United States v. Reed

Court of Appeals for the Tenth Circuit·Decided March 28, 2019·No. 18-8042·Unpublished

Opinion

FILED

United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit

FOR THE TENTH CIRCUIT March 28, 2019

Elisabeth A. Shumaker

Clerk of Court

UNITED STATES OF AMERICA,

Plaintiff - Appellant,

No. 18-8042

v. (D.C. No. 1:16-CV-00245-SWS and)

1:12-CR-00058-SWS-1

ROBERT A. REED, (D. Wyoming)

Defendant - Appellee.

ORDER DENYING

CERTIFICATE OF APPEALABILITY *

Before HARTZ, McHUGH, and CARSON, Circuit Judges.

Petitioner Robert Reed, a federal prisoner proceeding pro se,1 seeks a Certificate of Appealability (“COA”) to challenge the district court’s dismissal of his 28 U.S.C. § 2255 petition to vacate, set aside, or correct his sentence. The district court dismissed Mr. Reed’s petition. We deny Mr. Reed’s COA request and dismiss the appeal.

*

This order is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Federal Rule of Appellate Procedure 32.1 and 10th Circuit Rule 32.1.

1 Because Mr. Reed is proceeding pro se, “we liberally construe his filings, but we will not act as his advocate.” James v. Wadas, 724 F.3d 1312, 1315 (10th Cir. 2013).

BACKGROUND

In 2012, the United States charged Mr. Reed and others with crimes involving a scheme to sell investments in non-existent wind farm projects. Specifically, in a second superseding indictment, the Government charged Mr. Reed with nine counts of mail and wire fraud, money laundering, and conspiracies to commit these crimes. Mr. Reed ultimately pleaded guilty to conspiracy to commit mail and wire fraud in violation of 18 U.S.C. §§ 1349, 1341, and 1343, and to conspiracy to commit money laundering in violation of 18 U.S.C. § 1956(h). The district court accepted his plea and sentenced him to a term of 151 months’ imprisonment. On direct appeal, Mr. Reed challenged his conviction, his sentence, and the district court’s order forfeiting various assets to the United States. We affirmed each of those rulings in United States v. Reed, 602 F. App’x 436 (10th Cir. 2015) (unpublished). Addressing the challenge to his conviction, this court determined that the Government had presented sufficient evidence that:

Defendant exercised control over all the invested funds, most of which came into accounts he opened as the sole signatory with the authority to withdraw funds for distribution to other members of the conspiracy. He also was responsible for setting up the many drop boxes used as company addresses for collecting and forwarding investor funds to the accounts he controlled—drop boxes set up with his credit card and phone number by someone with a name identified as an alias he used for this purpose. As for solicitation activities, while a Greg Doss ran the “boiler room” where sales people worked, the sales pitches and what investors should be told came from Defendant, who also participated in periodic conference calls to provide investors with information and to answer questions the sales people were not equipped to handle. In addition, in the one illustrative example of a defrauded investor detailed at the sentencing hearing, a letter sent to assure the investor that a (nonexistent) wind turbine had been purchased with his $250,000 investment was written and sent to Mr. Doss’s office by Defendant with the direction that it be cut and pasted and forwarded to the investor under the name of one of Mr. Doss’s staff. Another participant,

whose various duties included travelling to South Dakota to erect a sign indicating progress where a wind farm was supposed to be under construction, specifically told an investigator that he “worked for Robert Reed.” Finally, while Defendant insisted he was merely a consultant paid a yearly salary of $125,000 by Mr. Doss, evidence regarding the accounts under his sole control showed cash withdrawals (which, of course, only Defendant could make) as well as direct transfers of funds into his own personal account totaling approximately $700,000 over a period of just two and one-half years.

Id. at 440–41.

During the criminal proceedings and on direct appeal, Mr. Reed was represented by several different attorneys. After his initial arrest, the U.S. District Court for the District of Wyoming arraigned Mr. Reed on April 5, 2012, at which time an attorney from the Federal Public Defender’s Office represented Mr. Reed. Four days later, attorney Richard Szekely filed a notice of appearance for himself and Utah attorney Sonny Olsen as privately-retained counsel for Mr. Reed. But after Mr. Reed used Mr. Olsen to send proceeds obtained in the fraudulent scheme to Wyoming attorneys including Mr. Szekely, the district court excused Mr. Szekely and appointed the Federal Public Defender’s Office to represent Mr. Reed.

On August 1, 2012, the Wyoming district court arraigned Mr. Reed on a superseding indictment and Assistant Federal Public Defender James Barrett appeared as his counsel. Mr. Barrett represented Mr. Reed until January 2, 2013, when the district court granted his motion to withdraw because Mr. Reed had refused to communicate with him and had filed a grievance against him with the Wyoming State Bar. The district court then appointed attorney Eric Palen to represent Mr. Reed beginning January 9, 2013.

After Mr. Reed pleaded guilty, but before he was sentenced, attorney Scott Powers filed a notice of appearance as retained counsel for Mr. Reed. Mr. Palen then moved to withdraw, but the district court denied his motion. As a result, Mr. Palen and Mr. Powers both appeared with Mr. Reed at sentencing. On direct appeal, Mr. Powers entered an appearance for Mr. Reed but later withdrew.

After “filing . . . numerous frivolous motions attempting to collaterally attack in some fashion the validity of his conviction and/or sentence,” Mr. Reed timely filed his initial § 2255 motion to vacate and set aside his conviction and sentence on October 3, 2016. ROA at 220. In his § 2255 motion, Mr. Reed petitioned the district court for relief on three grounds: (1) his plea, conviction, and sentence violated his right to effective assistance of counsel under the Sixth Amendment; (2) he received ineffective assistance of counsel during the pretrial, plea, sentencing, and appeal phases of his case; and (3) his conviction and sentence violated the First, Fourth, Fifth, Sixth, and Eighth Amendments. The district court considered only the Sixth Amendment claims in Mr. Reed’s § 2255 motion, observing that “[r]egarding asserted violations of the First, Fourth, Fifth and Eighth Amendments[,] . . . Defendant offers no specific allegations or argument in support.” Id. The district court also considered and rejected three arguments Mr. Reed raised in other motions: (1) an argument that “he must be re-sentenced pursuant to Amendment 794 which amended the commentary governing minor role adjustments under U.S.S.G. § 3B1.2”; and (2) a request for “discovery in the form of production of documents and depositions on certain witnesses, including his attorneys Scott Powers and

Eric Palen and Assistant United States Attorney Lisa Leschuck”; and (3) a “Motion to Set Aside Conviction Due to Alleged Destruction of Evidence.” Id. at 239–40.

The district court denied all Mr. Reed’s claims for relief, concluding:

Underlying all of Defendant’s arguments is his insistence that he committed no crime. However, “Defendant does not challenge the factual basis of his plea, which conclusively established his guilt with respect to the elements of the charged criminal conspiracy.” [Reed,] 602 F. App’x at 438.

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