United States v. Rene Rodriguez

67 F.3d 1312, 1995 U.S. App. LEXIS 28074, 1995 WL 593146
CourtCourt of Appeals for the Seventh Circuit
DecidedOctober 10, 1995
Docket94-2080
StatusPublished
Cited by92 cases

This text of 67 F.3d 1312 (United States v. Rene Rodriguez) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Rene Rodriguez, 67 F.3d 1312, 1995 U.S. App. LEXIS 28074, 1995 WL 593146 (7th Cir. 1995).

Opinion

MILLER, District Judge.

Rene Rodriguez appeals his conviction and life sentence for conspiracy to deliver marijuana. Mr. Rodriguez and his brothers, based in Texas, supplied large quantities of marijuana to Michael Cook, a Milwaukee distributor, through middlemen Mario Gonzalez and Jose Garcia. Because the issues do not require a full recitation of the facts, we set forth further facts as necessary. Finding no reversible error, we affirm.

A. The Deliberating Jury

We discuss Mr. Rodriguez’s first two contentions together. He contends that his rights under Fed.R.Crim.P. 43 and the due process clause of the Fifth Amendment were violated when the trial court answered the deliberating jury’s questions and had testimony read back to the deliberating jury when Mr. Rodriguez was absent.

Jury deliberations began on a Friday afternoon. About two hours into its deliberations on Friday, the jury sent a note asking to hear two tape recordings or transcripts. 1 The court called counsel into the courtroom, but the record does not indicate that Mr. Rodriguez was present. The attorneys agreed that the court, after determining whether the jury wanted the tapes or the transcripts, could either provide the jury with the transcripts or allow those tapes to be played pursuant to a procedure specified by the court. Some time later, the jury was sent home for the night.

On Monday morning, the court received a request from the jury for three other transcripts. Without consulting counsel, the court directed the bailiff to deliver the requested transcripts to the jury.

On Tuesday morning, the jury sent the court another note asking, “Is it possible for the jury to see the transcript of the court proceedings to verify the testimony of the witnesses in court?” The court telephoned counsel and informed them of the jury’s request. There is no indication on the record that Mr. Rodriguez was included in the call. Counsel agreed that the court should tell the jury that transcripts were unavailable, but that if the jury was interested in the testimony of a particular witness, that testimony could be read back; counsel agreed with the court that the witness’s direct and cross examinations should be read.

It developed that the jury was interested in the testimony of government witness Mario Gonzalez. The jury listened to the court reporter read Gonzalez’s testimony for slightly less than an hour before the court broke for lunch. Neither counsel nor Mr. Rodriguez attended this session. Before the reading resumed, the jury sent another note: “The jury agrees that it has heard an adequate amount of the testimony and does not require further reading.” Again, the court contacted the attorneys by telephone and informed them of the note; again, the record *1316 does not indicate Mr. Rodriguez’s participation. The court informed counsel that the entire direct examination, and perhaps slightly more than a third of the cross examination, of Gonzalez’s testimony had been read before the lunch break. The judge also informed counsel of his observations of the juror’s attention during the reading of the testimony: the judge believed the jury’s attention had begun to fade by the end of the direct examination, perked up as the cross began, then faded again. Both counsel agreed to allow the reading of the Gonzalez testimony to be terminated in light of the jury’s note.

The trial court erred in its handling of the jury’s requests. Discussions between court and counsel regarding jury inquiries must take place on the record in the defendant’s presence. United States v. Smith, 31 F.3d 469, 471 (7th Cir.1994); see also United States v. Patterson, 23 F.3d 1239, 1254 (7th Cir.), cert. denied, — U.S. -, 115 S.Ct. 527, 130 L.Ed.2d 431 (1994). In Rogers v. United States, 422 U.S. 35, 39, 95 S.Ct. 2091, 2094-95, 45 L.Ed.2d 1 (1975), the Supreme Court enunciated the procedures a district judge should follow when communicating with the jury during deliberations: the defense attorney should be given an opportunity to be heard before the district judge responds to the jury’s inquiry, and the jury’s inquiry should be answered in open court. The accused has the right under the Sixth Amendment to be present at all stages of his trial, including the jury deliberations and communications to the jury. Fed.R.Crim P. 43(a); United States v. Gagnon, 470 U.S. 522, 526, 105 S.Ct. 1482, 1484, 84 L.Ed.2d 486 (1985); United States v. Billingsley, 766 F.2d 1015, 1019 (7th Cir.1985); cf. United States v. Moore, 936 F.2d 1508, 1523 (7th Cir.), cert. denied, 502 U.S. 991, 112 S.Ct. 607, 116 L.Ed.2d 630 (1991); United States v. Shukitis, 877 F.2d 1322, 1329-1330 (7th Cir.1989).

Mr. Rodriguez should have been present during the discussions with counsel. The government argues that Mr. Rodriguez waived any objection based on Rule 43 by fading to object in the trial court. The transcript reflects no objection by Mr. Rodriguez’s counsel based on the accused’s absence, but our precedent holds that a violation of Rule 43(a) is subject to harmless error analysis even when no objection was made in the trial court. United States v. Silverstein, 732 F.2d 1338, 1348 (7th Cir.1984), cert. denied, 469 U.S. 1111, 105 S.Ct. 792, 83 L.Ed.2d 785 (1985). A defendant may waive his right to be present, see United States v. Neff, 10 F.3d 1321, 1324 (7th Cir.1993), but a purported waiver by counsel is not adequate to effect a waiver. United States v. Billingsley, 766 F.2d at 1020. The record suggests no waiver by Mr. Rodriguez, who was in custody during the deliberations. When an accused’s right to be present was violated, the conviction must be reversed unless the record negates any reasonable possibility of prejudice arising from the error. United States v. Smith, 31 F.3d 469, 473-474 (7th Cir.1994).

In United States v. Patterson, 23 F.3d at 1255, we held that the failure to secure the defendant’s presence is harmless if the issue is not one on which counsel would be likely to consult the defendant, or if it is not one for which the defendant, if consulted, would be likely to have an answer that would sway the judge. We cannot conceive of any input Mr. Rodriguez might have offered that would have swayed the judge with respect to the initial provision of the tapes or transcripts, or with respect to the decision to honor the jury’s request to stop reading Gonzalez’s testimony. Mr. Rodriguez’s counsel agreed to both courses of action; Mr. Rodriguez offers no indication of what he might have said to propose a different course. The failure to procure Mr. Rodriguez’s attendance to consult and respond to these jury inquiries, while violative of Rule 43, was harmless error.

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Bluebook (online)
67 F.3d 1312, 1995 U.S. App. LEXIS 28074, 1995 WL 593146, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-rene-rodriguez-ca7-1995.