United States v. Rosa-Borges

Court of Appeals for the First Circuit·Decided May 1, 2026·No. 24-1842·Published

Opinion

United States Court of Appeals For the First Circuit

Nos. 24-1841, 24-1842 UNITED STATES,

Appellee,

v.

REYNALDO ROSA-BORGES,

Defendant, Appellant.

APPEALS FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF PUERTO RICO

[Hon. Francisco A. Besosa, U.S. District Judge]

Before

Barron, Chief Judge,

Montecalvo and Rikelman, Circuit Judges.

Jessica E. Earl, with whom Rachel Brill, Federal Public Defender, District of Puerto Rico, Franco L. Pérez-Redondo, Assistant Federal Public Defender, Supervisor, Appellate Division, and Kevin E. Lerman, Assistant Federal Public Defender, were on brief, for appellant.

Ricardo A. Imbert-Fernández, Assistant United States Attorney, with whom W. Stephen Muldrow, United States Attorney, and Juan Carlos Reyes-Ramos, Assistant United States Attorney, Chief, Appellate Division, were on brief, for appellee.

May 1, 2026

RIKELMAN, Circuit Judge. These two sentencing appeals are back at our Court for a second time. See United States v. Rosa-Borges (Rosa I), 101 F.4th 66 (1st Cir. 2024). Once again, Reynaldo Rosa-Borges challenges both of his sentences on multiple grounds. In this chapter, we affirm Rosa's1 revocation sentence for violating the terms of his supervised release because he has waived his challenges to that sentence. We conclude, however, that the district court relied on a legally invalid rationale in sentencing Rosa for his new conviction under 18 U.S.C. § 922(g)(1) and thus vacate and remand for resentencing in that case.

I. BACKGROUND

We recap the key facts, drawing "from the uncontested parts of the probation officer's presentence investigation report (PSR), the plea agreement, and the transcripts of the sentencing and revocation hearings." Rosa I, 101 F.4th at 68-69 (citation modified).

In February 2015, Rosa pleaded guilty to possessing a firearm in furtherance of a drug trafficking crime in violation of 18 U.S.C. § 924(c). The district court ultimately sentenced him to five years in prison followed by five years of supervised release.

1 We refer to the appellant as "Rosa," consistent with his brief and Spanish naming customs.

After completing his prison sentence in May 2019, Rosa began serving his supervised release term. In November 2019, the probation officer notified the district court that Rosa had violated the terms of his supervised release by possessing controlled substances and altering a urine sample. The court "granted an action plan" and allowed his supervision to continue. In October 2020, the probation officer notified the court that Rosa had admitted to unlawful use of controlled substances, and the court modified the conditions of supervision "to include mental health treatment, to mitigate the risk behavior, and afford needed social services."

On March 29, 2021, while Rosa was still on supervised release for his 2015 conviction, he ran into trouble again. Police officers patrolling a beach saw him and another individual sitting in the back of an SUV, under its open trunk door, with a firearm in reach inside the trunk. The officers detained both men and seized from the SUV a loaded 7.62 caliber Norinco "AK-type pistol" and other items, including an ammunition magazine containing 30 rounds of 7.62 caliber ammunition. The next day, March 30, officers conducted a search at the house where Rosa lived with his aunt. The search yielded two rifle magazines loaded with 59 rounds of 7.62 caliber ammunition, collectively, and 41 loose rounds of identical ammunition (100 rounds total). During the search, Rosa's brother claimed that any items seized in the house belonged to

Rosa. In short order, Rosa's probation officer notified the district court that Rosa had violated the terms of his supervised release by possessing the gun and ammunition on March 29 and 30.

Based on these events in late March 2021, a grand jury eventually indicted Rosa for possession of a firearm by a prohibited person in violation of 18 U.S.C. § 922(g)(1). Rosa pleaded guilty to this new criminal conduct pursuant to a plea agreement and stipulated that he "knowingly possess[ed] . . . a 7.62 caliber Norinco rifle-style pistol . . . loaded with a bullet in the chamber and an ammunition magazine containing 30 rounds of 7.62 caliber ammunition."

Before the original sentencing hearings in 2021 for Rosa's new § 922(g)(1) conviction and the supervised release violations, the probation officer submitted a PSR. Paragraph 13 of the PSR described the March 30 search that yielded the 100 rounds of ammunition and explained that a family member reported that the ammunition belonged to Rosa. The district court relied on that information at both of Rosa's sentencing hearings, including to impose an upwardly variant sentence on the § 922(g)(1) charge.

Rosa appealed both sentences. See Rosa I, 101 F.4th at 73. We held that the statement by Rosa's brother attributing ownership of the 100 rounds of ammunition to Rosa was "unreliable hearsay" and that the district court erred in relying upon it.

Id. at 80. Thus, we vacated Rosa's sentences and remanded for further proceedings consistent with our opinion. See id.

Back at the district court, Rosa's resentencing hearings took place in August 2024. At the § 922(g)(1) resentencing hearing, Rosa "request[ed] that the PSR be amended in order to delete paragraph 13 in accordance with" our decision because that paragraph included the statement by Rosa's brother that we had held was unreliable. The court denied that request.

The district court then proceeded to impose its sentence for the § 922(g)(1) violation. It agreed with the government's calculated United States Sentencing Guidelines range of 33 to 41 months. It then explained that it found an above-guidelines sentence necessary to "reflect[] the seriousness of Mr. Rosa's offense, promote[] respect for the law, protect[] the public from additional crimes by Mr. Rosa, and address[] the issues of deterrence and punishment." The court provided three justifications for its upward variance: (1) "Puerto Rico's high firearms and violent crime rate," (2) the "high amount of ammunition" and "the type of ammunition" possessed by Rosa, and (3) that "this is Mr. Rosa's second firearms offense." As to the second justification, the court noted that Rosa possessed "the type of ammunition used by NATO countries for firearms of war." It then sentenced Rosa to 60 months in prison. Rosa promptly objected to the sentence as procedurally and substantively

unreasonable; in objecting, he emphasized that 31 rounds was not "a high amount of ammunition" and that "the reference to firearms of war [was] unsubstantiated on the record."

Later that same morning, the district court held the resentencing hearing for Rosa's supervised release violations. The court determined that Rosa had committed a Grade A violation of his supervised release terms by possessing the "AK-type pistol." It reached this conclusion because Rosa's "conduct [of possessing the AK-type pistol] constitute[d] a new criminal offense that [was] punishable by a term of imprisonment exceeding 20 years" under the Puerto Rico Weapons Act of 2020. As a result, the court calculated the Sentencing Guidelines range to be 24 to 30 months in prison. It then decided that "a sentence at the low end of the guideline range [was] a sentence sufficient but not greater than necessary in this case" to "afford adequate deterrence to criminal conduct and to protect the community from Mr. Rosa's illegal behavior." In the end, the court sentenced Rosa to 24 months in prison for violating the terms of his supervised release, to be served consecutively to his § 922(g)(1) sentence. Rosa immediately objected to the sentence as procedurally and substantively unreasonable and singled out the court's Grade A determination, but the court overruled his objections.

Rosa again appealed both sentences.

II. STANDARD OF REVIEW

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