on the crime of violence issue. The report indicated that on December 28, 1995, three police officers

observed [Santos] traveling at a high rate of speed in the area of John Eliot Square. A motor vehicle stop was conducted at 71 Kennelworth Street. As Officers approached the motor vehicle, a strong smell of burning marijuana was coming from the motor vehicle.... Santos, Benny ... exited the motor vehicle.... While [questioning him] I observed him having difficulty speaking. I asked him to open his mouth. The suspect opened his mouth and I observed several plastic bags of a white substance I believed to be crack cocaine. When I asked the suspect to spit them out he refused, pushed me and attempted to flee. After a brief struggle and with the assistance of P.O. Thompson, we were able to place [Santos] under arrest. [Santos] was able to swallow the plastic bags in his mouth during the struggle.

In Roxbury District Court, after Santos admitted to these facts and was placed on probation, the charges were continued without a finding. On October 30, 1997, Santos was discovered in violation of his probation terms and the charges were brought forward, resulting in a conviction. He was sentenced to fifty-nine days in prison.

As for the second predicate conviction, the district looked to the charging instruments, which alleged that on June 3, 1996, Santos did “assault and beat” two victims, Robert Silva and Clayborn Blair, in violation of Mass. Gen. L. ch. 265, § 13A. 3 A third charge alleged that Santos committed an assault and battery on Silva by means of a dangerous weapon, a knife, in violation of Mass. Gen. L. ch. 265, § 15A. On January 22, 1997, Santos pled guilty in Suffolk Superior Court to the two assault and battery charges, and the assault and battery with a dangerous weapon charge was filed without a change of plea. He was sentenced to three years probation as to each assault and battery count and ordered to participate in a violence prevention program. On November 7, 1997, the Superior Court, after finding him in violation of his probation, revoked probation and imposed a sentence of one year in prison.

The district court relied on United States v. Fernandez, 121 F.3d 777 (1st Cir.1997), and United States v. Mangos, 134 F.3d 460 (1st Cir.1998) in concluding that both predicate offenses were “categorically” crimes of violence for purposes *22 of the career offender provision. 4 The court set Santos’s adjusted offense level at twenty-nine, which included a three-level reduction for acceptance of responsibility. Career offender status placed him in criminal history category VI, resulting in a guideline sentencing range of 151 to 188 months’ imprisonment. The court sentenced him to 151 months’ imprisonment, to be followed by thirty-six months of supervised release. This appeal followed.

DISCUSSION

Whether a prior conviction qualifies as a predicate offense under U.S.S.G. § 4B 1.1 is a question of law that we review de novo. United States v. Winter, 22 F.3d 15, 18 (1st Cir.1994). We review factual conclusions by the sentencing court, which must be supported by a preponderance of the evidence, for clear error. United States v. Damon, 127 F.3d 139, 141 (1st Cir.1997). According to the sentencing guidelines, career offender status attaches if:

(1) the defendant was at least eighteen years old at the time the defendant committed the instant offense of conviction;
(2) the instant offense of conviction is a felony that is either a crime of violence or a controlled substance offense; and
(3) the defendant has at least two prior felony convictions of either a crime of violence or a controlled substance offense.

USSG § 4B1.1. The only issue here is whether (3) is satisfied.

For purposes of the career offender provision, the sentencing guidelines define “crime of violence” as:

(1) [A]ny offense under federal or state law punishable by imprisonment for a term exceeding one year that—
(i) has an element the use, attempted use, or threatened use of physical force against the person of another, or
(ii) is burglary of a dwelling, arson, or extortion, involves use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury to another.

USSG § 4B1.2.

Some offenses are easily recognized as crimes of violence because they are specifically listed in the guideline, e.g., arson, or because an essential element of the offense includes the use or threatened use of force against another person, e.g., armed robbery. But an offense not listed, and which does not include among its elements the use, attempted use, or threatened use of force against another person, still might qualify under § 4B1.2 if it involves conduct that “presents a serious potential risk of physical injury to another.” We generally have employed a standard “categorical approach” to determine whether an offense qualifies on this third alternative ground. Our inquiry under the categorical approach “is restricted to the statutory definition ... of the prior offense ..., without regard to the particular facts underlying [it].” United States v. Meader, 118 F.3d 876, 882 (1st Cir.1997); cf. Taylor v. United States, 495 U.S. 575, 600, 110 S.Ct.

Free access — add to your briefcase to read the full text and ask questions with AI

United States v. Santos, 363 F.3d 19, 2004 U.S. App. LEXIS 5846, 2004 WL 626729 (1st Cir. 2004).

363 F.3d 19 (United States v. Santos) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

United States v. Mao
First Circuit, 2026
VirtaMove, Corp. v. Google LLC
N.D. California, 2025
(PC) Williams v. Trimpey
E.D. California, 2025
Armstrong v. Chapman
D. Nevada, 2025
Pai v. Tesla Inc.
N.D. California, 2025
Morga v. Daniels
D. Nevada, 2024
Debisschop v. Longmeadow, Town of
D. Massachusetts, 2021
Bird v. Demers
D. Massachusetts, 2019
Hatton v. Mullan
D. Massachusetts, 2018
Hutchins v. City of Springfield
D. Massachusetts, 2018
Hutchins v. McKay
285 F. Supp. 3d 420 (District of Columbia, 2018)
United States v. Reed, III
830 F.3d 1 (First Circuit, 2016)
Damon v. United States
732 F.3d 1 (First Circuit, 2013)
Commonwealth v. Gordon
974 N.E.2d 645 (Massachusetts Appeals Court, 2012)
United States v. Grupee
682 F.3d 143 (First Circuit, 2012)
Commonwealth v. Deschaine
932 N.E.2d 854 (Massachusetts Appeals Court, 2010)