United States v. Roberto Leal-Cruz

431 F.3d 667, 2005 U.S. App. LEXIS 26908, 2005 WL 3338292
CourtCourt of Appeals for the Ninth Circuit
DecidedDecember 9, 2005
Docket04-50519
StatusPublished
Cited by10 cases

This text of 431 F.3d 667 (United States v. Roberto Leal-Cruz) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Roberto Leal-Cruz, 431 F.3d 667, 2005 U.S. App. LEXIS 26908, 2005 WL 3338292 (9th Cir. 2005).

Opinion

CALLAHAN, Circuit Judge:

Roberto Leal-Cruz appeals his conviction for attempted illegal reentry into the United States after deportation, under 8 U.S.C. § 1326. Leal-Cruz contends that the district court erred by instructing the jury that he had the burden of proving his duress defense. We have jurisdiction to review appellant’s conviction pursuant to 28 U.S.C. § 1291 and we affirm.

I

Roberto Leal-Cruz, a citizen of Mexico, attempted to reenter the United States on July 12, 2003. Around 1:00 a.m., he was *669 observed by United States border patrol agents in Calexico, California, climbing over the 15 to 20 foot international boundary fence separating the United States from Mexico. A border patrol agent chased Leal-Cruz for two blocks in the United States before he surrendered.

Leal-Cruz testified that about two weeks earlier, Mexican police officers beat him up and left him for dead. The same police officers spotted him on the date of his attempted reentry, when he was pumping gas on the Mexican side of the border. When he saw. the police officers, Leal-Cruz ran approximately three blocks to the international boundary fence. After jumping the fence and seeing United States border patrol officers, he retreated back up the fence and sat on top of it, not wanting to be captured inside of the United States. The Mexican police appeared at that time and, because he feared for his life, Leal-Cruz jumped to the American side of the fence and ran, hoping to avoid being apprehended by the United States agents. After a brief foot chase, he surrendered.

The district court concluded that although the evidence presented at trial warranted a duress instruction, the act of crossing the international boundary fence into the United States did not negate the specific intent element of attempted illegal reentry and therefore could only be offered to excuse Leal-Cruz’s criminal conduct. The district court instructed the jury with Ninth Circuit Model Criminal Jury Instruction 6.6, which placed the burden on Leal-Cruz to prove duress by a preponderance of the evidence. 1

II

As a preliminary matter, we must decide whether Leal-Cruz waived his right to challenge the jury instruction under the invited error doctrine. United States v. Perez, 116 F.3d 840, 845 (9th Cir.1997) (en banc), holds that an error is waived and unreviewable when a defendant both invites the error and affirmatively relinquishes or abandons a known right. A challenge to a jury instruction is waived under the invited error doctrine when, in spite of being aware of the applicable law, the defendant accepts a flawed instruction. Id. Perez requires that counsel’s conduct rise to the level of an affirmative relinquishment of the right to challenge the instruction on appeal. Id. We hold here that the instruction is reviewable because Leal-Cruz did not affirmatively abandon or relinquish his challenge to the instruction.

At the final jury instruction conference, defense counsel asked that the instruction be supplemented to explain that if the defendant established duress by a preponderance of the evidence, then the burden shifted to the government to disprove duress beyond a reasonable doubt. Counsel specifically requested that language from Model Instruction 6.5 (requiring the prose-

*670 cution to prove absence of duress) be included in the given instruction. Although defense counsel did not formally object when the judge disagreed with her request to supplement Model Instruction 6.6 with language from Model Instruction 6.5, counsel nevertheless disagreed with what the court concluded was the applicable law. Despite counsel’s failure to articulate clearly her position at the final jury instruction conference, we conclude that her failure to object formally to the given instruction does not rise to the level of an affirmative relinquishment or abandonment of Leal-Cruz’s right to challenge the instruction on appeal. Therefore, Leal-Cruz did not waive his challenge to the jury instruction under the invited error doctrine.

Ill

of proving his duress defense is a question of law, and is therefore reviewed de novo. United States v. Martinez-Martinez, 369 F.3d 1076, 1083 (9th Cir.2004); United States v. Meraz-Solomon, 3 F.3d 298, 299 (9th Cir.1993) (per curiam).

In In re Winship, the Supreme Court held that “the Due Process Clause protects the accused against conviction except upon proof beyond a reasonable doubt of every fact necessary to constitute the crime with which he is charged.” 397 U.S. 358, 364, 90 S.Ct. 1068, 25 L.Ed.2d 368 (1970). Since that case, the Court has struggled with the proper extent to which legislatures may define the elements of crimes and shift the burden of proof to the defendant. The cases that follow establish two core principles: Legislatures retain broad leeway in defining elements of crimes and the requisite mens rea. However, once a government has established the applicable elements it must prove each of them beyond a reasonable doubt and may not lessen its responsibility by shifting the burden of persuasion to the defendant on any issue which negates an element the government is required to prove.

In the first major post -Winship burden shifting case, the Court held that Maine had impermissibly lessened its burden of proof by shifting the burden to the defendant to prove “heat of passion” in order to reduce murder to manslaughter. Mulla-ney v. Wilbur, 421 U.S. 684, 697-701, 95 S.Ct. 1881, 44 L.Ed.2d 508 (1975). Maine had retained the common law definition of murder whereby “malice aforethought is an essential and indispensable element of the crime of murder.” Id. at 686, 95 S.Ct. 1881. There, the Maine Supreme Judicial Court had held that “malice aforethought and heat of passion on sudden provocation are two inconsistent things.” Id. at 686-87, 95 S.Ct. 1881. Thus, the Court stated that “by proving the latter the defendant would negate the former and reduce the homicide from murder to manslaughter.” Id. at 687, 95 S.Ct. 1881. The Court held that by requiring the defendant to negate an element on which the state had the burden of proof, Maine had impermissibly lessened its burden under Winship and therefore reversed Mullaney’s conviction. Id. at 700-01, 95 S.Ct. 1881.

Shortly after Mullaney, the Court reached the opposite result in Patterson v. New York, 432 U.S. 197

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Bluebook (online)
431 F.3d 667, 2005 U.S. App. LEXIS 26908, 2005 WL 3338292, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-roberto-leal-cruz-ca9-2005.