United States v. Phipps

368 F.3d 505, 2004 U.S. App. LEXIS 8176, 2004 WL 880154
CourtCourt of Appeals for the Fifth Circuit
DecidedApril 26, 2004
Docket03-10427
StatusPublished
Cited by11 cases

This text of 368 F.3d 505 (United States v. Phipps) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Phipps, 368 F.3d 505, 2004 U.S. App. LEXIS 8176, 2004 WL 880154 (5th Cir. 2004).

Opinion

CARL E. STEWART, Circuit Judge:

In this criminal appeal, Michael Shane Phipps and Dean Rayburn Gilley challenge their sentences imposed on remand, arguing that the district court impermissi-bly upwardly departed at resentencing by ordering that their kidnaping and carjacking sentences run consecutively. For the following reasons, we hold that the district court was free to reconsider an upward departure through consecutive sentencing on remand and that, on the facts presented, such upward departure was both warranted by the existence of aggravating factors and reasonable in degree. We therefore affirm the district court’s judgment sentencing Phipps and Gilley each to a term of imprisonment of 789 months, five years of supervised release, restitution in the amount of $ 7, 785.69, and a $ 400 special assessment.

FACTUAL AND PROCEDURAL BACKGROUND

On May 16, 2001, a grand jury charged Phipps and Gilley in a multiple-count superseding indictment. 1 Count 1 of the indictment charged the defendants with conspiracy to commit kidnaping, in violation of 18 U.S.C. §§ 1201(a)(1) and (c). Count 2 charged Phipps and Gilley with kidnaping and aiding and abetting, in violation of 18 U.S.C. §§ 1201(a)(1) and 2. Count 3 charged Phipps and Gilley with the use of a firearm during and in relation to the kidnaping and aiding and abetting, in violation of 18 U.S.C. §§ 924(c)(l)(A)(ii) and 2. Count 4 charged the two defendants with carjacking and aiding and abetting, in violation of 18 U.S.C. §§ 2119 and 2. Finally, Count 5 charged them with the use of a firearm during and in relation to the carjacking and aiding and abetting, in violation of 18 U.S.C. §§ 924(c)(l)(A)(ii) and (2). On September 25, 2001, after a two day trial, the jury found Phipps and Gilley guilty on all five counts.

The Presentencing Reports (“PSRs” or “reports”) grouped together three of the five counts of conviction against each defendant for the purposes of calculating their respective base offense levels pursuant to Chapter 3, Part D (Multiple Counts) of the November 1, 2001, United States Sentencing Guidelines Manual (“Sentencing Guidelines,” or “Guidelines”). Counts 3 and 5, the defendants’ firearms counts, *508 by statute required mandatory terms of imprisonment of 7 years for the first offense (Count 3) and 25 years for the subsequent offense (Count 5), each to run consecutively with any other sentence imposed, and were therefore excluded from the Guidelines’ multiple grouping rules. See USSG §§ 2K2.4; 3D1.1; 18 U.S.C. § 924(c)(l)(C)(i). Because the defendants’ conspiracy, kidnaping, and carjacking offenses (Counts 1, 2, and 4) were closely related and involved substantially the same harm, the PSR recommended that these counts of conviction be grouped together and assigned a single offense level, see USSG §§ 3D1.1, 3D1.2 (2001), corresponding to the most serious count in the group. See USSG § 3D1.3 (a); United States v. Davis, 226 F.3d 346, 359 (5th Cir.2000). These multiple grouping rules led to the use of the criminal sexual abuse guidelines, USSG § 2A1.3, as the defendants forced the victim to perform sexual acts during the course of her kidnaping. See USSG § 2A4.1 (b)(7)(A). Section 2A1.3 produced a base offense level of 27. The PSR additionally recommended a two-level enhancement for obstruction of justice, USSG § 3C1.1, a 4-level enhancement for forcing the victim to engage in a sexual act by threatening or placing her in fear of death, serious bodily injury, or kidnaping, USSG § 2A3.1 (b)(1), and a 4-level enhancement for the defendants’ abduction of the victim, USSG § 2A3.1 (b)(5). Based on each defendant’s total offense level score of 37 and Criminal History Category of V, the PSR recommended a guideline range of 324 to 405 months’ imprisonment for counts 1, 2, and 4. The PSR concluded that “[a]t this time, there are no known mitigating or aggravating factors that would warrant a departure from the prescribed guideline range.”

At sentencing on January 11, 2002, the district court adopted the findings and conclusions of the PSR, stating its intent “to impose the maximum sentence that [could] be imposed” to “ensure” that the defendants would be “imprisoned for the remainder of their lives ... because they are such a menace to society they should never be free again.... ” The district court therefore sentenced each defendant at the top of the guidelines range to 789 months’ (65 years, 9 months’) imprisonment, to be followed by a five-year term of supervised release. Specifically, the district court sentenced them to 405 months’ imprisonment on each of the conspiracy, kidnaping, and carjacking counts, with these sentences to run concurrently. The district court further imposed a mandatory 7-year (84 month) term of imprisonment on Count 3 (use of a firearm during and in relation to a crime of violence) and a mandatory 25-year (300 month) prison term on Count 5 (subsequent conviction for the use of a firearm during and in relation to a crime of violence), to run consecutively to each other and to the 405-month sentence. The court also sentenced the defendants to restitution in the amount of $ 7,785.69 and a $ 400 special assessment.

Phipps and Gilley appealed their convictions and sentences. On January 15, 2003, in United States v. Phipps, 319 F.3d 177 (5th Cir.2003) (“Phipps I ”), this Court affirmed their convictions on all counts except one § 924(c) count, reasoning that the rule of lenity compelled the conclusion that § 924(c) “does not ... authorize multiple convictions for a single use of a single firearm based on multiple predicate offenses.” 2 Phipps I, 319 F.3d at 183. We *509 then vacated their sentences, directed that the district court dismiss one of the § 924(c) counts, and remanded for resen-tencing on all remaining counts “as a result of the § 924(c) error.” Id. at 189. In reaching our decision, we noted that the district court had expressed its desire at the initial sentencing to impose the maximum sentences permitted by law and had assumed the validity of both § 924(c) convictions when it decided to run the carjacking sentence concurrently with the conspiracy and kidnaping sentences. Id. Accordingly, we stated:

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Bluebook (online)
368 F.3d 505, 2004 U.S. App. LEXIS 8176, 2004 WL 880154, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-phipps-ca5-2004.