United States v. Roland Schuster

769 F.2d 337, 1985 U.S. App. LEXIS 20984
CourtCourt of Appeals for the Sixth Circuit
DecidedJuly 30, 1985
Docket84-3350
StatusPublished
Cited by45 cases

This text of 769 F.2d 337 (United States v. Roland Schuster) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Roland Schuster, 769 F.2d 337, 1985 U.S. App. LEXIS 20984 (6th Cir. 1985).

Opinion

PHILLIPS, Senior Circuit Judge.

Defendant Roland Schuster appeals his conviction for engaging in a continuing criminal enterprise in violation of 21 U.S.C. § 848. Defendant argues that the conviction, imposed by the jury after he had pleaded guilty to charges of conspiracy to import and distribute marijuana in violation of 21 U.S.C. §§ 963 and 846, violated his fifth amendment right against double jeopardy. Defendant also challenges the district court’s instructions permitting the jury to consider defendant’s guilty pleas to the two conspiracy counts in determining whether he was guilty of engaging in a continuing criminal enterprise. For the reasons set forth in this opinion, we affirm the conviction.

I

Schuster was indicted on August 10, 1983 in connection with importing marijuana into this country. The indictment charged eight counts, the first three of which are central to this appeal. Count 1 charged conspiracy to possess with intent to distribute marijuana, 21 U.S.C. § 846; Count 2 charged conspiracy to import mari *339 juana, 21 U.S.C. § 963; Count 3 charged continuing criminal enterprise, 21 U.S.C. § 848; Count 4 charged aiding and abetting the distribution of marijuana, 21 U.S.C. § 841 and 18 U.S.C. § 2; Count 5 charged a conspiracy to defraud the United States, 18 U.S.C. § 371; Counts 6, 7 and 8 charged filing of false statements on income tax returns, 26 U.S.C. § 7206(1).

A jury was empaneled and the case proceeded to trial. At the conclusion of the Government’s case in chief, defendant moved to change his plea to guilty on Counts 1 and 2. The Government did not oppose the change of pleas. The district court accepted the pleas and continued the matter for a presentence report. Defendant moved to dismiss Count 3 charging continuing criminal enterprise under 21 U.S.C. § 848, arguing that double jeopardy precluded further prosecution after findings of guilt on lesser included conspiracy offenses. After taking the matter under advisement, the district court denied the motion. The court held that “this is not a case of successive prosecutions but one prosecution; and if the defendant is convicted of the alleged lesser included crimes with the alleged greater offense, there will be a merger of the lesser into the greater.”

The court instructed the jury that it could consider defendant’s guilty pleas to Count 1 and Count 2 as evidence of the first essential element of the continuing criminal enterprise offense — a violation of a federal narcotics law punishable as a felony. The court also instructed the jury that “it is your job to decide whether the Government has proved this element beyond a reasonable doubt.”

The jury returned guilty verdicts on Counts 3-8. The court sentenced defendant to a term of imprisonment totalling 20 years: 15 years on Count 1, a 5 year consecutive sentence on Count 2, a 20 year concurrent sentence on Count 3, and smaller concurrent sentences on the remaining counts. The court imposed a fine totalling $140,000: $100,000 on Count 3, $15,000 on Count 4, $10,000 on Count 5, and $5,000 on each of Counts 6, 7 and 8. On advice of the Government, the court imposed no fines on Counts 1 and 2. Defendant’s property was ordered forfeited to the Government pursuant to 21 U.S.C. § 848(b)(2). Defendant is not eligible for probation or parole on his prison sentence pursuant to 21 U.S.C. § 848(c). Defendant appeals from the district court’s order denying his motion to dismiss Count 3, from his conviction on Count 3, and from the jury instructions given on that Count.

II

Defendant was convicted of playing a major role in a conspiracy to import marijuana between January 1976 and December 1979. His organization, referred to as “The Company,” brought marijuana into this country from Colombia and distributed it in Ohio and Indiana. During the early stages of the conspiracy, The Company used boats to bring marijuana to the coast of the southeastern United States. A sailboat, the Abraxes, was purchased by defendant and used in 1976 and 1977. In July of 1977, several members of The Company were arrested in Charleston, South Carolina and the Abraxes was seized.

By this time, The Company had begun to acquire airplanes. Defendant recruited and hired new personnel and purchased several airplanes. Defendant approved the hiring of pilots and advised them of procedures and arrangements for flights. Co-conspirators testified that defendant made cash payments and arrangements for each trip and that defendant or David Carr was the head of The Company. There also was testimony that defendant was contacted in the case of an emergency during operations, such as when cocaine was discovered in bales of marijuana being unloaded.

Defendant had declared bankruptcy in 1972. As a result of his participation in the smuggling business, his investments in two businesses totalled almost $2 million. Although defendant worked as a hearing aid salesman in Cincinnati in the late 1970s, the Government maintains that he had no legitimate income after 1977. He used loans and assets and foreign corporations to *340 launder his proceeds and to conceal them from the Internal Revenue Service. He arranged with a friend to receive a salary so that he would appear to have legitimate income to report on his tax returns.

Ill

Appellant contends that his guilty plea to charges of 21 U.S.C. § 963 (conspiracy to import marijuana) and 21 U.S.C. § 846 (conspiracy to possess with intent to distribute over 1,000 pounds of marijuana) precluded the Government from continuing its prosecution for engaging in a continuing criminal enterprise under 21 U.S.C. § 848. Appellant urges that his section 848 conviction is barred by the protections of the double jeopardy clause of the fifth amendment against multiple punishments for the same offense and prosecution for the same offense after a previous conviction.

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Bluebook (online)
769 F.2d 337, 1985 U.S. App. LEXIS 20984, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-roland-schuster-ca6-1985.