United States v. Pena

279 F. App'x 702
CourtCourt of Appeals for the Tenth Circuit
DecidedMay 27, 2008
Docket07-8009
StatusUnpublished
Cited by3 cases

This text of 279 F. App'x 702 (United States v. Pena) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Pena, 279 F. App'x 702 (10th Cir. 2008).

Opinion

*703 ORDER AND JUDGMENT *

ROBERT H. HENRY, Chief Judge.

During the first day of jury selection in his methamphetamine conspiracy trial, the defendant Jaime Manuel Pena created a disruption: he announced that he was not happy with the services of his retained counsel Steven J. Rozan. After Mr. Pena refused to comply with instructions that he should be quiet and that it was too late in the day to obtain new counsel, the judge removed Mr. Pena from the courtroom and arranged for video and audio monitoring of the trial in Mr. Pena’s holding cell.

On the afternoon of the second day of trial, Mr. Pena informed the judge that he was ready to comply with the directive not to disrupt the court proceedings and that he would no longer complain about Mr. Rozan’s representation. The judge allowed Mr. Pena to return the courtroom, the trial continued, and the jury convicted him. The judge sentenced Mr. Pena to 325 months’ imprisonment.

In this appeal, Mr. Pena argues that the district court (1) violated his Sixth Amendment right to self-representation; (2) erred in denying his motion for a mistrial; and (3) violated his Sixth Amendment right to be represented by the counsel of his choice. We are not persuaded by these arguments and therefore affirm Mr. Pena’s conviction and sentence.

I. BACKGROUND

In July 2006, a federal grand jury indicted Mr. Pena on one count of conspiracy to possess with intent to distribute and conspiracy to distribute more than 500 grams of methamphetamine, a violation of 21 U.S.C. §§ 841(a)(1), (b)(1)(A), and 846. During the initial phases of the case, Mr. Pena was represented by appointed counsel Ronald G. Pretty. However, after three weeks, Mr. Pena sought to substitute retained counsel Steven J. Rozan. The district court granted his request.

Dui’ing an in-chambers conference on the day that jury selection began, Mr. Rozan informed the judge that “there is some ground movement and rumblings that I’m hearing that I wanted to share with the Court that Mr. Pena may want to ask the Court to allow him to have Mr. Pretty resubstituted in and I would expect that he may want to put that on the record.” Rec. vol. VI, at 7. The judge responded that Mr. Pena would be able to put such a request on the record but that he had no intention of granting the request.

Then, in open court, Mr. Pena asked the judge if he could have a word with him. The judge told Mr. Pena that there was no need for him to speak and that he should be seated. As the judge proceeded to ask questions to the prospective jurors, Mr. Pena again said that he had something to say. The judge answered: “[Yjou’re not going to say a word.” Id. at 18. Mr. Pena replied, “I have to because someone has to speak up for my rights because my lawyer is not____He is not working for me.” Id. After the judge told Mr. Pena to be quiet, Mr. Pena stated, “I cannot stand no longer and go for this. You guys are going to have to remove me, then.... I apologize for this.” Id.

The judge removed the prospective jurors from the courtroom and began an extensive discussion with Mr. Pena, his attorney, and the prosecutor. In summary, Mr. Pena stated that he had informed Mr. Rozan a couple of weeks earlier that he no longer wanted Mr. Rozan to be his attorney. Mr. Pena said that he *704 was afraid of Mr. Rozan and that “I will not go with this attorney. You guys are going to have to arrest me.” Id. at 22.

At that point, the following discussion occurred:

The Court: Sit down and shut up.
The Defendant: I will not sit down and I will not shut up, bring the jury in and waste your time anymore. I apologize, but I have to stand by this. This is my life on the line.
The Court: Mr. Pena, I’m not going to have a disorderly trial.
The Defendant: Then you need to remove me.
The Court: I am not going to remove you. I don’t want to. You have the right to be here—
The Defendant: I will not—
The Court: — but you must keep quiet.
The Defendant: I am not going to be quiet, Your Honor.
The Court: You are, too, going to be quiet.
The Defendant: I apologize, but I will not. I will speak my case. I will speak what is going on here. It is my right to speak, ain’t it?
The Court: If you insist—
The Defendant: Then I want — can I represent myself?
The Court: If you insist on keeping talking and interrupting, what we’re going to have to do is we’re going to have to put you in a holding eell[,] which is on this floor a couple of walls away.
The Defendant: I’ve been in the holding cell. I know where it’s at.
The Court: And we will have an electronic connection to that cell and a loudspeaker so that you can hear it.
The Defendant: That’s what you guys have to do.
The Court: But you’re not going to be in here disrupting this court.

Id. at 22-23 (emphasis added).

Mr. Pena then reported that Mr. Rozan had falsely stated that Mr. Pena was going to sign a plea agreement. Id. at 24. Mr. Pena handed the judge a letter outlining his complaints.

The judge proceeded to ask Mr. Rozan for his response. Mr. Rozan explained that he had negotiated a plea agreement that was in Mr. Pena’s best interests and that, in Mr. Rozan’s view, a trial would be “a dangerous thing” for his client. Id. at 28. However, Mr. Rozan continued, after his most recent personal visit with Mr. Pena, Mr. Pena had said, “Get me a better plea agreement.” Id. at 29. In Mr. Rozan’s opinion, “Mr. Pena is simply having an extremely emotional difficult time coming to terms with the realities of what he’s involved with here, that he’s playing with fire if he goes to trial, and that he would fare much better, greatly better, if he would take the plea agreement that was on the table that is no longer in existence. I think this is just another ploy to get a continuance with another attorney.” Id. at 29-30.

The judge then gave Mr. Pena an opportunity to respond. He explained: “And it is not that I want to go back to Mr. Pretty. You could send me to whoever you want to send me to. It is just I know for sure that this is not the kind of person that I want to be represented by right here in any kind of way. And that’s just pretty much all I can say about those things.” Id. at 36.

After hearing that response, the court ruled as follows:

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Bluebook (online)
279 F. App'x 702, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-pena-ca10-2008.