United States v. Riley

72 M.J. 115, 2013 WL 1663126, 2013 CAAF LEXIS 388
CourtCourt of Appeals for the Armed Forces
DecidedApril 16, 2013
Docket11-0675/AR
StatusPublished
Cited by66 cases

This text of 72 M.J. 115 (United States v. Riley) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Riley, 72 M.J. 115, 2013 WL 1663126, 2013 CAAF LEXIS 388 (Ark. 2013).

Opinions

Judge ERDMANN

delivered the opinion of the Court.

A military judge sitting as a general court-martial convicted Private Cassandra M. Riley, pursuant to her plea, of kidnapping a minor in violation of Article 134, Uniform Code of Military Justice (UCMJ), 10 U.S.C. § 934 (2006). A panel of officers sentenced Riley to confinement for five years, forfeiture of all pay and allowances, and a dishonorable discharge. The convening authority approved the sentence as adjudged. The United States Army Court of Criminal Appeals (CCA) summarily affirmed the findings and sentence. United States v. Riley, No. ARMY 20100084 (A.Ct.Crim.App. July 7, 2011). This court granted review, set aside the CCA’s decision, and remanded for further appellate inquiry and consideration of the granted issues. United States v. Riley, 70 M.J. 415 (C.A.A.F.2011) (summary disposition). On remand, the CCA again affirmed the findings and sentence. United States v. Riley, No. ARMY 20100084, 2012 CCA LEX[117]*117IS 175, at *10, 2012 WL 1816206, at *4 (A.Ct.Crim.App. May 11, 2012).

We granted review of two issues in this ease: whether Riley’s trial defense counsel were ineffective; and, whether there is a substantial basis to question the providence of Riley’s guilty plea.1 As we conclude that the military judge abused his discretion when he accepted Riley’s guilty plea without ensuring that Riley was aware of the sex offender registration consequences of her plea, we need not reach Issue I. The findings and sentence are set aside and the record of trial returned to the Army Judge Advocate General.

Facts

a. Background

The incident giving rise to the charges took place in the Mother/Baby Unit at Dar-nall Army Medical Center on Fort Hood, Texas, on July 27, 2009. Dressed in scrubs, apparently pretending to be a nurse, Riley entered the room of MB and her newborn son. Believing Riley to be the charge nurse, MB asked her for a few items from the front desk. Riley began to exit the room and MB went into the bathroom. When MB came out of the bathroom her baby was not in the bassinet where he had been sleeping. MB went out in the hallway and found Riley putting the baby in a backpack. MB took the baby and Riley left the Mother/Baby Unit of the hospital. Riley was apprehended five days later and during a subsequent interview with Army investigators, admitted taking the baby.

b. Riley’s Pretrial Agreement and the Sex Offender Registration Consequences of the Plea

Riley entered into a pretrial agreement that capped possible confinement at eleven years in exchange for her guilty plea. She was ultimately sentenced to five years confinement. Because she was convicted of kidnapping a minor, Riley was required to register as a sex offender. According to her post-trial affidavit, Riley did not learn of the sex offender registration requirement until several months after her court-martial was complete. In her post-trial affidavit, Riley wrote:

Had I known that after pleading guilty I would have to take my place among the ranks of sex offenders, I would not have entered the pre-trial agreement as written. I would have asked [my attorney] to do whatever she could during negotiations with the government to ensure that any guilty plea would not require sex offender registration. I would have been open to pleading guilty to another offense or an amended Specification of the Charge, provided I would not have to register as a sex offender. Unless a deal removed the prospect of sex offender registration, I would have made clear to the government that I was not going to plead guilty, as charged, and I would have insisted on going to trial.

Riley’s court-martial took place in the fall of 2009, three years after we issued our decision in United States v. Miller, in which we held “[f]or all cases tried later than ninety days after the date of this opinion, trial defense counsel should inform an accused prior to trial as to any charged offense listed on the DoD [Instruction] Listing Of Offenses Requiring Sex Offender Processing.”2 63 M.J. 452, 459 (C.A.A.F.2006). Riley’s lead defense counsel submitted a post-trial affidavit addressing the issue of sex offender regis[118]*118tration. Riley’s attorney wrote that she did not advise Riley that a conviction for kidnapping a minor was an offense requiring sex offender registration because she “was not aware of the requirement or consequence for such a kidnapping conviction.”

Defense counsel’s affidavit reveals, however, that throughout the fall of 2009 when she was handling Riley’s case, her superiors repeatedly reminded defense counsel to notify clients about potential sex offender registration consequences of convictions:

On or about 15 September 2009,1 received an email forwarded to me from my Regional Defense Counsel concerning an updated Post Trial & Appellate Rights form and Advice Concerning Possible Requirements to Register as a Sex Offender ....
During the Fiscal Year 2010 Fall TDS CONUS Conference held at Naval Station Newport in Rhode Island from 28 through 30 October 2009, Mr. Keith Hodges, one of the TDS Highly Qualified Experts, asked all attendees if we had received the email from 15 September 2009. Once he verified that we had received the email, he mentioned that it should be self-explanatory, but that if anyone had any questions about its use to contact him ....
On or about 4 December 2009, I received another email forwarded to me from my Regional Defense Counsel which was entitled “DCAP Sends 3-31 — Sex Offender Registration Advice (1 Dec 09)” which contained a word document entitled, “DCAP SENDS 3-31 Sex Offender Registration Advice (1 December 2009).”

Riley’s defense counsel went on to state that, “[o]ther than the two email forwards and the one reference at the ... conference to the first email, I did not receive any formal training or instruction about providing clients with advice on collateral consequences stemming from convictions, in particular, requirements for sex offender registration.” She did, however, have experience advising clients about sex offender registration consequences.

The standard post-trial and appellate rights form used at the time of Riley’s court-martial did not address sex offender registration, but the instructions to defense counsel using the form advised counsel of the additional steps that needed to be taken if the accused was charged with any sex offense or an offense involving a minor. In her affidavit, defense counsel stated:

Between the issuance of the email containing this form on 15 September 2009 and my explanation to appellant of her post-trial and appellate rights on 2 February 2010, I had not used the updated Post Trial and Appellate Rights form that was issued on 15 September 2009. When I advised appellant of her post-trial and appellate rights using the 15 September 2009 form, I had not read the instruction sheet; I printed the form and advised appellant of her rights using the form itself.

Emphasis added.

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Cite This Page — Counsel Stack

Bluebook (online)
72 M.J. 115, 2013 WL 1663126, 2013 CAAF LEXIS 388, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-riley-armfor-2013.