United States v. Portillo-Vega

478 F.3d 1194, 2007 U.S. App. LEXIS 4440, 2007 WL 603048
CourtCourt of Appeals for the Tenth Circuit
DecidedFebruary 28, 2007
Docket04-4194
StatusPublished
Cited by29 cases

This text of 478 F.3d 1194 (United States v. Portillo-Vega) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Portillo-Vega, 478 F.3d 1194, 2007 U.S. App. LEXIS 4440, 2007 WL 603048 (10th Cir. 2007).

Opinion

O’BRIEN, Circuit Judge.

Leonardo Portillo-Vega was indicted with one count of illegal re-entry after deportation in violation of 8 U.S.C. § 1326. He filed a notice of intent to present a duress defense and a motion for a jury instruction to that effect. After the district court denied his motion and granted the government’s motion in limine to preclude the defense, Portillo-Vega proceeded to trial. He was convicted and sentenced to seventy-seven months imprisonment. He timely appealed. Exercising jurisdiction under 18 U.S.C. § 3742(a) and 28 U.S.C. § 1291, we affirm.

Background

In June 2000, Portillo-Vega was convicted of illegal re-entry after deportation and sentenced to a term of imprisonment. He was ordered deported and was permanently barred from re-entering the United States. In March 2002, after completing his sentence, Portillo-Vega was deported through Hidalgo, Texas. On March 7, 2003, officers responding to a suspicious person call found Portillo-Vega in a Provo, Utah motel. A record check indicated he was a “previously removed person.” (R. Vol. VI at 2, ¶ 7 (quotations omitted).) Portillo-Vega was arrested and incarcerated in the Utah County Jail.

On March 10, 2003, Special Agent Carlos Gamarra of the United States Immigration Customs Enforcement interviewed Portil-lo-Vega. Portillo-Vega acknowledged his previous deportations, 1 including the one in March 2002, and admitted he illegally reentered the United States through No-gales, Arizona, on November 27, 2002. Portillo-Vega signed a sworn statement to this effect. He also signed a Form 1-826, a notice of rights and disposition form, in which he checked the box admitting he was in the United States illegally and stating he wished to return to his home country. 2

On April 2, 2003, Portillo-Vega was indicted with illegal re-entry after deportation in violation of 8 U.S.C. § 1326. Over six months later, on October 29, 2003, Por-tillo-Vega filed a notice of intent to raise a duress defense, a motion for a jury instruction on the duress defense and a request for an evidentiary hearing. The government filed a motion in limine to preclude Portillo-Vega from introducing evidence of duress at trial. After a hearing, during which Portillo-Vega made a proffer of evidence but called no witnesses, the district court found Portillo-Vega had not carried his burden of establishing the elements of a duress defense, denied his motion for a jury instruction on duress, and granted the government’s motion to preclude Portillo-Vega from introducing any evidence of duress.

Portillo-Vega and the government attempted to negotiate a conditional plea, pursuant to which Portillo-Vega would acknowledge his guilt but reserve the *1197 right to appeal the district court’s ruling precluding the duress defense. When approval for the conditional plea could not be obtained, Portillo-Vega proceeded to a jury trial. The government called witnesses to establish Portillo-Vega’s previous deportations and his admission of illegal re-entry into the United States. Portillo-Vega took the stand in his own defense. He admitted to previous deportations, his 2000 illegal re-entry conviction, and his 2002 re-entry into the United States. Consistent with the district court’s order, Portillo-Vega did not attempt to justify his re-entry as the product of duress. The jury returned a verdict of guilty.

A presentence report (PSR) was prepared. Portillo-Vega objected to the PSR, arguing he was entitled to a two-level reduction in his base offense level for acceptance of responsibility. At sentencing on July 28, 2004, he orally moved for a downward departure based on his having illegally re-entered the United States under duress and requested a sentence at the bottom of the guideline range. The district court granted an acceptance of responsibility reduction but denied Portillo-Vega’s motion for downward departure. The court found the applicable guideline range to be seventy-seven to ninety-six months and sentenced Portillo-Vega to seventy-seven months imprisonment. 3

Discussion

1. Duress defense

Portillo-Vega challenges the district court’s decision precluding his duress defense. He argues his proffer was sufficient and he is entitled to a new trial.

“We respect the trial judge’s role as gatekeeper” and review the denial of a duress defense for abuse of discretion. United States v. Al-Rekabi, 454 F.3d 1113, 1123 (10th Cir.2006); see also United States v. Patton, 451 F.3d 615, 637 (10th Cir.2006). 4 The defendant bears the burden of proving this defense by a preponderance of the evidence. See Dixon v. United States, — U.S. —, 126 S.Ct. 2437, 2447-48, 165 L.Ed.2d 299 (2006) (holding that in the usual case the defendant will bear the burden of proving the duress defense by a preponderance of the evidence); see also Al-Rekabi, 454 F.3d at 1122 (“[The defendant] must prove his claimed defenses by a preponderance of the evidence. The government is not required to disprove them.”). “While we view the evidence favorably to [the defendant], we also recognize his burden of proof on the defense and his corresponding obligation to produce evidence on each element of that defense.” Al-Rekabi, 454 F.3d at 1123.

A duress defense “requires the establishment of three elements: (1) an immediate threat of death or serious bodily injury, (2) a well-grounded fear that the threat will be carried out, and (3) no reasonable opportunity to escape the threatened harm.” United States v. Merchant, 992 F.2d 1091, 1096 (10th Cir.1993) (citing United States v. Scott, 901 F.2d 871, 873 (10th Cir.1990)). A defendant must carry his burden on each of the elements; if the *1198 evidence is insufficient on even one element, “the trial court and jury need not be burdened with testimony supporting other elements of the defense.” Bailey, 444 U.S. at 416, 100 S.Ct. 624; see also Al-Rekabi, 454 F.3d at 1122 (“To qualify for an instruction on an affirmative defense ... a defendant must produce evidence of each element sufficient to warrant its consideration by the jury.”); Scott, 901 F.2d at 873 (“If the evidence is lacking as to any element of the coercion defense the trial court may properly disallow the defense as a matter of law and refuse to instruct the jury as to coercion.”).

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Cite This Page — Counsel Stack

Bluebook (online)
478 F.3d 1194, 2007 U.S. App. LEXIS 4440, 2007 WL 603048, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-portillo-vega-ca10-2007.