United States v. Rene De La Rosa

171 F.3d 215, 1999 U.S. App. LEXIS 5138, 1999 WL 160240
CourtCourt of Appeals for the Fifth Circuit
DecidedMarch 24, 1999
Docket97-41346
StatusPublished
Cited by32 cases

This text of 171 F.3d 215 (United States v. Rene De La Rosa) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Rene De La Rosa, 171 F.3d 215, 1999 U.S. App. LEXIS 5138, 1999 WL 160240 (5th Cir. 1999).

Opinion

POLITZ, Circuit Judge:

This appeal poses the question whether a trial court abused its discretion by refusing to admit evidence or advise the jury of a defendant’s prior acquittal on a related charge. Additionally, we are asked to determine whether sufficient evidence supported the conviction. We conclude that neither of the challenged rulings constitutes an abuse of discretion and that the conviction is adequately supported by the evidence.

BACKGROUND

Rene De La Rosa was charged with: (1) conspiracy to influence James Almaraz, a petit juror who was serving in the trial of Javier Lopez Cantu, in violation of 18 U.S.C. §§ 2, 1 371 2 (Count One); (2) aiding and abetting the influencing of Almaraz in violation of 18 U.S.C. §§ 2, 1503 3 (Count *218 Three); and (3) being an accessory after the fact to Cantu, in violation of 18 U.S.C. § 3 4 (Count Five). De La Rosa’s co-defendants, Bobby Herrera (Cantu’s cousin) and Jennifer Esparza (Herrera’s girlfriend) pleaded guilty on related charges. Cantu was ultimately convicted for his involvement in a marihuana smuggling and money laundering operation.

The jury acquitted De La Rosa of Count One and deadlocked 11 to 1 in favor of conviction on Counts Three and Five. Pri- or to the second trial, the government filed a motion in limine seeking to exclude the evidence of acquittal on Count One, the conspiracy charge. Over De La Rosa’s objection, the trial court granted the government’s motion. At no time during the second trial did the government suggest to the jury that there had been a prior trial or mention any alleged conspiracy. 5

The following evidence, viewed in the light most favorable to the jury verdict, was introduced at trial. 6 De La Rosa was involved in drug trafficking with Cantu. During Cantu’s trial, which he attended with Herrera, De La Rosa recognized one of the jurors — Almaraz—as a former high school classmate. Subsequently, Herrera discovered that Esparza was friends with Almaraz’s girlfriend, Diana Dorado. Believing that their connections with Almaraz would make him a good candidate for bribery, De La Rosa and Herrera decided to offer Almaraz $5,000 to $10,000 in exchange for a vote of acquittal in Cantu’s trial. Erica Ureste, 7 Dorado’s co-worker, offered to speak to Almaraz on Cantu’s behalf. Herrera instructed Ureste to relay the bribe to Almaraz and informed De La Rosa of the arrangement; De La Rosa requested that he be kept abreast of the events to follow.

Dorado, at Ureste’s request, conveyed the offer of the bribe to Almaraz as they headed toward a café co-owned or co-managed 8 by De La Rosa. At the café, De La Rosa followed Almaraz into a rest room and offered him a bribe (a future favor) to which Almaraz appeared receptive. Then, De La Rosa ordered his waitress to write off Almaraz’s tab and advised her that Almaraz’s next meal would also be on the house. During the course of the evening, De La Rosa contacted Herrera by phone on several occasions and told Herrera that he had offered a bribe to Almaraz.

The next day Almaraz reported the offer of the bribe to the U.S. Marshal’s deputies. Subsequently, De La Rosa was arrested. He waived his Miranda 9 rights and told a federal agent several conflicting and false accounts. First, De La Rosa claimed not to know Almaraz; then he equivocated and admitted to possibly knowing him by sight; finally, he admitted that he recognized Al-maraz as a juror serving in Cantu’s trial and that he was acquainted with Almaraz. Second, De La Rosa claimed not to have *219 worked at the café on the night Almaraz dined there and denied picking up Almar-az’s tab; he now concedes writing off the bill. Third, he denied speaking to Almar-az, but later conceded that they engaged in idle chatter. Finally, De La Rosa claimed that he had only limited contact with Cantu.

De La Rosa was convicted on both counts and was sentenced to serve concurrent terms of 108 months on each count. He now appeals, contending that the trial court committed reversible error by refusing to allow evidence that he was acquitted on the conspiracy count and by failing to instruct the jurors that they should consider the evidence suggesting a conspiracy in light of that acquittal. Further, he contends that the evidence was insufficient to support his conviction as to either count.

ANALYSIS

I. Standard of Review.

We review for abuse of discretion a trial court’s decision to exclude evidence and its refusal to give proposed jury instructions. 10 A trial court’s failure to deliver a requested jury instruction constitutes reversible error if the instruction: “(1) was substantially correct; (2) was not substantially covered in the charge delivered to the jury; and (3) concerned an important issue so that the failure to give it seriously impaired the defendant’s ability to present a given defense.” 11 In reviewing a challenge to the sufficiency of the evidence, we must determine whether a rational trier of fact could have found that the evidence, viewed in the light most favorable to the government, established guilt beyond a reasonable doubt. 12

II. Evidence of Prior Acquittal.

We have squarely held that, as a general matter, a trial court does not abuse its discretion in excluding evidence of a prior acquittal on a related charge. In United States v. Kerley, 13 the defendant, an officer in the sheriffs department, repeatedly struck an individual held in custody. A state jury acquitted the defendant on a battery charge, and the defendant attempted to introduce this evidence in a federal trial arising from the same incident. The trial court refused to admit the prior acquittal, and the defendant urged that the exclusion of the evidence required reversal. We pointed out the fallacies behind this argument.

Although a judgment of acquittal is relevant with respect to the issues of double jeopardy and collateral estoppel, once it is determined that these pleas in bar have been rejected, a judgment of acquittal is not usually admissible to rebut inferences that may be drawn from the evidence admitted....

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Cite This Page — Counsel Stack

Bluebook (online)
171 F.3d 215, 1999 U.S. App. LEXIS 5138, 1999 WL 160240, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-rene-de-la-rosa-ca5-1999.