United States v. Russell Partington

21 F.3d 714, 1994 U.S. App. LEXIS 7152, 1994 WL 124560
CourtCourt of Appeals for the Sixth Circuit
DecidedApril 14, 1994
Docket93-1109
StatusPublished
Cited by69 cases

This text of 21 F.3d 714 (United States v. Russell Partington) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Russell Partington, 21 F.3d 714, 1994 U.S. App. LEXIS 7152, 1994 WL 124560 (6th Cir. 1994).

Opinions

RUBIN, District Judge, delivered the opinion of the court, in which SILER, Circuit Judge, joined. JONES, Circuit Judge (pp. 719-21), delivered a separate dissenting opinion.

CARL B. RUBIN, District Judge.

Defendant appeals from a conviction and sentence for willfully engaging in the busi[716]*716ness of dealing in firearms without a license in violation of 18 U.S.C. §§ 922(a)(1)(A) and 924(a)(1)(D). Defendant claims that the trial court incorrectly calculated his sentence by taking into consideration his possession of a sawed-off rifle in determining the base offense level under the federal sentencing guidelines.

I.

Defendant was indicted by a federal grand jury on one count of engaging in the business of dealing in firearihs (Count 1); one count of knowingly possessing an unregistered sawed-off rifle in violation of 26 U.S.C. §§ 5841, 5861(d) and 5871 (Count 2); and one count of threatening a witness in violation of 18 U.S.C. § 1513 (Count 3). Defendant entered into a plea agreement whereby he agreed to plead guilty to Count 1 of the indictment in exchange for dismissal of the remaining two counts. The parties agreed that the sentence would not exceed the upper limit of the guidelines range found to be applicable by the court. The parties estimated that the guidelines range would be 33 to 41 months, assuming that the base offense level would be 18 after applying U.S.S.G. § 2K2.1(a)(7).1

The probation officer recommended in his presentence investigation report that the base offense level should be 26. The officer calculated this offense level by beginning with level 18 under U.S.S.G. § 2K2.1(a)(5), which applies when the firearm involved is a sawed-off rifle, rather than with level 12 under § 2K2.1(a)(7). The officer added six levels because more than 50 firearms were involved and two levels for obstruction of justice based on defendant’s threats to witnesses. The resulting guidelines range was 63 to 78 months, which exceeded the five-year statutory maximum for the single count to which defendant had pled guilty.

The trial judge ordered the parties to submit memoranda addressing his concern that dismissal of the remaining two counts would not adequately reflect the seriousness of the actual offense behavior, and that accepting the agreement might undermine the statutory purposes of sentencing. Both defendant and the United States submitted memoranda in which they contended that the six-level enhancement under § 2K2.1(a)(5) should not be assessed against defendant because only firearms for sale should be considered as relevant conduct in determining the base offense level, and the sawed-off rifle was not intended to be sold. The court determined that the sawed-off rifle should be considered as relevant conduct and that the six-level enhancement under § 2K2.1(a)(5) was therefore appropriate.

At the sentencing hearing, defendant asked the court to accept the Rule 11 Agreement and to impose a sentence of 60 months, a three-month departure below the guidelines range found to be applicable by the court. Defendant reserved his right to contest the six points in issue. The court accepted the agreement and sentenced defendant to 60 months incarceration.

Defendant contends that the sentence should be set aside and his case remanded for resentencing under the appropriate guidelines range of 33 to 41 months. He claims that the offense to which he pled guilty did not involve the sale of the sawed-off rifle and that mere possession of the rifle cannot serve as the basis for the extra six point assessment. The United States asserts that defendant has admitted in his objections to the presentenee report that he retained the rifle for parts only, which demonstrates that defendant knowingly possessed the weapon and it was used in his firearms dealings: Thus, his possession of the rifle was part of the same course of conduct or common scheme or plan of illegal firearms dealings.2

[717]*717II.

U.S.S.G. § lB1.3(a) (November 1991) provides that the base offense level shall be determined on the basis of:

(1) all acts and omissions committed ... by the defendant ... that occurred during the commission of the offense of conviction, and
(2) solely with respect to offenses of a character for which § 3D1.2(d) would require grouping of multiple counts, all such acts and omissions that were part of the same course of conduct or common scheme or plan as the offense of conviction.3

Application Note 1(1) to § 1B1.1 defines offense as “the offense of conviction and all relevant conduct under 1B1.3 ... unless a different meaning is specified or is otherwise clear from the context ...” Conduct which forms the basis for counts dismissed pursuant to a plea bargain may be considered in determining the base offense level under the guidelines. United States v. Smith, 887 F.2d 104, 106-107 (6th Cir.1989).

When a defendant has pled guilty to certain counts of an indictment in exchange for dismissal of other counts, the facts used for sentencing must have “some minimal indicium of reliability beyond mere allegation”. Id. at 108 (quoting United States v. Baylin, 696 F.2d 1030, 1040 (3d Cir.1982)); United States v. Gibson, 985 F.2d 860, 863 (6th Cir.), cert. denied, — U.S. -, 113 S.Ct. 2981, 125 L.Ed.2d 678 (1993) (quoting United States v. Robison, 904 F.2d 365, 371 (6th Cir.), cert. denied, 498 U.S. 946, 111 S.Ct. 360, 112 L.Ed.2d 323 (1990)). In addition, proof presented at sentencing hearings must be established by a preponderance of the evidence. Robison, 904 F.2d at 371 (citing United States v. Silverman, 889 F.2d 1531, 1535 (6th Cir.1989)); Gibson, 985 F.2d at 863.

The trial court’s determination that certain acts are part of a common scheme or plan is a factual determination that must be upheld on appeal unless the finding is clearly erroneous. See United States v. Miller, 910 F.2d 1321, 1327 (6th Cir.1990), cert. denied, 498 U.S. 1094, 111 S.Ct. 980, 112 L.Ed.2d 1065 (1991). Whether the facts found by the district court warrant the application of a particular guideline provision is a legal question and is to be reviewed

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Cite This Page — Counsel Stack

Bluebook (online)
21 F.3d 714, 1994 U.S. App. LEXIS 7152, 1994 WL 124560, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-russell-partington-ca6-1994.