United States v. Pilgrim Market Corporation, United States v. Arnold B. Sussman

944 F.2d 14, 1991 U.S. App. LEXIS 20872, 1991 WL 169289
CourtCourt of Appeals for the First Circuit
DecidedSeptember 5, 1991
Docket91-1581, 91-1582
StatusPublished
Cited by68 cases

This text of 944 F.2d 14 (United States v. Pilgrim Market Corporation, United States v. Arnold B. Sussman) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Pilgrim Market Corporation, United States v. Arnold B. Sussman, 944 F.2d 14, 1991 U.S. App. LEXIS 20872, 1991 WL 169289 (1st Cir. 1991).

Opinion

BOWNES, Senior Circuit Judge.

This is a guidelines sentencing appeal. Defendants-appellants Arnold Sussman and Pilgrim Market Corporation pled guilty to eight counts encompassing selling, storing and transporting adulterated meat and poultry products. The indictment charged violations of 21 U.S.C. §§ 453(g)(3), 458(a)(2), 454(c), and 461(a); 21 U.S.C. §§ 601(m)(3), 610(c), 661(c) and 676(a). The indictment counts against each defendant were identical; defendant Sussman was the owner and treasurer of the Pilgrim Market Corporation, a retail meat and poultry store in Boston. 1

Defendant Sussman was sentenced to twelve months imprisonment on each of the eight counts, the sentences to be served concurrently. Sussman was also fined $10,000. The court determined Sussman’s sentence as follows. It divided the indictment counts into four groups: counts 3, 5, 6 and 7 comprised one group; count 9 alone formed the second group; count 11 was the third group and counts 12 and 13 formed the fourth group. This grouping resulted in a base offense level of 10. The court added two levels for obstruction of justice, gave a two-level downward adjustment for acceptance of responsibility and added two levels for abuse of trust. The total offense level was 12. The criminal history category was 1. These computations brought Sussman within a guideline range of 10 to 16 months imprisonment.

The court fined the corporate defendant $25,000 on each count for an aggregate fine of $200,000. It also levied, a special assessment of $200 on each count against the corporation for a total assessment of $1,600.

Sussman appeals the court’s grouping of the indictment counts and its enhancement of the sentence for obstruction of justice and abuse of trust.

The corporate defendant appeals the fine levied against it as being excessive and, as such, in violation of the eighth amendment; it also claims that the district court violated 18 U.S.C. § 3572 in its sentencing procedure.

I. THE GROUPING OF THE INDICTMENT COUNTS

Defendant Sussman argues that all of the counts should have been treated as one *16 under U.S.S.G. § 3D1.2. This was the recommendation made by the probation department in the presentence report (PSR). If all the offenses had been grouped as one, the base offense level would have been 6, not 10 as per the district court’s grouping.

A. Standard of Review

We start with the explicit command of the statute governing review of a sentence:

The court of appeals shall give due regard to the opportunity of the district court to judge the credibility of the witnesses, and shall accept the findings of fact of the district court unless they are clearly erroneous and shall give due deference to the district court’s application of the guidelines to the facts.

18 U.S.C. § 3742(e).

In United States v. Cousens, 942 F.2d 800 (1st Cir.1991), we held: “The determination of whether and how to group counts under the multiple count provisions of the Guidelines more closely resembles an application of the Guidelines to the facts than a finding of fact. Accordingly, we give ‘due deference’ to the grouping determinations of the district court.” at 806. After reviewing the cases in this and other circuits and noting that some other circuits had applied a de novo standard of review to groupings of indictment counts we concluded “that we should uphold the district court’s groupings even under de novo review.” at 807. As we noted in Cousens the First Circuit cases indicate that the standard of review for grouping is usually clearly erroneous, at 806.

In United States v. Rosado-Sierra, 938 F.2d 1 (1st Cir.1991), we held that the clearly erroneous standard applied to the district court’s determination of the defendant’s role in the offense, at 1, 2. In United States v. Preakos, 907 F.2d 7, 8 (1st Cir.1990), we held that the “due deference” language of the statute required that we review the district court’s fact-based application of the guidelines only for clear error. Preakos did not involve grouping; it was an appeal from sentence enhancement under sections 2Dl.l(b)(l) and 3Bl.l(a) of the Guidelines. In United States v. Ruiz, 905 F.2d 499 (1st Cir.1990), also a sentence enhancement case, we followed the standards of review mandated by the statute: clearly erroneous for the district court’s findings of fact and due deference for its application of the guidelines to the facts. Id. at 507.

United States v. Gerante, 891 F.2d 364 (1st Cir.1989), did involve grouping and we applied the clearly erroneous standard of review. Id. at 368. In United States v. Paulino, 887 F.2d 358 (1st Cir.1989), a sentence enhancement appeal involving § 2D1.1(b)(1) of the Guidelines, we applied the standards of review set forth in 18 U.S.C. § 3742(e), clearly erroneous and due deference. Id. at 359.

In United States v. Wright, 873 F.2d 437 (1st Cir.1989), we explored in depth the standard of review for “application of the Guidelines to the particular facts of each case.” Id. at 443. We noted that mixed questions of law and fact “are often reviewed de novo, like pure questions of law.” Id. We pointed out that “[t]he statute providing for appellate review of sentencing foresees that strict appellate review of Guidelines application questions may not be appropriate.” Id. We then stated:

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Bluebook (online)
944 F.2d 14, 1991 U.S. App. LEXIS 20872, 1991 WL 169289, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-pilgrim-market-corporation-united-states-v-arnold-b-ca1-1991.