United States v. Richardson

914 F. Supp. 212, 1995 U.S. Dist. LEXIS 17625, 1995 WL 702626
CourtDistrict Court, N.D. Illinois
DecidedNovember 21, 1995
DocketNos. 95 C 3669, 93 CR 888-1
StatusPublished

This text of 914 F. Supp. 212 (United States v. Richardson) is published on Counsel Stack Legal Research, covering District Court, N.D. Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Richardson, 914 F. Supp. 212, 1995 U.S. Dist. LEXIS 17625, 1995 WL 702626 (N.D. Ill. 1995).

Opinion

MEMORANDUM OPINION AND ORDER

ASPEN, Chief Judge:

Rueben Richardson, acting pro se, brings this motion under 28 U.S.C. § 2255, asking us to vacate his twenty-five month sentence. He contends that because his criminal prosecution followed a civil forfeiture action arising out of the same alleged misconduct, his conviction and sentence were obtained in violation of the Double Jeopardy Clause of the Fifth Amendment. For the reasons set forth below, Richardson’s motion is denied.

I. Background

On June 19, 1989, the United States of America filed a verified civil complaint in case number 89 C 4763 against ten parcels of real property located in the Chicago area. The complaint and accompanying affidavit alleged that Richardson and several other defendants had used these properties to conduct illegal gambling operations in violation of 18 U.S.C. § 1955, and requested the forfeiture of these properties.1 Richardson and [213]*213his wife Margaret Lockhart filed claims for some of the properties, but they eventually entered into a stipulated settlement of the case. The terms of the settlement provided that Richardson, as well as several other claimants, would forfeit two parcels of realty and pay $10,000. In return, the government agreed to dismiss the forfeiture action against the remaining properties. An order adopting the settlement was entered by Judge Kocoras on April 20,1990.

Over three and one-half years later, on December 8, 1993, Richardson was charged in a three-count indictment with conspiring to conduct an illegal gambling operation, in violation of 18 U.S.C. § 3712 and 18 U.S.C. § 1955, conspiring to defraud the IRS, in violation of 18 U.S.C. § 371, and filing a false tax return, in violation of 26 U.S.C. § 7206(1). On March 29, 1994, Richardson pled guilty to the two conspiracy counts, and on September 1, 1994, he was sentenced by this court to twenty-five months imprisonment.

II. Discussion

Although he declined to appeal his conviction and sentence, Richardson now moves under § 2255 to have his sentence vacated or corrected. He argues that because his property was seized in the 1989 civil case, the filing of the 1993 criminal complaint against him violated the Due Process Clause of the Fifth Amendment. Before reaching the merits of his argument, however, we must consider whether Richardson has defaulted his double jeopardy claim by failing to file a direct appeal.

It is well settled that a defendant’s failure to present a constitutional challenge on direct appeal will act as a procedural bar to his raising that issue in a collateral proceeding, absent a showing of cause for the procedural default and actual prejudice resulting from the failure to appeal. Barker v. United States, 7 F.3d 629, 632 (7th Cir.1993), cert. denied, — U.S. -, 114 S.Ct. 939, 127 L.Ed.2d 229 (1994). Richardson failed to raise his double jeopardy argument before pleading guilty, and, as observed above, he neglected to file a direct appeal. Richardson cannot use the instant § 2255 motion as a substitute for direct appeal, see Williams v. United States, 805 F.2d 1301, 1306 (7th Cir.1986), cert. denied, 481 U.S. 1039, 107 S.Ct. 1978, 95 L.Ed.2d 818 (1987), and thus he is proeedurally barred from raising his double jeopardy argument unless he can demonstrate cause and prejudice.

Although his submissions are not entirely clear, Richardson appears to argue that his cause is (1) ineffective assistance of his trial counsel, in that his attorney did not inform him of this argument, and (2) the novelty of his double jeopardy argument, in that several significant opinions on the topic were issued quite recently.3 The latter argument requires much less discussion than the former, arid therefore we tackle Richardson’s contentions in reverse order.

