United States v. Albert Puco

476 F.2d 1099
CourtCourt of Appeals for the Second Circuit
DecidedMay 4, 1973
Docket197, Docket 72-1737
StatusPublished
Cited by56 cases

This text of 476 F.2d 1099 (United States v. Albert Puco) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Albert Puco, 476 F.2d 1099 (2d Cir. 1973).

Opinions

[1101]*1101FEINBERG, Circuit Judge:

Albert Puco was convicted in April 1972 by a jury in the United States District Court for the Southern District of New York, Arnold Bauman, J., of selling narcotic drugs to an undercover federal agent in violation of 26 U.S.C. §§ 4705(a) and 7237(b).1 Puco was sentenced on May 22, as a second time narcotics law violator, to 14 years in prison. This was Puco's third trial on two counts of conspiracy to sell narcotic drugs and sale of such drugs. At a trial in February 1970, Puco and a co-defendant, Robert Gonzalez, were convicted on each count, but their convictions were reversed because of improper prosecutorial comment. United States v. Puco, 436 F.2d 761 (2d Cir. 1971) (reversal of Gonzalez’s conviction, April 16, 1971, is unreported). A superseding indictment was filed the same month, again charging conspiracy and sale of narcotics. At their second trial, in June 1971, both defendants were again found guilty on each count. On appeal Puco’s conviction was once more reversed — because of use of a 21-year old conviction in cross-examining him — and his case was remanded, 453 F.2d 539; the conviction of Gonzalez was affirmed. 460 F.2d 1286. At Puco’s third trial, he was acquitted of the conspiracy charge but convicted on the sale charge.2 It is from this conviction that he now appeals. For reasons set forth below, we affirm the conviction.

I

The events leading to Puco’s arrest began when agents of the Bureau of Narcotics and Dangerous Drugs, together with an informer, contacted Gonzalez, a suspected narcotics dealer, to discuss a possible heroin purchase. At their first meeting, in late June 1969, Gonzalez was unable to reach his “connection” by phone. The next day Gonzalez again met with the agents and described his contact as Italian and as having “a legitimate business front.” During this meeting Gonzalez placed a call to his contact, known as “Al”; one of the agents sought to arrange a transaction with him, but the negotiations stalled. Four days later, the agents again met with Gonzalez. Once again, the heroin deal foundered, but another of the agents, George Ellin, reached an agreement with Gonzalez for a separate purchase of cocaine, to be supplied by Al.

On July 2, by prearrangement, Ellin met Gonzalez and they drove, at Gonzalez’s direction, to White Plains Road in the Bronx. When they were near Wood Avenue and White Plains Road, Gonzalez stated that this was the block where the sale would be made and that his connection owned a store in the area and used a nearby building for drug deliveries. Later they parked across the street from the block in question, and Gonzalez pointed out one building as the place where the delivery would be made at 8:00 o’clock. The two men waited; at 8 P.M. appellant Puco left the TV repair shop that he owned on the block, carrying a “suitcase type of bag.” Gonzalez then reportedly said to Ellin, “There’s my man now, the individual with the bag. He carries the merchandise in the bag.” Puco entered the building that Gonzalez had earlier identified, which was immediately next door to Puco’s shop. Gonzalez left the car and followed Puco into the building, emerging “less than a minute” later with a brown paper bag containing one-half kilo of cocaine. On a signal from Ellin, surveilling agents closed in and arrested Gonzalez. Ellin then identified Puco as he came out of the building, still carrying his bag, and Puco was arrested as well. No [1102]*1102money had changed hands prior to the arrest.

The most substantial arguments on appeal relate to the remarks Gonzalez allegedly made to Agent Ellin. At trial (Puco’s third), Ellin described the events of the day in question, including, over defense objection, the alleged statements of Gonzalez identifying Puco as his connection. As part of the defense case, Puco’s counsel sought to introduce into evidence a transcript of Gonzalez’s testimony at his — and Puco’s — first trial, in which Gonzalez denied that he had seen Puco at all at the time and place in question. The asserted reason for introducing this transcript was to impeach the hearsay declarant, Gonzalez. After ascertaining that the Government was willing to produce Gonzalez, who was then in jail, as a defense witness, Judge Bauman refused to allow introduction of the transcript on the ground “that Mr. Gonzalez is readily available and the best way to hear what Mr. Gonzalez has to say is to produce Mr. Gonzalez.” Defense counsel declined to call Gonzalez, principally because to do so might give the prosecution an opportunity to question him about certain statements incriminating Puco that Gonzalez had purportedly made to an Assistant United States Attorney shortly after his arrest.

II

Appellant’s most challenging argument is, in effect, an attack on the constitutionality of the standard exception to the hearsay rule for the extrajudicial declarations of a defendant’s alleged co-conspirator. Puco claims that the Government should have been required to call Gonzalez as a witness before allowing Agent Ellin to report Gonzalez’s alleged statements and that the failure to do so deprived Puco of his sixth amendment right “to be confronted with the witnesses against him.” Ellin’s testimony as to what Gonzalez had said, though hearsay, was admitted as reporting statements made in furtherance of a conspiracy. See, e. g., Lutwak v. United States, 344 U.S. 604, 617, 73 S.Ct. 481, 97 L.Ed. 593 (1953).3 That the testimony was admissible in spite of its hearsay character does not, however, end our inquiry. Although there has not been a consensus in the Supreme Court as to the scope and substance of the Confrontation Clause, the Court has clearly stated that the Clause is not merely a codification of the hearsay rule. See Dutton v. Evans, 400 U.S. 74, 81-82, 91 S.Ct. 210, 27 L.Ed.2d 213 (1970) (opinion of Stewart, J.), quoting California v. Green, 399 U.S. 149, 155-56, 90 S.Ct. 1930, 26 L.Ed.2d 489 (1970).

Nonetheless, recent Court decisions indicate that the considerations governing the hearsay rule also animate the principles of the confrontation guarantee. Although careful to avoid placing evidentiary rules in a constitutional strait jacket, the Court has emphasized the importance of subjecting evidentiary statements to challenge by cross-examination of the declarant during at least some stage in the judicial proceedings against a defendant. Thus, in California v. Green, supra, testimony at a preliminary hearing at which counsel conducted cross-examination was held admissible at trial because of that prior cross-examination, regardless of whether the witness was available at trial, 399 U.S. at 165-66, 90 S.Ct. 1930; and the Court [1103]*1103also held that since the witness was available for cross-examination at trial, the preliminary hearing testimony would have been admissible even if there had been no opportunity to cross-examine. Id. at 157-64.

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Bluebook (online)
476 F.2d 1099, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-albert-puco-ca2-1973.