United States v. Rose

67 M.J. 630, 2009 CCA LEXIS 56, 2009 WL 367686
CourtUnited States Air Force Court of Criminal Appeals
DecidedFebruary 12, 2009
DocketACM 36508
StatusPublished
Cited by3 cases

This text of 67 M.J. 630 (United States v. Rose) is published on Counsel Stack Legal Research, covering United States Air Force Court of Criminal Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Rose, 67 M.J. 630, 2009 CCA LEXIS 56, 2009 WL 367686 (afcca 2009).

Opinions

OPINION OF THE COURT

FRANCIS, Senior Judge:

Consistent with the appellant’s pleas, a military judge sitting as a general court-martial convicted him of multiple offenses, including: one specification each of attempted larceny, violation of a lawful order, drunk driving, forgery, house breaking, and obstructing justice, in violation of Articles 80, 92, 111, 123, 130, and 134, UCMJ, 10 U.S.C. §§ 880, 892, 911, 923, 930, 934; 11 specifications of larceny, in violation of Article 121, UCMJ, 10 U.S.C. § 921;1 and three specifications of indecent assault, also in violation of Article 134, UCMJ.2 The adjudged and approved sentence consists of a dishonorable discharge and confinement for 20 months.3

The appellant raises four assignments of error, as further discussed below. Although not raised by the appellant, the Court also examined whether he is entitled to relief because of appellate processing delays. Finding error, we set aside the findings of guilty to the indecent assault offenses and reassess the sentence.

Ineffective Assistance of Counsel

The appellant asserts he received ineffective assistance of counsel when his trial defense team, and specifically his civilian defense counsel, erroneously advised him that conviction of the indecent assault offenses would not require him to register as a sex offender. Further, he asserts, if he had known that he would have to register as a sex offender, he would not have pled guilty to those offenses. The appellee responds by contending that the appellant has failed to establish that he in fact was given erroneous advice on his obligations to register as a sex offender, or that the prospect of sex offender registration impacted his plea decision.

General Background

The offenses that underlie this issue involve assaults of three different females, two of them airmen, between March and November 2004. The appellant assaulted one of the airmen in the dorm by entering her room while she was sleeping and trying to run his hand down her shorts and up to her bare chest. She woke when he entered the room, resisted his advances, and kicked him out before it could go further. He assaulted another airman at a party, stealing an unwanted kiss and then reaching between her legs from behind and pulling her toward him by the crotch when she bent to pick up a water bottle.

The third assault victim was the civilian wife of another airman, and a friend of the appellant’s wife. One night the victim went to the appellant’s house to watch a movie with the appellant’s wife. The ladies drank beer and sake while watching the movie and were drunk by the time the appellant re[632]*632turned home. The appellant’s wife was not feeling well, so he helped her get into bed to sleep it off. The victim remained to watch the end of the movie, but passed out, waking to find the appellant kissing her. She resisted and told him no, then passed out again. The next time she came to, he had pulled her shirt up and was fondling and kissing her breasts. She again resisted and passed out, but awoke when he tried to get her pants open. At that point, she finally convinced him to stop, and hé thereafter helped her home without further incident.

Sex Offender Registration Advice

The relevant facts were developed at a post-trial hearing ordered by the Court pursuant to United States v. DuBay, 37 C.M.R. 411, 1967 WL 4276 (C.M.A.1967). They are set forth below.

At trial the appellant was represented by civilian counsel, Mr. C, and by Capt L, then a relatively new ADC.4 Both Capt L and the appellant testified that the appellant indicated to his counsel that he was concerned about pleading to the indecent assault charges because he did not want to have to register as a sex offender. Consistent with that concern, the defense initially offered a pretrial agreement (PTA) that would have allowed the appellant to plead guilty to all but the indecent assault charges, in return for a sentence cap of 15-18 months. After the convening authority rejected that offer, the appellant directly asked Capt L if he would be required to register as a sex offender if convicted of the indecent assault charges. Capt L said he did not know, and referred the appellant to Mr. C, his lead counsel. When the appellant thereafter asked Mr. C the same question, Mr. C said he was not sure, but did not see why the appellant would have to, given what Mr. C perceived to be the minor nature of the assaults. Mr. C indicated he would have to check into it to be certain, but never did so. According to the appellant, he asked Mr. C the same question two or three times and always got the same answer.

All, including the appellant, testified that neither Mr. C nor Capt L ever specifically told the appellant he would not have to register as a sex offender if convicted of the indecent assault charges. Rather, both attorneys said they were not sure. However, Mr. C at the same time downplayed the severity of the alleged assaults, which he viewed as “fairly innocuous.”

At the DuBay hearing, the appellant testified that based on Mr. C’s responses, he was left with the impression that he would not have to register as a sex offender if convicted of the indecent assault offenses. Claiming reliance on that impression, he entered into a PTA in which he agreed to plead guilty to all charges, including the indecent assault offenses, in return for a sentence cap of 24 months. The appellant testified that he learned he would have to register as a sex offender when confinement personnel advised him of such on the first day of his post-trial confinement. The appellant further testified that if he had known that to be the case, he would not have pled guilty to the indecent assault charges but would have forced the government to prove up those offenses. Similarly, Mr. C testified at the DuBay hearing that if he had known registration was required, he would not have advised the appellant to plead guilty. However, Mr. C also testified that potential sex registration requirements were not the appellant’s only concern. Rather, the length of potential confinement time “was an overriding concern as well. It was finally settled on the importance of the term of confinement, a limitation of confinement, in deciding to finally plead guilty to [the indecent assault offenses].”

Based on the testimony presented at the hearing, the military judge found in part as follows:

[S]ex offender registration was a key concern for AB Rose and ... he raised the issue with both his trial defense counsel. Neither of AB Rose’s trial defense counsel ever answered AB Rose’s question. AB Rose was never told that he would not [633]*633have to register; his question went unanswered. However, AB Rose was given the impression that he would not have to register. This impression was reasonable under the circumstances.

The military judge’s findings are well supported by the evidence presented at the DuBay hearing and are not “clearly erroneous.” We accordingly adopt them as our own for purposes of this review, with one caveat.5

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Related

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United States v. Rose
71 M.J. 138 (Court of Appeals for the Armed Forces, 2012)

Cite This Page — Counsel Stack

Bluebook (online)
67 M.J. 630, 2009 CCA LEXIS 56, 2009 WL 367686, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-rose-afcca-2009.