United States v. Saltzman

537 F.3d 353, 2008 U.S. App. LEXIS 15476, 2008 WL 2807475
CourtCourt of Appeals for the Fifth Circuit
DecidedJuly 22, 2008
Docket07-30716
StatusPublished
Cited by42 cases

This text of 537 F.3d 353 (United States v. Saltzman) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Saltzman, 537 F.3d 353, 2008 U.S. App. LEXIS 15476, 2008 WL 2807475 (5th Cir. 2008).

Opinion

CARL E. STEWART, Circuit Judge:

The Government appeals the district court’s dismissal of three counts of the superseding indictment in this case. The Government contends that the district court erred in concluding that the facts of this case warrant a presumption of prose-cutorial vindictiveness. We hold that application of the presumption was improper, and therefore we REVERSE and REMAND.

I.

Saltzman was previously employed as a part-time Jefferson Parish Sheriffs Deputy; at that time, he acquired a .357 service revolver specially fitted with a custom barrel. On November 15, 2000, Saltzman was convicted in the Eastern District of New York of the felony of illegal transportation of an alien and was sentenced to 15 months imprisonment. Because of the felony conviction, Saltzman was required to forfeit the .357 service revolver, however, at that time no program existed for the retrieval of weapons owned by felons.

The following events, which occurred over 5 years later, led to Saltzman being charged with the criminal counts before us today. According to the criminal complaint and factual basis, on February 27, 2006, Customs and Border Protection Officer William Brumley boarded the M/V NURTEN ANA, a foreign vessel moored at the Port of New Orleans, for a security inspection. During the inspection, Brum-ley entered a cabin assigned to Nationwide Security (“Nationwide”) 1 and observed an unsecured, loaded .357 revolver in plain view. Brumley spoke with the supervisor of Nationwide, whom said that he did not know who the weapon belonged to. Brum-ley then spoke with Saltzman, who identified himself as “Arthur Milonas,” the general manager of Global Maritime Security, 2 *356 a security subcontractor. Brumley asked “Milonas” for identification and asked him whether he knew the owner of the .357 revolver. According to the criminal complaint, “Milonas” responded that the weapon was his. “Milonas” was attired in black tactical gear with a police logo on his back and was carrying a 9mm handgun in a tactical thigh holster. “Milonas” then provided Brumley with a Louisiana security identification card and a Global identification card, both in the name “Arthur Milo-nas.” At this point, Brumley recognized Saltzman from a previous encounter, and requested “Milonas” place his hands on the wall so Brumley could secure the 9mm firearm. Saltzman then grabbed the “Mi-lonas” identification card from Brumley, left the vessel, and drove away before Brumley could secure the weapon in the thigh holster.

Subsequently, Immigration and Customs Enforcement Special Agent Ryan Maher learned that a person named “Arthur Milo-nas” was actually employed by Global. Maher interviewed Milonas, who said that his manager was someone known as “John Chisholm,” but identified Saltzman as his supervisor from a photo array. Maher then met with Brumley, who identified Saltzman as the individual who claimed ownership of the .357 revolver. Maher also obtained a trace report from the Bureau of Alcohol, Tobacco, Firearms and Explosives National Tracing Center, which indicated that the weapon seized on February 27, 2006, was owned by Saltzman at that time.

On April 6, 2006, the Government filed a federal criminal complaint charging Saltz-man with possession of two firearms, a Smith & Wesson .357 revolver and a 9mm Beretta handgun, after a felony conviction for illegal transportation of an alien, in violation of 18 U.S.C. § 922(g)(1). Saltz-man made his initial appearance on April 17, 2006, represented by Stephen London, his counsel of choice. Because of ongoing plea negotiations, the parties jointly agreed to continue the preliminary hearing four times. On August 24, 2006, the Government filed a single count bill of information charging Saltzman with felon-in-possession of the .357 revolver in violation of 18 U.S.C. §§ 922(g)(1) and 924(a)(2).

On October 26, 2006, Saltzman appeared before the district court for rearraignment and pled guilty to the one-count bill. During the plea colloquy, Saltzman agreed to the accuracy of the factual basis supporting the bill; denied he had been induced to plead guilty by threats or coercion; agreed he had sufficient time to investigate the case and discuss defenses with counsel; expressed satisfaction with counsel; and stated he was acting of his own free will. Sentencing was set for February 15, 2007.

Three days before sentencing, on February 12, 2007, Saltzman moved to substitute attorneys, replacing London with Michael S. Fawer; to withdraw his guilty plea; and to continue sentencing. In his motion to withdraw his guilty plea, Saltzman averred that he had “improvidently entered a guilty plea based on an inaccurate ‘Factual Basis’ and a false belief that a guilty plea and general plea for leniency constituted his sole means of proceeding with these charges.”

In support of his motion, Saltzman set forth the following facts, which he argued demonstrated his “legal innocence.” Saltz-man indicated that after his 2000 felony conviction, on November 14, 2000, he sold his .357 revolver to his close friend Kevin Turner, the owner of Global. During the 2006 Mardi Gras season, Turner lacked enough armed guards to secure the NUR- *357 TEN ANA, so Turner contacted Saltzman and asked Saltzman to supervise the Global guards watching the NURTEN ANA. Saltzman donned generic tactical apparel so that he would appear to have a position of security, placed a toy training pistol in his thigh holster, and went to the port. Saltzman contended that he did not take any firearm aboard the ship, nor did he provide anyone else on board with a firearm; rather, Turner, the legal owner of the .357 revolver, had brought the firearm to the wharf earlier that day and gave it to an employee of the security subcontractor, who probably then stored it in the common room. Saltzman contended he had never been in the common room of the NUR-TEN ANA. With respect to his interactions with Brumley, Saltzman indicated that he had recognized Brumley as one of the officers who had arrested him in 2000, so he gave an incorrect name and identification to Brumley. Saltzman said he never claimed that he was the current owner of the .357 revolver and that he had only identified the .357 revolver as the service weapon he had previously owned. Saltz-man then retrieved his identification and left the scene. Saltzman argued that he had told London, his previous counsel, that he disagreed with the factual basis and did not want to plead guilty, but that London induced him to lie under oath and plead guilty. In support of his motion, Saltzman tendered the affidavit of Kevin Turner, a bill of sale for the .357 dated November 14, 2000, and his own affidavit. 3

The Government opposed Saltzman’s motion to withdraw his guilty plea, and on February 28, 2007, the district court held a hearing on the pending motions.

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Bluebook (online)
537 F.3d 353, 2008 U.S. App. LEXIS 15476, 2008 WL 2807475, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-saltzman-ca5-2008.