United States v. Robert Douglas Treadway

328 F.3d 878, 2003 U.S. App. LEXIS 9451, 2003 WL 21106271
CourtCourt of Appeals for the Sixth Circuit
DecidedMay 16, 2003
Docket00-6140
StatusPublished
Cited by77 cases

This text of 328 F.3d 878 (United States v. Robert Douglas Treadway) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Robert Douglas Treadway, 328 F.3d 878, 2003 U.S. App. LEXIS 9451, 2003 WL 21106271 (6th Cir. 2003).

Opinion

OPINION

MOORE, Circuit Judge.

Defendant-Appellant Robert D. Tread-way (“Treadway”) appeals his conviction and sentence for conspiracy and possession with intent to distribute methamphetamine, amphetamine, and marijuana and for possession by a felon of a firearm and ammunition. Treadway pleaded guilty to each charge in which he was named in the superseding indictment. On appeal, Treadway raises two arguments. He first argues that his sentence should be vacated and that he should be resentenced because the district court relied on the Presentence Investigative Report’s (“PSR”) allegedly erroneous statement that he stipulated to the drug amounts contained therein and never made specific findings regarding drug quantity. Second, he contends that his sentence and guilty plea should be set aside because his Sixth Amendment right to counsel and Fifth Amendment right to due process were violated when his chosen attorney was permitted to withdraw from representation without a hearing at which Treadway was present.

In response to Treadway’s first argument on appeal, we conclude that the district court did not plainly err when it relied oh the undisputed drug quantity *881 contained in the PSR. Reviewing his second argument, we determine that the district court committed error that was plain by failing to provide Treadway an opportunity to be heard before allowing his chosen counsel to withdraw. Nevertheless, we uphold Treadway’s conviction and sentence because his substantial rights were not affected and the district court’s omission did not affect the fairness, integrity, or public reputation of the proceeding. Accordingly, we AFFIRM Treadway’s conviction and sentence.

I. BACKGROUND

One of Treadway’s co-defendants, Richard Pinkley (“Pinkley”), -ran a large-scale drug operation. Pinkley imported substantial supplies of marijuana, amphetamine, and methamphetamine from California and Texas via commercial airlines or hidden compartments in vehicles and distributed the drugs in smaller quantities. Treadway obtained ounce quantities of methamphetamine and pound quantities of marijuana from Pinkley and distributed them in West Tennessee.

Federal agents began an investigation of Treadway and devised a plan to use Cooperating Individuals (“Cl”) to make several purchases from him of the various drugs. First, on September 18, 1997, a Cl purchased nearly five pounds of marijuana from Treadway. Again, on October 28, 1997, a Cl obtained three pounds of marijuana. On February 26, 1998, another Cl was used to purchase .7 grams of a substance purporting to be methamphetamine but which actually tested positive for amphetamine. Two other similar purchases were made, one of 4.8 grams and one of 12.8 grams, both of which again tested positive for amphetamine. CIs made two further purchases; one purchase totaled 10.4 grams of methamphetamine, and the other consisted of 28.5 grams of a substance purporting to be methamphetamine but it actually was amphetamine.

On December 17, 1999, agents served Treadway with an arrest warrant at his home. After receipt of the arrest warrant, Treadway permitted the agents to search the premises. The agents recovered 249.5 grams of marijuana, .22-caliber ammunition, and Winchester 12-gauge shotgun shells. When asked about the firearms’ whereabouts, Treadway told the agents that the firearms recently were stolen from his residence. Records in the Sheriffs Department confirmed that Treadway had reported stolen firearms four months earlier.

On February 14, 2000, a grand jury returned a twenty-count superseding indictment in which Treadway was named in twelve counts. The first two counts charged Treadway with violations of 21 U.S.C. § 846: Count One charged him with conspiracy to possess with intent to distribute and to distribute in excess of 25 pounds of methamphetamine and Count Two charged him with conspiracy to possess with intent to distribute and to distribute in excess of 500 pounds of marijuana. Counts Four and Five charged him with offenses related to the distribution of specified amounts of marijuana, Counts Nine, Ten, Eleven, and Fourteen charged him with offenses related to the distribution of specified amounts of amphetamine, Count Fifteen charged him with possession with intent to distribute a specified amount of marijuana, and Count Thirteen charged him with a methamphetamine distribution-related offense, all in violation of 21 U.S.C. § 841(a)(1). Finally, Counts Sixteen and Seventeen charged him with being a felon in possession of firearms and ammunition in violation of 18 U.S.C. § 922(g).

Treadway retained an attorney, Charles Agee (“Agee”), to represent him. Shortly thereafter, the government raised a potential conflict of interest regarding Agee. Specifically, one of Agee’s former clients *882 would be called to testify against Tread-way, if Treadway’s case proceeded to trial. Agee decided to withdraw, and on March 10, 2000, the district judge entered an order permitting such withdrawal. That same day, Treadway retained James F. Schaeffer, Sr. and he was substituted in Agee’s stead. James F. Schaeffer, Jr. (“Schaeffer”) soon assumed the role as counsel for Treadway, represented Tread-way at his guilty plea hearing, and remained Treadway’s attorney through the conclusion of the sentencing phase of the proceedings.

On June 23, 2000, a probation officer prepared a PSR. In the offense-level-computations section of the PSR, the probation officer stated:

[T]he plea agreement stipulates the amounts of the controlled substances are at least five-hundred (500) grams, but not more than 1.5 kilograms of methamphetamine, and four-hundred (400) pounds of marijuana.... [Treadway] also pleaded guilty to Counts nine, ten, eleven and fourteen which, according to the indictment, involved .7, 4.8, 12.5 and 28.5 grams of amphetamine.

Joint Appendix (“J.A.”) at 146 (PSR). The PSR calculated Treadway’s base offense level at 32 and then reduced the total offense level to 29 after a three-level reduction for acceptance of responsibility. Based on his criminal history category of IV, his recommended sentence range was between 121 and 151 months. At sentencing, the government moved for a downward departure pursuant to United States Sentencing Guidelines (“U.S.S.G.”) § 5K1.1 for Treadway’s cooperation. The district court granted the motion, departed downward three levels, and lowered Treadway’s sentence range to 92-115 months. Treadway was ultimately sentenced to 100 months of imprisonment and five years of supervised release. Final judgment was entered on August 9, 2000, and Treadway timely filed a pro se notice of appeal. 1

Treadway’s appeal raises two issues. First, Treadway argues that the PSR erroneously states that the plea agreement stipulated to the quantity of drugs contained therein and that the district court improperly relied on this misleading statement in sentencing.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Phillip Cabbage
91 F.4th 1228 (Sixth Circuit, 2024)
United States v. Donald Wilson
75 F.4th 633 (Sixth Circuit, 2023)
United States v. Terry Davy
713 F. App'x 439 (Sixth Circuit, 2017)
United States v. Marlon Cleveland
677 F. App'x 210 (Sixth Circuit, 2017)
United States v. Thaddius Humphrey
656 F. App'x 91 (Sixth Circuit, 2016)
United States v. Terrance Wymer
654 F. App'x 735 (Sixth Circuit, 2016)
United States v. James Kennedy
595 F. App'x 584 (Sixth Circuit, 2015)
United States v. Anthony Harris
552 F. App'x 432 (Sixth Circuit, 2014)
United States v. Denise Huffman
529 F. App'x 426 (Sixth Circuit, 2013)

Cite This Page — Counsel Stack

Bluebook (online)
328 F.3d 878, 2003 U.S. App. LEXIS 9451, 2003 WL 21106271, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-robert-douglas-treadway-ca6-2003.