[214]*214Richardson maintains that he should be permitted to raise his double jeopardy argument at this time because of recent Supreme Court decisions elaborating on the protection afforded by the Double Jeopardy Clause. Richardson refers to Department of Revenue of Mont. v. Kurth Ranch, — U.S. -, 114 S.Ct. 1937, 128 L.Ed.2d 767 (1994), United States v. Dixon, 509 U.S. 688, 113 S.Ct. 2849, 125 L.Ed.2d 556 (1998), Austin v. United States, — U.S. -, 113 S.Ct. 2801, 125 L.Ed.2d 488 (1993), and United States v. Halper, 490 U.S. 435, 109 S.Ct. 1892, 104 L.Ed.2d 487 (1989), as well as several other decisions from various courts of appeal. However, in order for the novelty of a constitutional claim to constitute cause, the legal basis for the argument must not be “reasonably available to counsel” at the time of the defendant’s direct appeal. Reed v. Ross, 468 U.S. 1, 16, 104 S.Ct. 2901, 2910, 82 L.Ed.2d 1 (1984). All of the cases cited above were decided before the defendant’s sentencing on September 1, 1994, and thus could have been utilized in his direct appeal. Indeed, the Supreme Court first recognized that a civil sanction could be considered punishment under the Double Jeopardy Clause in Halper— a decision that was handed down over four years before Richardson’s indictment and more than five years before his sentencing. Moreover, similar arguments were raised in this circuit long before Halper. E.g., United States ex rel. Fulton v. Franzen, 659 F.2d 741, 743 (7th Cir.1981), cert. denied, 455 U.S. 1023, 102 S.Ct. 1722, 72 L.Ed.2d 142 (1982). Thus, even if Richardson did not have the benefit of the most recent decisions construing the Double Jeopardy Clause, he did possess “the tools to construct [his] constitutional claim,” and therefore cannot contend that the novelty of the claim is sufficient cause to overcome his procedural default. Boyer v. United States, 55 F.3d 296, 299-300 (7th Cir.) (quoting Engle v. Isaac, 456 U.S. 107, 133, 102 S.Ct. 1558, 1574, 71 L.Ed.2d 783 (1982)), cert. denied, — U.S. -, 116 S.Ct. 268, 133 L.Ed.2d 190 (1995); Barker v. United States, 891 F.Supp. 478, 481 (E.D.Wisc.1995) (rejecting argument that recency of Halper and Kurth Ranch constituted cause for failing to raise double jeopardy claim on direct appeal); United States v. Estrada, No. 95 C 2546, 1995 WL 476663, at *2 (N.D.Ill. Aug. 4, 1995) (same).4

Richardson next attempts to avoid the procedural bar by arguing that his attorney was ineffectual.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Blockburger v. United States
284 U.S. 299 (Supreme Court, 1931)
Abbate v. United States
359 U.S. 187 (Supreme Court, 1959)
Iannelli v. United States
420 U.S. 770 (Supreme Court, 1975)
Engle v. Isaac
456 U.S. 107 (Supreme Court, 1982)
Strickland v. Washington
466 U.S. 668 (Supreme Court, 1984)
Reed v. Ross
468 U.S. 1 (Supreme Court, 1984)
Murray v. Carrier
477 U.S. 478 (Supreme Court, 1986)
Teague v. Lane
489 U.S. 288 (Supreme Court, 1989)
United States v. Halper
490 U.S. 435 (Supreme Court, 1989)
Grady v. Corbin
495 U.S. 508 (Supreme Court, 1990)
United States v. Felix
503 U.S. 378 (Supreme Court, 1992)
Lockhart v. Fretwell
506 U.S. 364 (Supreme Court, 1993)
Austin v. United States
509 U.S. 602 (Supreme Court, 1993)
United States v. Dixon
509 U.S. 688 (Supreme Court, 1993)
Dennis Wayne Williams v. United States
805 F.2d 1301 (Seventh Circuit, 1986)
Hayes Barker v. United States
7 F.3d 629 (Seventh Circuit, 1993)
United States v. Renato Torres
28 F.3d 1463 (Seventh Circuit, 1994)

Cite This Page — Counsel Stack

Bluebook (online)
914 F. Supp. 212, 1995 U.S. Dist. LEXIS 17625, 1995 WL 702626, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-richardson-ilnd-1995.