United States v. Paone

782 F.2d 386
Court of Appeals for the Second Circuit·Decided March 24, 1986·No. 84-1466·Published·Cited by 32 cases

Opinion

782 F.2d 386

20 Fed. R. Evid. Serv. 577

UNITED STATES of America, Appellee,
v.
Donald J. PAONE, Anthony M. Colombo, Joseph R. Rossi, a/k/a
"The Hop", Thomas E. Marotta, Richard J. Marino,
Rene Piccarreto, and Samuel J. Russotti,
a/k/a "Red", Defendants-Appellants.

Nos. 84-1454, 84-1466, 84-1467, 84-1468, 84-1469, 84-1470
and 84-1471.

United States Court of Appeals,
Second Circuit.

Argued Dec. 16, 1985.
Decided Feb. 5, 1986.
Rehearing and Rehearing En Banc Denied March 19, March 24, 1986.

William C. Bryson, Dept. of Justice, Washington, D.C. (Salvatore R. Martoche, U.S. Atty., W.D. of N.Y., Buffalo, N.Y., Douglas E. Rowe and Charles B. Wydysh, Dept. of Justice, Washington, D.C., on brief), for appellee.

Edward M. Chikofsky, New York City (James M. LaRossa, Paul B. Bergman, and LaRossa, Cooper, Axenfeld, Mitchell & Bergman, New York City, John F. Speranza, Rochester, N.Y., on brief), for appellant Paone.

Robert M. Murphy, Buffalo, N.Y., for appellant Colombo.

Herbert L. Greenman, Buffalo, N.Y. (Palmer, Greenman & Hurley, Buffalo, N.Y., on brief), for appellant Rossi.

Joseph M. La Tona, Buffalo, N.Y. (Condon, La Tona & Pieri, Buffalo, N.Y., on brief), for appellant Marotta.

Paul J. Cambria, Jr., Buffalo, N.Y. (Rochelle A. Reback, and Lipsitz, Green, Fahringer, Roll, Schuller & James, Buffalo, N.Y., on brief), for appellant Marino.

Harold J. Boreanaz, Buffalo, N.Y. (Boreanaz, Baker & Humann, Buffalo, N.Y., on brief), for appellant Piccarreto.

John F. Humann, Buffalo, N.Y. (Boreanaz, Baker & Humann, Buffalo, N.Y., on brief), for appellant Russotti.

Before TIMBERS, MESKILL and PRATT, Circuit Judges.

TIMBERS, Circuit Judge:

Appellants Donald J. Paone, Anthony M. Colombo, Joseph R. Rossi, Thomas E. Marotta, Richard J. Marino, Rene Piccarreto, and Samuel J. Russotti appeal from judgments of conviction entered December 17 and 21, 1984 in the Western District of New York, Thomas C. Platt, Jr., District Judge, sitting by designation.

Following a one and one-half month jury trial, appellants were found guilty of substantive violations of the Racketeer Influenced and Corrupt Organizations Act ("RICO"), and of conspiracy to violate RICO, 18 U.S.C. Secs. 1962(c) and 1962(d) (1982). Three of appellants' co-defendants were acquitted by the jury. The district court sentenced each appellant to twenty years imprisonment on each of the two counts upon which they were convicted. Sentences were ordered to run consecutively for appellants Russotti, Piccarreto, Marino, Rossi, and Colombo. For appellants Marotta and Paone, the sentences were ordered to run concurrently.

We find that the principal issues raised on appeal which warrant discussion in this opinion are (1) whether the admission of co-conspirators' statements at the trial violated the Federal Rules of Evidence or the confrontation clause of the Sixth Amendment; (2) whether appellant Marotta was denied his right to conflict-free counsel because his retained lawyer had represented a government witness seven years earlier; (3) whether the New York corroboration of accomplice testimony requirement is incorporated in a RICO prosecution; and (4) whether the testimony of a Rochester policeman, which the court eventually struck, was so prejudicial as to require a reversal. Other subordinate claims are raised.

Several appellants have adopted by reference points raised in the briefs of their co-appellants pursuant to F.R.A.P. 28(i).

For the reasons set forth below, we affirm the judgments of conviction of each appellant upon each count upon which he was convicted.

I.

We summarize only those facts believed necessary to an understanding of the principal issues raised on appeal.

Appellants' convictions arose from their participation in the conduct of a criminal enterprise in the Rochester, New York, area during an eleven year period. The indictment charged that between February 1971 and November 1982 appellants participated in a racketeering enterprise that extorted funds from gambling operations, and tried to prevent a rival group from encroaching on its control over gambling activities.

The predicate acts underlying the RICO charge encompassed a variety of serious offenses, including: the murder of Vincent Massaro; the murder of Thomas Didio; the attempted murders of rival leaders; attempted arson, extortion, and obstruction of justice. Former members of the enterprise testified on behalf of the government regarding these offenses and about appellants' positions in the crime organization. Testimony disclosed that, before gambling joints could operate in the Rochester area, permission had to be obtained from the organization. The gambling clubs paid the organization between $400 and $1800 each week, even though the organization did not provide services to the clubs.

One of the predicate acts included in this RICO indictment was the 1973 murder of Vincent Massaro. In 1977 appellants Russotti, Piccarreto, Marino and Marotta were convicted of this offense in the New York Supreme Court for Monroe County. After they began serving their sentences, it was discovered that sheriff's deputies had committed perjury during the trial. On motion of the Monroe County District Attorney, the judgment was vacated, the indictment was dismissed, and these four appellants therefore were released. During their limited incarceration, disputes arose over the leadership of the organization. Some members were expelled from the organization. A rival group vied for control over the gambling operations. This "war between the factions" led to the murder of rival Thomas Didio, the attempted murder of Rosario Chirico, the attempted murder of Sonny Celestino, and the attempted arson of Chirico's place of business. The activities of this rival group are described in our opinion in United States v. Barton, 647 F.2d 224, 228-29 (2 Cir.), cert. denied, 454 U.S. 857 (1981).

There of course was a great deal of other evidence, some of which we shall refer to in our discussion of the principal claims of error which follows.

II.

The government presented its case primarily through the testimony of former members of the enterprise. Appellant Paone claims that a number of co-conspirator statements concerning the activities of the enterprise were admitted in violation of the Federal Rules of Evidence and the confrontation clause of the Sixth Amendment. We disagree.

Under Fed.R.Evid. 801

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United States v. Paone, 782 F.2d 386 (2d Cir. 1986).

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