United States v. Ruiz-Bautista

466 F. App'x 741
CourtCourt of Appeals for the Tenth Circuit
DecidedMarch 15, 2012
Docket11-4117
StatusUnpublished
Cited by2 cases

This text of 466 F. App'x 741 (United States v. Ruiz-Bautista) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Ruiz-Bautista, 466 F. App'x 741 (10th Cir. 2012).

Opinion

ORDER AND JUDGMENT *

SCOTT M. MATHESON, JR., Circuit Judge.

Milton Ruiz-Bautista pled guilty to one count of possession with intent to distribute heroin, in violation of 21 U.S.C. § 841(a)(1). On appeal, he asserts that the magistrate judge who accepted his plea did not comply with Rule 11 of the Federal Rules of Criminal Procedure and that his plea was not knowing and voluntary. Exercising jurisdiction pursuant to 28 U.S.C. § 1291, we affirm.

I. BACKGROUND

A. Change of Plea Hearing

On April 4, 2011, Mr. Ruiz-Bautista appeared before a federal magistrate judge for a change of plea hearing. 1 Because Mr. Ruiz-Bautista is a native Spanish speaker, a Spanish-language interpreter was present. [ROA, Vol. 8 at 6]

Mr. Ruiz-Bautista asked the magistrate judge, “Am I scheduled now to plead guilty?” ROA, Vol. 3 at 9. The magistrate judge asked whether he was “prepared to go forward today with a plea agreement,” and Mr. Ruiz-Bautista responded that he “wantfed] to ask [his] attorney what he advises.” Id. He conferred with his attorney, and then the hearing recessed to await delivery of a document related to Mr. Ruiz-Bautista’s plea.

When the hearing resumed, the magistrate judge asked, “Mr. Ruiz, is it still your desire to enter into a plea agreement with the United States?” Id. at 11. He responded “[y]es.” Id. The magistrate judge advised Mr. Ruiz-Bautista of the consequences of his plea, and he was placed under oath. Id. at 11-13.

Mr. Ruiz-Bautista testified that he had reviewed, with a Spanish-language interpreter’s assistance, a document titled “Statement by Defendant in Advance of Plea of Guilty” (“Statement by Defendant”). Id. at 14. He further testified that he understood its contents and had discussed its contents with his attorney. The magistrate judge noted that the Statement by Defendant “contains a recitation of your constitutional rights” and that “be *743 cause they are so important to you, I want to go over them with you on the record so that I am satisfied that you understand ... your constitutional rights.” Id. at 14.

The magistrate judge then engaged in the following colloquy:

Sir, you have a right to have a trial in this matter. You have a right to have that trial before 12 citizens of this district. You have a right to be represented by counsel.... You have the right to require the United States to present in open court its witnesses and evidence against you. You have a right to the services of your lawyer to confront the government’s witnesses. You have the right to call witnesses of your own at government expense. You also have the right to take the witness stand and testify in your own behalf, although if you did so, it would be under oath and subject to cross-examination. Or you could exercise your right to remain silent and no negative inference could be drawn against you for that decision. You could not be found guilty unless the finder of fact determined that the government had proved each element of each offense against you beyond a reasonable doubt.
Do you understand, sir, that you have each of those rights under the Constitution and that you will be giving them up if I accept your plea?

Id. at 15. Mr. Ruiz-Bautista responded “[y]es.” Id. at 16.

The magistrate judge then asked whether “any threats or promises of any sort [had] been made to [him] to induce [him] or to persuade [him] to enter into this plea agreement.” Id. Mr. Ruiz-Bautista responded “[n]o.” Id. He confirmed that he had discussed the plea with his lawyer as much as he wished, that he was satisfied with his lawyer’s services, and that his decision to enter into the plea agreement was made after full and careful thought, with his lawyer’s advice and a full understanding of his rights. He stated he was not under the influence of alcohol, drugs, medication, or other intoxicants, and that he had not been under such influence when he decided to enter into the plea agreement. Id. at 16-17.

Mr. Ruiz-Bautista signed the Statement by Defendant, and the magistrate judge recited the factual statement that was the basis of the government’s charge. Mr. Ruiz-Bautista acknowledged that the factual statement was true and that it satisfied the elements of the charge of possession of heroin with intent to distribute. Id. 20-21.

He then entered a plea of guilty. Id. at 21. The magistrate judge received the plea, finding it to be “knowingly, voluntarily and intelligently entered.” Id.

Mr. Ruiz-Bautista was later sentenced to 150 months of imprisonment. [ROA, Vol. 1 at 154] On June 14, 2011, the district court entered a judgment reflecting Mr. Ruiz-Bautista’s conviction and sentence. Mr. Ruiz-Bautista filed a timely notice of appeal that same day. [Id. at 159]

B. Statement by Defendant

By signing the Statement by Defendant, Mr. Ruiz-Bautista “acknowledgefd] and certified]” that he was advised of and understood various rights and obligations, including the following:

• “that [he has] a right to a trial by jury,” ROA, Vol. 1 at 121, ¶ 6;
• that, if he went to trial, his “attorney [could] cross-examine all witnesses who testify against [him],” id. ¶ 6(c);
• that “[n]o threats or promises of any sort have been made to [him] to induce [him] or to persuade [him] to enter this plea,” id. at 124, ¶ 2;
*744 • “that [he has] a right to plead ‘Not Guilty,’ and ... that if [he does] plead ‘Not Guilty,’ [he] can persist in that plea,” id. at 121, ¶ 5;
• that “the judge may ask [him] questions under oath about the offense to which the plea is entered. The questions, if asked on the record and in the presence of counsel, must be answered by [him] and, if [he] give[s] false answers, [he] can be prosecuted for perjury,” id. at 122, ¶ 10; and
• “that the sentencing procedures in this case and the ultimate sentence will be determined pursuant to 18 U.S.C. § 3558

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Bluebook (online)
466 F. App'x 741, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ruiz-bautista-ca10-2012.