United States v. Alfredo Gracidas-Ulibarry

231 F.3d 1188, 2000 Daily Journal DAR 11897, 2000 Cal. Daily Op. Serv. 8956, 2000 U.S. App. LEXIS 27823, 2000 WL 1664283
CourtCourt of Appeals for the Ninth Circuit
DecidedNovember 7, 2000
Docket98-50610
StatusPublished
Cited by188 cases

This text of 231 F.3d 1188 (United States v. Alfredo Gracidas-Ulibarry) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Alfredo Gracidas-Ulibarry, 231 F.3d 1188, 2000 Daily Journal DAR 11897, 2000 Cal. Daily Op. Serv. 8956, 2000 U.S. App. LEXIS 27823, 2000 WL 1664283 (9th Cir. 2000).

Opinions

Opinion by Judge FISHER; Concurrence by Judge FERNANDEZ.

FISHER, Circuit Judge:

Under 8 U.S.C. § 1326, a previously deported alien who “enters, attempts to enter, or is at any time found in” the United States without the express consent of the Attorney General is subject to a fine and imprisonment for up to two years.1 In Pena-Cabanillas v. United States, 394 F.2d 785, 788-90 (9th Cir.1968), we held that illegal reentry into the United States under § 1326 required only a showing of general intent because it was a malum prohibitum regulatory offense and the statute did not otherwise specify an intent requirement for that crime.2 The question posed by this case, however, is what level of intent must the government prove to convict an alien of attempted illegal reentry under § 1326? The statutory language for the crime of attempted illegal reentry differs from the language used for an accomplished illegal reentry, because “attempt” is a term that at common law requires proof that the defendant had the specific intent to commit the underlying crime and took some overt act that was a substantial step toward committing that crime. See, e.g., United States v. Arbelaez, 812 F.2d 530, 534 (9th Cir.1987). Because we must assume Congress intended to incorporate the well-established common law meaning of “attempt” into § 1326 absent a contrary statutory command, we conclude the crime of attempted illegal reentry into the United States includes the common law element of specific intent.

FACTUAL and PROCEDURAL BACKGROUND

On the morning after he was deported from the Calexico, California, port [1191]*1191of entry, Alfredo Graeidas-Ulibarry (“Gra-cidas”) was discovered riding as a passenger in the back seat of a car being driven through the border checkpoint at the San Ysidro, California, port of entry.3 At primary inspection, an immigration inspector asked Gracidas about his citizenship, to which he replied that he was a United States citizen. When, upon further questioning, Gracidas failed to produce identification or to explain how he became a citizen, the inspector became suspicious and referred the car and its occupants to secondary inspection.

At secondary inspection, Gracidas again claimed he was a United States citizen, born in Texas, and gave his name as “Arturo Cabral-Rodriguez.” Gracidas said he did not have any identification because his wallet had been stolen two weeks earlier. After an inspector ran several computer checks and informed Gracidas that the computer listed several possible convictions for “Arturo Cabral-Rodriguez,” Gra-cidas admitted he was a Mexican citizen and had been previously deported. The inspectors referred Gracidas to an Immigration and Naturalization Service (“INS”) prosecution unit, which ran further computer checks and fingerprint comparisons revealing Gracidas’ true identity and that he had been deported just the previous day after having served two years in prison for a felony conviction for sale of a controlled substance.

After being advised of his Miranda rights and deciding to answer questions without the assistance of counsel, Gracidas admitted to the inspectors his true name and that he had given a false name at secondary inspection. Gracidas further confirmed his Mexican citizenship, his deportation the previous day and his prison record. He also admitted knowing that he needed to ask the U.S. government for permission to apply to reenter the United States, but claimed he did not do so because he urgently wanted to see his child, who resides in the United States.

Gracidas was charged with attempted illegal reentry in violation of 8 U.S.C. § 1326, and with falsely and willfully representing himself as a citizen of the United States in violation of 18 U.S.C. § 911.4 At trial, Gracidas contended he was asleep when he was driven to the port of entry and thus he never formed the specific intent to reenter the United States illegally. Accordingly, he requested a jury instruction that would have allowed the jury to find him guilty only if it concluded beyond a reasonable doubt that Gracidas “intended to reenter the United States without the consent of the Immigration and Naturalization Service.”5 The district court rejected the requested instruction and instead instructed the jury that it should convict Gracidas if it found that he “attempted to reenter the United States on or about December 5, 1997,” and did not have the requisite permission of the Attorney General. The jury convicted Gracidas on both counts and, on appeal, a majority of a three-member panel of this court upheld the district court’s instruction, holding that illegal attempt to reenter under § 1326 requires proof only of general intent. See United States v. Gracidas-Ulibarry, 192 F.3d 926, 929-30 (9th Cir.1999).

Having reheard this case en banc, and reviewing de novo whether the jury instruction misstated an element of the statutory crime, see United States v. Gergen, 172 F.3d 719, 724 (9th Cir.1999), we now conclude that the district court’s instruction was erroneous. We hold that the attempt prong of § 1326 incorporates [1192]*1192the well-established common law meaning of “attempt” and requires proof of a specific intent to enter illegally. We further conclude, however, that the erroneous instruction was harmless because uncontra-dicted and overwhelming evidence demonstrated that Gracidas intended to enter the United States without the express consent of the Attorney General.6

DISCUSSION

I. Whether Attempted Illegal Reentry Under 8 U.S.C. § 1326 is a General or Specific Intent Crime

A, The Common Law Background of the Term “Attempt”

The common law meaning of “attempt” is the specific intent to “engage in criminal conduct and ... an overt act which is a substantial step towards committing the crime.” Arbelaez, 812 F.2d at 534 (9th Cir.1987); accord United States v. Bailey, 444 U.S. 394, 405, 100 S.Ct. 624, 62 L.Ed.2d 575 (1980); Wooldridge v. United States, 237 F. 775, 778-79 (9th Cir.1916) (collecting common law sources “holding that, to constitute an attempt, there must be the intent to commit a crime and some act done toward its consummation, and that the term ‘attempt’ signifies both an act and the intent with which it is done”); Model Penal Code & Commentaries § 5.01 cmt. at 305 (1985) (noting that Code’s definition of attempt “retains the common law requirement of purposive conduct [the Code’s term for specific intent] as a prerequisite for attempt liability”); Black’s Law Dictionary 123-24 (7th ed. 1999) (“ ‘Every attempt is an act done with intent to commit the offence so attempted.’ ”) (quoting John Salmond, Jurisprudence 387 (Glanville L. Williams ed., 10th ed.1947)); 2 Wayne R. LaFave & Austin W. Scott, Jr., Substantive Criminal Law

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231 F.3d 1188, 2000 Daily Journal DAR 11897, 2000 Cal. Daily Op. Serv. 8956, 2000 U.S. App. LEXIS 27823, 2000 WL 1664283, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-alfredo-gracidas-ulibarry-ca9-2000.