United States v. Michael Tracy and Francisco Luis Aguilar

12 F.3d 1186, 1993 U.S. App. LEXIS 33708
CourtCourt of Appeals for the Second Circuit
DecidedDecember 23, 1993
Docket122, 123, Dockets 92-1313, 92-1375
StatusPublished
Cited by135 cases

This text of 12 F.3d 1186 (United States v. Michael Tracy and Francisco Luis Aguilar) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Michael Tracy and Francisco Luis Aguilar, 12 F.3d 1186, 1993 U.S. App. LEXIS 33708 (2d Cir. 1993).

Opinion

KEARSE, Circuit Judge:

Defendants Michael Tracy and Francisco Luis Aguilar appeal from judgments entered in the United States District Court for the District of Connecticut following a jury trial before Warren W. Eginton, Judge, convicting them of conspiracy to distribute and to possess with intent to distribute cocaine, in violation of 21 U.S.C. § 846 (1988), and convicting Aguilar on five counts of distribution of and possession with intent to distribute cocaine, in violation of 21 U.S.C. § 841(a)(1) (1988) and 18 U.S.C. § 2 (1988), one count of possession with intent to distribute cocaine, in violation of 21 U.S.C. § 841(a)(1), and one count of continuing criminal enterprise, in violation of 21 U.S.C. § 848 (1988). Tracy was sentenced principally to 327 months’ imprisonment, to be served consecutively to a term of imprisonment imposed on him in 1991 on related charges, and to be followed by a five-year term of supervised release. Aguilar was sentenced principally to 480 months’ imprisonment, to be followed by a four-year term of supervised release. Aguilar contends principally that he was deprived of his Sixth Amendment right to counsel, that his conviction should be reversed for various trial errors, and that the court erred in computing his sentence. Tracy principally challenges various aspects of his sentence. For the reasons below, we conclude that the court applied the wrong Guidelines section in considering whether Tracy’s sentence should be consecutive to his prior sentence, and we *1190 vacate the judgment as to Tracy and remand for resentencing. In all other respects, we affirm.

I. BACKGROUND

The current prosecution arose out of an investigation begun by the United States Drug Enforcement Administration (“DEA”) in Florida in June 1989 and continued in Connecticut with the assistance of the Federal Bureau of Investigation and local law enforcement agents until 1991. Evidence of the events was presented at trial principally through (a) testimony of surveillance agents and agents to whom, in their undercover roles, Aguilar sold cocaine, (b) tape recordings of conversations in which Aguilar or his associates discussed the distribution of cocaine, (c) physical evidence including cocaine, drug paraphernalia, a large array of weapons, and voluminous drug records, and (d) testimony of two eoeonspirators who, after being arrested, pleaded guilty and entered into cooperation agreements with the government.

A. The Events

Taken in the light most favorable to the government, the evidence, whose sufficiency is not disputed, showed that Aguilar was the leader of a narcotics organization that he aptly described as a factory-size operation. See Part II.B.2. below. During the course of the investigation, Aguilar negotiated to have undercover agents sell him, or import for him, hundreds of kilograms of cocaine. He told agents he was looking for a source that could provide him with 100 kilograms a week. Aguilar himself negotiated several sales of cocaine and distributed cocaine to other undercover agents. Tracy was the organization’s chief enforcer, responsible for its security and for collecting debts owed to it.

Aguilar and seven other members of his organization, not including Tracy, were arrested on October 25, 1990, pursuant to an October 24, 1990 Complaint supported by a 45-page affidavit (collectively the “Complaint”) detailing the offenses with which they were to be charged and evidence supporting the charges. They and Tracy were eventually named in a superseding indictment handed down in January 1991. Aguilar was charged with the eight counts of narcotics violations indicated above; Tracy was charged with one count of narcotics conspiracy as indicated above.

Tracy was arrested on February 1, 1991. In executing a search warrant for Tracy’s home in January 1991, agents found a loaded .44 caliber Magnum revolver, ammunition for .44 and .38 caliber weapons, and a copy of the Complaint, with annotations on ten of its pages in handwriting later stipulated to be that of Tracy. The notations identified informants who were referred to in the Complaint only in code and promised death to the informants and to DEA Special Agent Terrence Sprankle who had signed the Complaint. For example, on the first page of the document, Tracy had written, “all informants will die a bad death [expletive] snitches before I die I will kill all your [sic ] lousy [expletive] scum.” Under a reference to an informant to whom the Complaint referred only as “CI#1,” Tracy had written, “I know you you will get it the worst put in a barrel of acid scum [expletive] put in acid real slow you lousy, bastard.” Next to another reference to CI#1, Tracy had written, “Snitch # 5 Shorty. Dead real slow stabbed 50 times cut throat put on fire I will do this.” Under Sprankle’s signature on the Complaint, Tracy had written, “you must go also cop your family too.” For this threat to Sprankle and his family, Tracy was convicted, under a separate indictment, on two counts of threatening a law enforcement officer and his family, respectively, in violation of 18 U.S.C. § 115(a)(1) (1988), and was sentenced in May 1991 to two consecutive five-year terms of imprisonment (the “1991 sentence”).

Of the nine individuals named as defendants in the superseding indictment in the present case, seven entered pleas of guilty. Tracy and Aguilar went to trial.

B. The Proceedings Below

As discussed in Part II.A. below, prior to trial Aguilar informed the district court that he was dissatisfied with the services of his attorney Howard Eckenrode and moved to represent himself for purposes of the sup *1191 pression hearing or to have a “hybrid” representation. The court, after advising Aguilar against proceeding pro se, warning him óf the dangers of doing so, and conducting an inquiry as to Aguilar’s awareness of his rights and the vulnerability of those rights during self-representation, allowed Aguilar to proceed pro se and appointed Eckenrode as stand-by counsel to provide advice upon Aguilar’s request. Largely on the basis of these earlier proceedings, the court also permitted Aguilar to represent himself at trial.

After a five-week trial, the jury found both defendants guilty of all charges against them. The Probation Department’s presentence reports (“PSRs”) prepared on Tracy and Aguilar concluded that the imprisonment ranges prescribed by the federal Sentencing Guidelines (“Guidelines”) were 324-405 months for Tracy and 360 months to life for Aguilar. After evidentiary hearings as to each defendant, the district court agreed with these recommendations.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Uvino
Second Circuit, 2025
Jean Robert Saint-Jean v. Emigrant Mortg. Co., Inc.
129 F.4th 124 (Second Circuit, 2025)
United States v. Trasacco
117 F.4th 477 (Second Circuit, 2024)
Megrditchian v. Kijakazi
S.D. California, 2024
Kitaj v. Van Handel
D. Arizona, 2024
Friedman v. City of Fairfax
N.D. California, 2024
United States v. Swinton
Second Circuit, 2024
Valiente v. Simpson Imports LTD
N.D. California, 2024
United States v. Vidal
Second Circuit, 2024
United States v. Marshall
District of Columbia, 2023
Tyreontay Tyrin Jackson v. State of Indiana
Indiana Court of Appeals, 2023
(HC) Delacruz v. Thompson
E.D. California, 2023
Hart v. Facebook, Inc.
N.D. California, 2022
Moses v. Kijakazi
E.D. Washington, 2022

Cite This Page — Counsel Stack

Bluebook (online)
12 F.3d 1186, 1993 U.S. App. LEXIS 33708, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-michael-tracy-and-francisco-luis-aguilar-ca2-1993.