United States v. Rodriguez

627 F.3d 1372, 2010 WL 5175110
Court of Appeals for the Eleventh Circuit·Decided December 22, 2010·No. 08-16696·Published·Cited by 69 cases

Opinion

CARNES, Circuit Judge:

This case poses the question of whether there is a vindictive judge or cowardly counsel exception to the contemporaneous objection rule. Unless there is such an exception, the only issue that the appellant is pressing on appeal is barred for failure to object because she cannot meet the requirements of the plain error rule. Disagreeing with the Second Circuit, we hold that the possibility a judge may be unhappy with an objection does not excuse the failure to make it.

I.

Alicia Rodriguez participated in a vast scheme that fraudulently bilked the federal government out of more than $3,000,000 in Medicare funds. Facing a ten-count indictment, she entered into a written plea agreement. After pleading guilty she was sentenced consistently with that agreement, but she contends that a comment by the sentencing judge created the appearance that her sentence was based at least in part on her national origin, which is a factor that is irrelevant to sentencing. See United States Sentencing Guidelines § 5H1.10 (Nov.2007). Rodriguez concedes that the judge was not actually biased in sentencing her but contends that his comments created the “appearance of bias.” According to Rodriguez, that entitles her to be resentenced.

At the sentence hearing Rodriguez did not object to the judge’s comment about her national origin, or to anything else for that matter. Had she objected to the comment, the judge could have corrected on the spot any appearance of bias his comments may have created. Instead, Rodriguez is now asking this Court to vacate her sentence and remand the case for resentencing so that the district court can correct — some two years later — any appearance that it considered her national origin when determining the sentence to impose.

II.

Rodriguez is a Cuban refugee and permanent legal resident of this country. Beginning in mid-2005 she and a cohort, Juan Viera, set in motion a scheme to submit fraudulent claims for durable medical equipment — wheelchairs, catheters, *1375 hospital beds, and the like — to the Medicare Program. As part of the scheme they purchased existing medical equipment companies that had valid Medicare provider numbers, and they recruited other people to pose as the owners in order to conceal their own ownership.

Rodriguez and Viera then began billing Medicare for bogus claims. In preparing the claims, they obtained physician and patient identification numbers, either by purchasing them from others engaged in Medicare fraud or by recycling numbers that had already been used. Over a nine-month period, they submitted to Medicare over $19,000,000 in fraudulent claims and received over $3,200,000 in payments. Not one piece of medical equipment was ever actually ordered by a physician or provided to a beneficiary. It was all fraud, perfectly pure and somewhat simple.

After Medicare had made a deposit into one of the company accounts, Rodriguez and Viera used various money laundering mechanisms to get cash out of those accounts. One way they did it was through eight different “check cashers” who would take checks Rodriguez had written on company accounts, cash them, and then return the cash to her and Viera for a fee. In other instances the two of them relied on the straw “owners” to withdraw the funds directly in the form of cash or cashier’s checks.

The scheme began to unravel in mid-2006 when one of the straw owners began cooperating with the government and agreed to secretly record a meeting with Rodriguez. At that meeting the informant showed Rodriguez a subpoena she had received to appear before a grand jury investigating the fraudulent scheme. Rodriguez encouraged her to lie to the grand jury and say nothing to law enforcement. Rodriguez also gave the informant an envelope containing $4,600 in cash and suggested that she leave town.

III.

The grand jury returned an indictment against Rodriguez and Viera in November 2007, charging Rodriguez with five counts of mail fraud, four counts of money laundering, and one count of obstructing a criminal investigation. In February 2008 she entered into a written plea agreement with the government, agreeing to plead guilty to one count each of mail fraud, money laundering, and obstruction of a criminal investigation. See 18 U.S.C. §§ 1341, 1956(a)(1)(A) and 1518. In return the government agreed to dismiss the remaining counts and to recommend, based on Rodriguez’s timely acceptance of responsibility, that the court reduce by two the offense level that would otherwise be applicable to her. See U.S.S.G. § 3E1.1. The government also promised that if that offense level was determined to be 16 or higher, it would recommend that Rodriguez be given a three-level reduction under § 3El.l(b). Finally, the government committed to decide before the sentence hearing whether Rodriguez had cooperated enough to warrant its filing a § 5K1.1 motion for a downward departure.

The presentence report calculated Rodriguez’s offense level at 37, which was reduced three levels under U.S.S.G. § 3E1.1 to reach a final offense level of 34. That level, combined with her criminal history category of I, resulted in an advisory guidelines range of 151 to 188 months imprisonment. Before the sentence hearing the government filed a motion under U.S.S.G. § 5K1.1, requesting a reduction in Rodriguez’s sentence below 151 months and reserving the right to make a more specific recommendation at the sentence hearing.

*1376 At that hearing the parties did not disagree about the calculations in the PSR or the advisory guidelines range. The hearing focused instead on the extent of Rodriguez’s cooperation and how much of a reduction from the guidelines range she deserved for it. The government recommended a 40 percent reduction, which would have produced a 91-month sentence. Rodriguez asked instead for a sentence of 60 months, arguing that her cooperation was “above and beyond what is typical.” She pointed out that she had given key testimony during a two-day trial of defendants charged in another healthcare scam; had agreed to testify against her co-defendant Viera; had provided information implicating an accountant and her own half-sister in the fraud; and had eventually helped authorities identify assets purchased with the fraudulently obtained funds.

In response, the government acknowledged that Rodriguez had provided extensive cooperation, but it pointed out that her help in identifying assets came only after she had engaged in “some really fairly brazen activity” — attempting to shield assets from recovery by transferring them to her children. The government pointed out:

[Y]ou also have to take into account this was a fairly extensive fraud that involved her and the codefendant were operating, were supposedly operating— they basically incorporated shell companies ... that over a fairly short period of time billed $19 million to the Medicare program.

Free access — add to your briefcase to read the full text and ask questions with AI

United States v. Rodriguez, 627 F.3d 1372, 2010 WL 5175110 (11th Cir. 2010).

627 F.3d 1372 (United States v. Rodriguez) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

United States v. Willie Lee Lewis
Eleventh Circuit, 2025
United States v. Eric King
57 F.4th 1334 (Eleventh Circuit, 2023)
United States v. Vinath Oudomsine
57 F.4th 1262 (Eleventh Circuit, 2023)
Hilda Brucker v. City of Doraville
38 F.4th 876 (Eleventh Circuit, 2022)
United States v. Clare Therese Grady
18 F.4th 1275 (Eleventh Circuit, 2021)
United States v. Eddie Lee Perry
14 F.4th 1253 (Eleventh Circuit, 2021)
United States v. Nathaniel Pugh
Eleventh Circuit, 2019
United States v. Lourdes Margarita Garcia
906 F.3d 1255 (Eleventh Circuit, 2018)
United States v. David Chiddo
Eleventh Circuit, 2018
United States v. Marcella Truss
Eleventh Circuit, 2018
United States v. Arsenio Brundidge
708 F. App'x 608 (Eleventh Circuit, 2017)
McMillan v. State
258 So. 3d 1154 (Court of Criminal Appeals of Alabama, 2017)
State of Maine v. Daudoit Butsitsi
2015 ME 74 (Supreme Judicial Court of Maine, 2015)
United States v. Daniel Ushery, Jr.
785 F.3d 210 (Sixth Circuit, 2015)