United States v. Rocha

598 F.3d 1144, 2010 U.S. App. LEXIS 5603, 2010 WL 1006501
CourtCourt of Appeals for the Ninth Circuit
DecidedMarch 18, 2010
Docket08-50175
StatusPublished
Cited by35 cases

This text of 598 F.3d 1144 (United States v. Rocha) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Rocha, 598 F.3d 1144, 2010 U.S. App. LEXIS 5603, 2010 WL 1006501 (9th Cir. 2010).

Opinion

BYBEE, Circuit Judge:

After participating in a brawl in a federal correctional facility that resulted in the death of a fellow inmate, Victor Rocha was convicted on two counts: (1) assault committed by means of force likely to produce great bodily injury under California Penal Code § 245, as assimilated into federal law by the Assimilated Crimes Act, 18 U.S.C. § 13; (2) assault with a dangerous weapon under the federal assault statute, 18 U.S.C. § 113(a)(3). Rocha appeals both convictions, arguing, first, that the Assimilated Crimes Act did not properly assimilate the California statute and, second, that there was insufficient evidence supporting his conviction of assault with a dangerous weapon. We are compelled to agree, and we conclude that the federal assault statute precludes application of California Penal Code § 245 and that the evidence presented to the jury that Rocha used his bare hands to perpetrate the assault cannot support a conviction under the federal assault statute for assault with a dangerous weapon. We reverse his convictions.

I

On the evening of April 11, 2005, Victor Rocha was ironing clothes on the first floor of a prison block in the United States Penitentiary in Victorville, California. Above him, a group of inmates entered David Fischer’s cell, and a fight erupted. The attacking inmates stabbed Fischer four times inside his cell before Rocha joined the fray. The fight surged into the hall where Rocha, observing the fight from below, ran to join it, presumably because his friends were involved in Fischer’s attack. 1 A security videotape reveals that Fischer was backing away from his attack *1147 ers when Rocha came up from behind him, reached down, grabbed the six-foot-seven, three hundred pound Fischer by his feet, and pulled his feet out from under him, causing Fischer’s body to slam down onto the concrete floor. Rocha continued to fight with Fischer, and other inmates continued kicking Fischer while he was on the ground.

An unidentifiable group of inmates then tried, unsuccessfully, to pick up Fischer and throw him over the second floor railing, a drop of about thirteen feet to the waiting concrete floor. 2 Fischer later died from this senseless violence; his autopsy revealed that four stab wounds caused his death, but that he also had an abrasion on his forehead, a contusion over his right eye, and a narrow abrasion on his right eyelid.

The government charged Rocha with assault committed by means of force likely to produce great bodily injury under California Penal Code § 245, as assimilated into federal law by the Assimilated Crimes Act, 18 U.S.C. § 13. The government also charged Rocha with assault with intent to commit murder and assault with a dangerous weapon under the federal assault statute, 18 U.S.C. § 113(a)(1) and (3). After a jury trial, the jury acquitted Rocha of the charge of assault with intent to commit murder, 18 U.S.C. § 113(a)(1), but convicted him of the other two assault counts. The district court sentenced Rocha to an eighty-seven month term of imprisonment, finding that Rocha’s attack was unprovoked, brutal, and gang related. Rocha timely appealed.

II

We first consider the validity of Rocha’s conviction under the Assimilated Crimes Act (“ACA” or “Act”), 18 U.S.C. § 13. The ACA states, in relevant part:

Whoever within or upon any [federal enclave] is guilty of any act or omission which, although not made punishable by any enactment of Congress, would be punishable if committed or omitted within the jurisdiction of the State ... in which such place is situated, by the laws thereof in force at the time of such act or omission, shall be guilty of a like offense and subject to a like punishment.

18 U.S.C. § 13(a). Using the ACA, the government charged Rocha with violating California Penal Code § 245, which punishes “assault by any means of force likely to produce great bodily injury.” Cal. Pen. Code § 245(a)(1). Whether the ACA properly assimilates the California assault statute is a question of law reviewed de novo. See United States v. Souza, 392 F.3d 1050, 1052 (9th Cir.2004).

Congress enacted the original version of the ACA in 1825, a time when federal law punished relatively few crimes. Due to the dramatic increase in federal criminal law, 3 we are regularly confronted with the question of whether the ACA has been rendered meaningless because, by its own language, the ACA applies only if the *1148 “act or omission” in question is not made punishable by “any enactment of Congress.” 18 U.S.C. § 13(a); see Souza, 392 F.3d at 1052-53; United States v. Waites, 198 F.3d 1123, 1127-28 (9th Cir.2000). In Lewis v. United States, 523 U.S. 155, 118 S.Ct. 1135, 140 L.Ed.2d 271 (1998), the Supreme Court addressed when the ACA makes state law applicable to federal enclaves. In Lewis, the defendant urged a literal reading of the ACA, arguing that if any enactment by Congress punished the behavior at issue, the ACA could not assimilate the state law. The government, on the other hand, argued that the ACA could assimilate the state law unless the federal and state law criminalized precisely the same behavior. Id. at 159-60, 162, 118 S.Ct. 1135. Explaining that “[t]he ACA’s basic purpose is one of borrowing state law to fill gaps in the federal criminal law that applies on federal enclaves,” id. at 160, 118 S.Ct. 1135, the Court declined to adopt either of the parties’ competing interpretations. Instead, the Court established a two-part test for analyzing whether the ACA properly assimilates a particular state criminal law into federal law:

[T]he ACA’s language and its gap-filling purpose taken together indicate that a court must first ask the question that the ACA’s language requires: Is the defendant’s act or omission made punishable by any enactment of Congress. If the answer to this question is “no,” that will normally end the matter. The ACA presumably would assimilate the statute.

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Bluebook (online)
598 F.3d 1144, 2010 U.S. App. LEXIS 5603, 2010 WL 1006501, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-rocha-ca9-2010.