United States v. Reyes-Correa

971 F.3d 6
Court of Appeals for the First Circuit·Decided August 14, 2020·No. 19-1003P·Published·Cited by 7 cases

Opinion

United States Court of Appeals For the First Circuit

No. 19-1003 UNITED STATES OF AMERICA, Appellee,

v.

JOSÉ REYES-CORREA, a/k/a Bondo, Defendant, Appellant.

APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF PUERTO RICO

[Hon. Carmen Consuelo Cerezo, U.S. District Judge]

Before

Torruella, Dyk,* and Barron, Circuit Judges.

Julio César Alejandro Serrano for appellant.

Kelley Brooke Hostetler, Attorney, Criminal Appellate Section, United States Department of Justice, with whom Rosa Emilia Rodríguez-Vélez, United States Attorney, Mariana E. Bauzá-Almonte, Assistant United States Attorney, Chief, Appellate Division, and Francisco A. Besosa-Martínez, Assistant United States Attorney, were on brief, for appellee.

August 14, 2020

* Of the Federal Circuit, sitting by designation.

BARRON, Circuit Judge. José Reyes-Correa ("Reyes") was indicted in 2017 in the United States District Court for the District of Puerto Rico for committing a federal drug conspiracy offense. He moved to dismiss the indictment under the Double Jeopardy Clause of the United States Constitution based on his prior conviction in a Commonwealth court for a local drug offense. The District Court denied the motion, and Reyes filed this interlocutory appeal challenging that denial. We reverse.

I.

The undisputed facts are as follows. An officer of the Puerto Rico police, Anthony Hernandez, reported observing Reyes engaging in drug transactions on November 18 and 19 of 2015 at the Fernando Luis García Housing Project in Utuado, Puerto Rico.1 Based on those reported observations, Puerto Rico police officers the next day obtained a warrant and searched Reyes's apartment in the complex, where they found forty-one baggies of crack cocaine.

A number of weeks later, in January of 2016, Reyes was charged in a local court in Puerto Rico with possession with intent to distribute under Article 401 of the Puerto Rico Controlled Substances Act on the basis of his alleged conduct at the Fernando Luis García Housing Project. See P.R. Laws Ann. tit. 24,

1 The record suggests that the District Court's reference to the "Fernando L. Alegría housing project" in its order denying the motion to dismiss is an error.

§ 2401(a)(1). On March 15, 2016, however, Reyes pleaded guilty based on that same conduct to a different offense: a violation of Article 406 of the Puerto Rico Controlled Substances Act, which criminalizes "attempt[ing] or conspir[ing] to commit" any of the substantive offenses criminalized by the Act, id. § 2406, which include those set forth by Article 401, see id. § 2401, as well as those set forth by Article 404, which criminalizes simple possession of a controlled substance, see id. § 2404(a).

About sixteen months after entering his guilty plea for that offense, on July 13, 2017, Reyes was then named in a federal indictment in the United States District Court for the District of Puerto Rico. That indictment alleged that Reyes and twenty-six co-defendants were participants in a decade-long drug conspiracy involving the trafficking of crack cocaine and other drugs near two public housing projects in Utuando, Puerto Rico, one of which was the Fernando Luis García Public Housing Project.

The federal indictment charged Reyes with five drug-

related federal offenses, including, of particular note here, conspiracy to possess with intent to distribute controlled substances in violation of 21 U.S.C. § 846. The federal indictment also charged him with four counts of aiding and abetting possession with intent to distribute controlled substances in violation of 21 U.S.C. § 841(a)(1), each for a different drug: heroin, cocaine, cocaine base, and marijuana, respectively.

"The Double Jeopardy Clause of the Fifth Amendment [to the United States Constitution] prohibits more than one prosecution for the 'same offence.'" Puerto Rico v. Sánchez Valle, 136 S. Ct. 1863, 1867 (2016). The United States Supreme Court has long held -- and has recently reaffirmed -- that separate sovereigns may separately prosecute the same defendant for the same criminal conduct without violating the defendant's double jeopardy rights. See Gamble v. United States, 139 S. Ct. 1960, 1964 (2019). But, the Court has also recently held that the Puerto Rico government and the United States federal government are not separate sovereigns for double jeopardy purposes. See Sánchez Valle, 136 S. Ct. at 1873. Thus, those two governments may not "successively prosecute a single defendant for the same criminal conduct." Id. at 1868.

Based on Sánchez Valle, Reyes moved to dismiss on double jeopardy grounds the § 846 conspiracy count that he faced in his federal indictment on the ground that his prior Article 406 conviction was for the same criminal conduct that the § 846 count charged him with committing. The District Court denied the motion because it determined that "the charges for which [Reyes] was already convicted and sentenced at the Commonwealth level and the charges brought in this case are not the same offense." Reyes now contests that ruling in this timely interlocutory appeal, in which he seeks the dismissal of the count in the federal indictment that

charges him with violating 21 U.S.C. § 846. See Abney v. United States, 431 U.S. 651, 659 (1977).

II.

The same sovereign may not "target . . . identical criminal conduct through equivalent criminal laws." Sánchez Valle, 136 S. Ct. at 1870. Two laws "are not the same if they each 'require[] proof of [an additional] fact which the other does not.'" United States v. Lanoue, 137 F.3d 656, 661 (1st Cir. 1998) (alteration-s in original) (quoting Blockburger v. United States, 284 U.S. 299, 304 (1932)); see also Gamble, 139 S. Ct. at 1980 (noting "the long-settled rule that an 'offence' for double jeopardy purposes is defined by statutory elements, not by what might be described in a looser sense as a unit of criminal conduct").

The key question for us is whether the § 846 count for conspiracy to possess a controlled substance with an intent to distribute set forth in the federal indictment charges Reyes with identical criminal conduct for committing the same criminal offense for which, in light of his Article 406 conviction, he has already been prosecuted. "A defendant claiming double jeopardy has the burden of presenting evidence to establish a prima facie nonfrivolous double jeopardy claim." United States v. Booth, 673 F.2d 27, 30 (1st Cir. 1982). It is only "[o]nce such a claim is established" that "the burden shifts to the government to prove by

a preponderance of the evidence that the indictments charge separate offenses." Id. at 31. Our review is de novo. See Sampson v. United States, 832 F.3d 37, 44 (1st Cir. 2016).2 A.

The parties agree that Article 406 sets forth distinct "attempt" and "conspiracy" crimes as a matter of Puerto Rico law, and Reyes does not dispute that, for double jeopardy purposes, "[c]onspiracy to commit an unlawful act and attempt to commit an unlawful act are distinct offenses," as they encompass non- overlapping elements. United States v. George, 752 F.2d 749, 756 (1st Cir. 1985). Compare P.R. Laws Ann. tit. 33, § 4663 (providing that "attempt" crimes in Puerto Rico require proof of an act or omission "unequivocally and instantaneously directed toward initiating the commission of a crime") and United States v. Benítez-Beltrán, 892 F.3d 462, 468 (1st Cir. 2018) (noting that a previous version of the attempt statute, requiring acts or omissions "unequivocally directed to the execution of an offense," seems to require at least a substantial step), with United States v. Shabani, 513 U.S. 10, 16 (1994) (holding that the federal drug

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United States v. Reyes-Correa, 971 F.3d 6 (1st Cir. 2020).

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