United States v. Rene Sanchez-Gomez

859 F.3d 649, 2017 WL 2346995
CourtCourt of Appeals for the Ninth Circuit
DecidedMay 31, 2017
Docket13-50561, 13-50562, 13-50566, 13-50571
StatusPublished
Cited by17 cases

This text of 859 F.3d 649 (United States v. Rene Sanchez-Gomez) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Rene Sanchez-Gomez, 859 F.3d 649, 2017 WL 2346995 (9th Cir. 2017).

Opinions

Dissent by Judge Ikuta

KOZINSKI, Circuit Judge:

We consider whether a district court’s policy of routinely shackling all pretrial detainees in the courtroom is constitutional.

BACKGROUND

In 2013, the judges of the Southern District of California acceded to the U.S. Marshals Service’s request for “a district-wide policy of allowing the Marshals Service to produce all in-custody defendants in full restraints for most non-jury proceedings.” “Full restraints” means that a defendant’s hands are closely handcuffed together, these handcuffs are connected by chain to another chain running around the defendant’s waist, and the defendant’s feet are shackled and chained together.

After seeking input from the U.S. Attorney’s Office, the Federal Defenders of San Diego and a Criminal Justice Act panel representative, the judges adopted the policy1 of deferring to the Marshals’ shackling decisions, with a few minor exceptions. The judges retained discretion to “direct the Marshals to produce an in-custody defendant without restraints.” And the district judges, but not the magistrates, directed the Marshals to “remove arm and hand restraints during guilty pleas and sentencing hearings before them unless the Marshals [were] aware of information that the particular defendant need[ed] to be fully restrained.” Additionally, “defendants in individual cases may ask the judge to direct that the restraints be removed in whole or in part,” at which point the judge would “weigh all appropriate factors, including all of the concerns” expressed by the Marshals in justifying the routine use of full restraints. Only one district judge, Judge Marilyn Huff, opted out of the policy altogether. For the rest of the Southern District’s judges, the Marshals shackled all in-custody defendants at pretrial proceedings.

[654]*654Starting on the first day of the policy’s implementation, the Federal Defenders of San Diego objected to the routine use of shackles and requested that each defendant’s shackles be removed. The judges routinely denied the requests, relying on the Marshals Service’s general security concerns as well as concerns particular to the Southern District. They pointed to increasing security threats from what they viewed as changing demographics and increasing case loads in their district.2 After ruling on a few individual objections, the judges indicated that they didn’t-“want to go through it a bunch of times.” “For the record,” one judge helpfully noted, “every defendant that has come out is in th[e] exact same shackling; so [counsel doesn’t] have to repeat that every time.”

The shackling was the same regardless of a defendant’s individual characteristics. One defendant had a fractured wrist but appeared in court wearing full restraints. The judge denied her motion “for all of the reasons previously stated.” Another defendant was vision-impaired. One of his hands was free of restraint so he could use his cane, but his other hand was shackled and secured to a chain around his waist and his legs were shackled together. His objection was “denied for all the reasons previously stated.” And another defendant was shackled despite being brought into court in a wheelchair due to her “dire and deteriorating” health. The court “noted” her objection to the shackles and “appreciate^] [counsel] not taking anymore time” with it.

The four defendants here, Rene Sanchez-Gomez, Moisés Patricio-Guzman, Jas-min Isabel Morales and Mark Ring, all appeared in shackles and objected to their use. The magistrate judges overruled the objections in each instance. Defendants appealed these denials to the district court and also filed “emergency motions” challenging the constitutionality of the district-wide policy. The district courts denied all relief. All four cases are now consolidated before us.3

ANALYSIS

A. Appellate Jurisdiction

1. In United States v. Howard, we considered shackling claims similar to the ones raised here. 480 F.3d 1005, 1008 (9th Cir. 2007). The Central District of California had adopted a routine shackling policy in consultation with the U.S. Marshals Service. Id. The policy required defendants to be shackled in leg restraints at their initial appearances. Id. The public defenders objected, claiming that the use of leg restraints on individual defendants violated the defendants’ liberty interests under the Fifth Amendment. Id. at 1009, 1013. They appealed the district court’s denial of the unshackling motions without waiting for the defendants’ criminal cases to conclude. Id.

We held that we had jurisdiction to review the district’s shackling decisions as immediately appealable collateral orders. Id. at 1011. Such orders “(1) conclusively determine[] the disputed question, (2) resolve[ ] an important issue completely separate from the merits of the action, and (3) [are] effectively unreviewable on appeal from a final judgment.” Sell v. United States, 539 U.S. 166, 176, 123 S.Ct. 2174, 156 L.Ed.2d 197 (2003) (internal quotation [655]*655marks, brackets and citation omitted). The government urges us to reconsider Howard, arguing that shackling decisions don’t satisfy the requirements for immediately appealable collateral orders.

Presented for our review in this appeal are individual shackling decisions as well as district-wide challenges to the shackling policy. The main dispute in this case, however, is the district-wide shackling policy. Because we do not review the individual defendants’ shackling decisions, we see no reason to revisit Howard’s appellate jurisdiction analysis as it applies to those appeals.

The district-wide challenges introduce a wrinkle in this case that Howard didn’t address. Defendants challenge the Southern District’s policy of routinely shackling in-custody defendants without an individualized determination that they pose a material risk of flight or violence. Defendants seek relief not merely for themselves, but for all in-custody defendants in the district. Thus, defendants are making class-like claims and asking for class-like relief.

Such claims are sometimes brought as civil class actions.4 See, e.g., De Abadia-Peixoto v. U.S. Dep’t of Homeland Sec., 277 F.R.D. 572, 574 (N.D. Cal. 2011) (using a civil class action to challenge an Immigration and Customs Enforcement policy of shackling all detainees in San Francisco’s immigration court). But we can also construe such claims as petitions for writs of mandamus when we lack appellate jurisdiction and mandamus relief is otherwise appropriate. See Miller v. Gammie, 335 F.3d 889, 895 (9th Cir. 2003) (en banc). We “treat the notice of appeal as a petition for a writ of mandamus and consider the issues under the factors set forth in Bau-man.” Id. (citation omitted).

2. “The common-law writ of mandamus against a lower court is codified at 28 U.S.C. § 1651(a): ‘The Supreme Court and all courts established by Act of Congress may issue all writs necessary or appropriate in aid of their respective jurisdictions and agreeable to the usages and principles of law.’” Cheney v. U.S. Dist. Court for the Dist. of Columbia, 542 U.S. 367, 380, 124 S.Ct. 2576, 159 L.Ed.2d 459 (2004).

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Cite This Page — Counsel Stack

Bluebook (online)
859 F.3d 649, 2017 WL 2346995, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-rene-sanchez-gomez-ca9-2017.