United States v. Robert Stencil

CourtCourt of Appeals for the Fourth Circuit
DecidedJune 15, 2021
Docket20-4096
StatusUnpublished

This text of United States v. Robert Stencil (United States v. Robert Stencil) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Robert Stencil, (4th Cir. 2021).

Opinion

UNPUBLISHED

UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

No. 20-4096

UNITED STATES OF AMERICA,

Plaintiff - Appellee,

v.

ROBERT LESLIE STENCIL,

Defendant - Appellant.

Appeal from the United States District Court for the Western District of North Carolina, at Charlotte. Max O. Cogburn, Jr., District Judge. (3:16-cr-00221-MOC-DCK-1)

Argued: May 7, 2021 Decided: June 15, 2021

Before KEENAN, WYNN, and THACKER, Circuit Judges.

Affirmed by unpublished per curiam opinion.

ARGUED: Joseph Bart Gilbert, TARLTON POLK PLLC, Raleigh, North Carolina, for Appellant. Angela Macdonald Miller, UNITED STATES DEPARTMENT OF JUSTICE, Washington, D.C., for Appellee. ON BRIEF: Brian C. Rabbitt, Acting Assistant Attorney General, Robert A. Zink, Acting Deputy Assistant Attorney General, Jeremy R. Sanders, Appellate Counsel, Christopher Fenton, Trial Attorney, Fraud Section, Criminal Division, UNITED STATES DEAPRTMENT OF JUSTICE, Washington, D.C., for Appellee.

Unpublished opinions are not binding precedent in this circuit. PER CURIAM:

Robert Leslie Stencil (“Appellant”) challenges his conviction and sentence for

conspiracy to commit mail and wire fraud, mail and wire fraud, and money laundering.

Appellant was indicted for his alleged role in fraudulently running his business, Niyato, an

alternative fuel company. He was tried alongside his business partner, Michael Duke.

On appeal, Appellant contends the district court erred by declining to grant his

motion to sever his trial from Duke’s because the two defendants presented antagonistic

defenses. Further, Appellant contends the district court erred in applying the vulnerable

victim sentencing enhancement because the district court did not make a specific finding

that the fraud scheme involved vulnerable victims.

For the reasons discussed herein, we affirm the district court’s denial of Appellant’s

motion to sever because Appellant and Duke did not present antagonistic defenses. And,

we affirm Appellant’s sentence because the district court did not err in applying the

vulnerable victim enhancement, as Appellant’s scheme to defraud targeted people who had

already fallen victim to the scheme at least once.

I.

In October 2017, Appellant was indicted in a 38-count indictment, alongside nine

codefendants, for various fraud and money laundering crimes. Appellant was charged in

34 counts of the 38 count indictment, including conspiracy to commit mail and wire fraud,

in violation of 18 U.S.C. § 1349 (Count 1); fourteen counts of mail fraud, in violation of

18 U.S.C. § 1341 (Counts 2–15); fourteen counts of wire fraud, in violation of 18 U.S.C.

§ 1343 (Counts 16–29); and, five counts of money laundering, in violation of 18 U.S.C.

2 § 1957(a) (Counts 30–34). The crimes involved Appellant’s founding and operation of an

alternative fuel company called Niyato. The Government alleged that Appellant, alongside

his codefendants, used false and misleading statements to induce his victims to invest in

Niyato.

A.

Investment Scheme

Appellant founded Niyato in 2012 purportedly to manufacture and sell alternative

fuel vehicles. In an effort to raise capital to start Niyato, Appellant partnered with

codefendant Duke. Appellant was the Chief Executive Officer of Niyato. Appellant

advertised Niyato as a company based out of Charlotte, North Carolina, that manufactured

electric vehicles; had a contract with General American Liquified Natural Gas; had

patented technology; had contracts to establish fuel stations across the country; and was on

the verge of going public, among other things. In reality, the company did not have an

actual headquarters, did not have any contracts to produce vehicles or even the capability

to do so, and was not on the verge of going public.

Through his partnership with Duke, Appellant recruited other employees -- many of

whom became coconspirators in this case -- to sell stock in Niyato. Using a sales pitch

formulated by Appellant, the salespeople would call potential investors and inform them

that Niyato stock could be purchased for $0.50 per share and would be worth between $5

and $8 once the company went public. For example, the salespeople would tell investors

that Niyato going public was “imminent[,] . . . within 90 days,” and that they “should hurry

up and buy as much as they can at 50 cents because it’s going to go to . . . $5.50[] when it

3 goes public.” J.A. 1922–23. 1 Despite the fact that the company never went public, the

salespeople continued to use this pitch repeatedly for years. On several occasions, the

salespeople reached out to victims who had already bought shares to entice them to

purchase more.

Niyato’s legal counsel advised Appellant that the company must include in its

Private Placement Memorandum 2 how it intended to use the money it received from selling

stocks, and specifically, that the profits from the stocks were split evenly between the

company and the seller. Appellant advertised that 97.1% of the money invested went back

to the company, when in reality the salespeople were receiving 50% commission.

B.

Trial

In January 2019, Appellant and Duke went to trial. 3

1 Citations to the “J.A.” refer to the Joint Appendix filed by the parties in this appeal. 2 A Private Placement Memorandum is a document issued by a company that includes information for potential investors including information about the stock sales, the company’s plans, the stock registration, potential risks, general financial information, and how the company intends to use any proceeds.

Appellant and Duke were also tried alongside Appellant’s wife, Ludmilla Stencil. 3

She was acquitted of all charges and her involvement is not relevant to this appeal.

4 1.

Appellant’s Defense

At trial, Appellant portrayed himself as a well-meaning, but naïve, businessperson

who relied on others to help him launch Niyato. Toward this end, in closing, Appellant’s

counsel argued, “He dreams big. He’s ambitious.” J.A. 3625. Counsel further argued,

[Appellant] had a knack for finding people he thought at the time were going to help him make this company a success. He knew he couldn’t do it on his own. He knew that. And that’s normal. And he had these people around him. And not one of them kept up their end of the bargain.

Id. at 3630. And as it related to his relationship with codefendant Duke, Appellant’s

counsel argued:

And just like good salespeople, Mike Duke built a rapport with [Appellant].

...

At no point did [Appellant] ever ask him or anyone else to lie or mislead. [Appellant] was hopeful and optimistic, absolutely. This was his company. But at no point did he ask anyone to lie or misrepresent anything.

Remember, [Appellant] had no prior experience. He was relying on the advice he was given by Mike Duke and his partner because they told him they had expertise in this area and they helped him with those documents. Those were not things [Appellant] did on his own.

Id. at 3632–35. Ultimately, the crux of Appellant’s defense was that he was an honest,

well-intentioned businessman who believed in Niyato but was swindled by Duke into

misleading investors to turn a profit on the company.

5 2.

Duke’s Defense

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