United States v. Robert E. Meyer

808 F.2d 912, 1987 U.S. App. LEXIS 1179
CourtCourt of Appeals for the First Circuit
DecidedJanuary 14, 1987
Docket86-1731
StatusPublished
Cited by63 cases

This text of 808 F.2d 912 (United States v. Robert E. Meyer) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Robert E. Meyer, 808 F.2d 912, 1987 U.S. App. LEXIS 1179 (1st Cir. 1987).

Opinion

*913 SELYA, Circuit Judge.

The sole.issue to be decided in this appeal is whether the five-year statute of limitations for enforcement of civil penalties, 28 U.S.C. § 2462, as applied to sanctions imposed under the Export Administration Act’s antiboycott regulations, is triggered on the date the predicate violation occurs or on the date the penalty is subsequently imposed. Reluctant though we may be to create a split among the circuits, we adopt the latter view and therefore reverse the district court.

I.

The pertinent facts can be catalogued with dispatch. During a period of time commencing on or about January 18, 1978 and concluding on or about September 21, 1978, Robert E. Meyer, appellee herein, allegedly disobeyed a series of antiboycott regulations promulgated under the Export Administration Act (EAA), currently codified at 50 U.S.CApp. §§ 2401-2420 (1982), as amended by the Export Administration Amendments Act, Pub.L. No. 99-64, 99 Stat. 120 (July 12, 1985). The government charged that Meyer flouted 15 C.F.R. § 369.2(d)(1) by furnishing boycott information to Saudi Arabia on three separate occasions, and ran afoul of 15 C.F.R. § 369.4 by failing to report receipt of a request for boycott-related information to the United States Department of Commerce (Department). Each of these boycotts supposedly occurred in connection with Meyer’s herculean efforts as legal counsel for Zemco Corporation vis-a-vis the desired registration of three of the company’s trademarks in Saudi Arabia.

The mills of the bureaucrats grind slow, if exceedingly fine. It was not until July 2, 1981, that the Department initiated administrative enforcement proceedings against Meyer by issuing a “charging letter” pursuant to 15 C.F.R. § 388.4(a). On July 22, 1983, after two years of skirmishing, the administrative law judge (AU) assigned to the matter rendered an initial decision. The AU found Meyer to have transgressed the EAA and its implementing regulations; pursuant to 15 C.F.R. § 387.1(b)(3), he imposed a civil penalty of $5,000. Meyer’s further intra-agency protests were bootless. On August 10, 1984, the Department affirmed the decision of the AU in all respects.

Little daunted, Meyer refused to pay the sanction. So, on December 31,1985 — more than five years after the infractions themselves occurred, but within five years of the assessment of the penalty — the Department brought an enforcement suit in the United States District Court for the District of Massachusetts. See 50 U.S.C.App. § 2410(f). The district court, however, dismissed the action as barred by the five-year limitations period embodied in 28 U.S.C. § 2462, relying upon the Fifth Circuit’s opinion in United States v. Core Laboratories, Inc., 759 F.2d 480 (5th Cir.1985).

The Core panel held that the five-year statute of limitations, 28 U.S.C. § 2462, which is concededly applicable to recovery of civil penalties under the EAA, runs from the date of the predicate violation, rather than from the date of administrative assessment of the sanction. 1 Yet, with respect, we find the Fifth Circuit’s reasoning — the core of Core, as it were — to be unconvincing. A critical examination of 28 U.S.C. § 2462, its relationship to the penalty assessment and enforcement mechanisms of the EAA, the relevant caselaw, and the broader policies which undergird statutes of limitations, leads us to an opposite result.

II.

We begin with an overview of the pertinent statutes. The EAA prescribes no limit on the time within which either an administrative claim to impose a civil penalty or a suit to enforce such a penalty must be *914 brought. Consequently, the litigants agree that we must look to 28 U.S.C. § 2462 for the applicable statute of limitations. Section 2462 states in relevant part:

[A]n action, suit, or proceeding for the enforcement of any civil fine, penalty, or forfeiture, pecuniary or otherwise, shall not be entertained unless commenced within five years from the date when the claim first accrued____

28 U.S.C. § 2462.

Both parties concede that, as applied to the EAA, this statute at least requires that any administrative action aimed at imposing a civil penalty must be brought within five years of the alleged violation. 2 Although the analytical underpinnings of this interpretation seem somewhat wobbly, the view is eminently reasonable as a matter of policy and is supported by two distinct pronouncements of subsequent legislative committees that chose to comment on the matter. See post at 915-16 & n. 3. Any possible question along these lines need not further detain the court, however, as the record in this case reveals that the Department initiated administrative proceedings against Meyer well within this time frame. What remains for resolution is whether § 2462 affords an additional five year period following final administrative assessment of a civil penalty during which the government may sue to enforce the sanction. If the statute so provides, then the government’s action to inflict the $5,000 penalty upon Meyer, brought within 17 months of the date when the final administrative pronouncement issued, was timely filed. We hold that 28 U.S.C. § 2462 is designed to operate in exactly that fashion.

Under the precise phraseology of § 2462 itself, the limitations period on the government’s enforcement action began to run on the “date when the claim first accrued.” Although there is no dearth of authority construing the term, the standard definition of the concept of accrual is to the effect that “[a] cause of action ‘accrues’ when a suit may be maintained thereon.” Black’s Law Dictionary 19 (5th ed. 1979). See Mack Trucks, Inc. v. Bendix Westinghouse Automotive Air Brake Co., 372 F.2d 18, 20 (3d Cir.1966) (a cause of action “accrues” only with the occurrence of the last significant event necessary to make the claim suable), cert. denied, 387 U.S. 930, 87 S.Ct.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Ferc v. Vitol Inc.
79 F.4th 1059 (Ninth Circuit, 2023)
FERC v. Powhatan Energy Fund, LLC
949 F.3d 891 (Fourth Circuit, 2020)
F.E.R.C. v. Silkman
359 F. Supp. 3d 66 (D. Maine, 2019)
Fed. Energy Regulatory Comm'n v. Powhatan Energy Fund, LLC
345 F. Supp. 3d 682 (E.D. Virginia, 2018)
Federal Energy Regulatory Commission v. Silkman
177 F. Supp. 3d 683 (D. Massachusetts, 2016)
Federal Energy Regulatory Commission v. Barclays Bank PLC
105 F. Supp. 3d 1121 (E.D. California, 2015)
Christianson v. Conrad-Houston Insurance
318 P.3d 390 (Alaska Supreme Court, 2014)
United States v. Wilson
887 F. Supp. 2d 341 (D. New Hampshire, 2012)
United States Securities & Exchange Commission v. Kearns
691 F. Supp. 2d 601 (D. New Jersey, 2010)
Securities & Exchange Commission v. Mohn
465 F.3d 647 (Sixth Circuit, 2006)
Conley v. United States
332 F. Supp. 2d 302 (D. Massachusetts, 2004)
In Re Donohoo
243 B.R. 139 (M.D. Florida, 1999)

Cite This Page — Counsel Stack

Bluebook (online)
808 F.2d 912, 1987 U.S. App. LEXIS 1179, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-robert-e-meyer-ca1-1987.