Hightower v. Kelly

657 F. Supp. 516, 1987 U.S. Dist. LEXIS 2855
CourtDistrict Court, S.D. New York
DecidedApril 10, 1987
DocketNo. 85 Civ. 4012 (JES)
StatusPublished
Cited by1 cases

This text of 657 F. Supp. 516 (Hightower v. Kelly) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hightower v. Kelly, 657 F. Supp. 516, 1987 U.S. Dist. LEXIS 2855 (S.D.N.Y. 1987).

Opinion

SPRIZZO, District Judge.

In this action, petitioner Paul Hightower seeks a writ of habeas corpus pursuant to 28 U.S.C. § 2254 (1982). This matter was referred to a Magistrate for a Report and Recommendation. The Magistrate recommended that the writ be denied and the action dismissed. See Report and Recommendation (“Report”) at 1, 12. The Court has reviewed de novo petitioner’s objections to the Magistrate’s Report in accordance with 28 U.S.C. § 636(b) (1982). For the reasons set forth below, the Court concludes that the petition should be dismissed.

Petitioner was convicted in New York Supreme Court of conspiracy, criminal sale of a controlled substance, and criminal possession of a controlled substance after his alleged co-conspirator sold $10,000 worth of heroin to an undercover agent. See Report at 2-3. The facts concerning petitioner’s conviction and subsequent appeal are fully set forth in the Magistrate’s Report and Recommendation, see id. at 2-7, and need not be repeated here.

The sole claim contained in Hightower’s petition, which was filed pro se,1 is that he was denied effective assistance of counsel on appeal. See Petition at 5. Petitioner’s claim is based on the failure of his counsel to raise three related arguments on appeal: first, that incriminating hearsay evidence should have been suppressed; second, that had an allegedly suppressed statement been “raised” on appeal, it would have demonstrated that the prosecution failed to prove “any part” of the indictment; and third, that the indictment was based solely on inadmissable hearsay. See id. All of these arguments are based on the admission of hearsay statements made by an alleged co-conspirator. Petitioner’s claim, broadly read, appears to be that his counsel failed to argue that the hearsay statements were admitted in the absence of sufficient independent evidence to establish a conspiracy and that their admission violated the Confrontation Clause. See Petitioner’s Memorandum of Law and Exhibits (“Pet. Mem.”) at 11-15.

To prevail on a claim of ineffective assistance of counsel, a petitioner must demonstrate that his counsel made errors so serious that “counsel was not functioning as ... ‘counsel’ ...,” Strickland v. Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 2064, 80 L.Ed.2d 674 (1984), and that petitioner was prejudiced by those errors— that is, that there is a reasonable probablity that the errors affected the outcome of the proceeding, see id. at 694, 104 S.Ct. at 2068; accord Kimmelman v. Morrison, — U.S. -, 106 S.Ct. 2574, 2583, 91 L.Ed.2d 305 (1986); Gulliver v. Dalsheim, 739 F.2d 104, 107 (2d Cir.1984). In the instant case, as the Magistrate correctly noted, petitioner failed to demonstrate prejudice because all of the arguments petitioner claims his counsel should have raised on appeal were actually raised, either by counsel or by petitioner himself in his pro se brief to the Appellate Division. See Report [518]*518at 8-12. Indeed, the brief prepared by petitioner’s counsel squarely presented the appellate court with the issue of whether the prosecution had established a sufficient predicate for the admission of the hearsay statements of the alleged co-conspirator.2 Counsel’s failure to present the issue precisely as petitioner wished does not constitute ineffective assistance of counsel. Cf. Jones v. Barnes, 463 U.S. 745, 754, 103 S.Ct. 3308, 3314, 77 L.Ed.2d 987 (1983) (court should not “second guess [appellate counsel’s] reasonable professional judgments____”)3.

Apparently aware that there is no merit to the claims which were initially set forth in his petition, petitioner in his objections to the Magistrate’s Report has greatly expanded upon those claims. Compare Petition at 5 with Petitioner’s Memorandum of Law and Objections to Report (“Objections”) at 11. Thus, in petitioner’s objections to the Magistrate’s Report and Recommendation, which were prepared by counsel retained after the petition was filed, it is urged for the first time that the writ should be granted because the admission of the hearsay statements referred to in the petition violated petitioner’s constitutional right of confrontation. This claim is based upon the alleged failure of the prosecution to prove the unavailability of the non-testifying co-conspirator at trial. See Objections at 11-18.

The Court has serious doubts as to whether a petitioner may properly raise new grounds for a writ of habeas corpus for the first time in objections to a Magistrate’s Report. In any event, these claims are equally without merit. Although the Confrontation Clause requires that hearsay statements must bear “indicia of reliability” sufficient to afford the fact finder a satisfactory basis for evaluating the truth of the statements, see Ohio v. Roberts, 448 U.S. 56, 65-66, 100 S.Ct. 2531, 2538-39, 65 L.Ed.2d 597 (1980), the establishment of a prima facie case of conspiracy will in most instances provide sufficient indicia of reliability for the admission of a co-conspirator’s hearsay statement, see United States v. Puco, 476 F.2d 1099, 1104 (2d Cir.1973) (on petition for rehearing); accord United States v. Perez, 702 F.2d 33, 37 (2d Cir.) (per curiam), cert. denied, 462 U.S. 1108, 103 S.Ct. 2457, 77 L.Ed.2d 1336 (1983). In this case, the non-hearsay evidence clearly was sufficient both under New York and federal law to establish the requisite prima facie conspiracy between petitioner and the out-of-court declarant. See United States v. Geaney, 417 F.2d 1116, 1120-21 (2d Cir.1969); People v. Salko, 47 N.Y.2d 230, 237-40, 391 N.E.2d 976, 417 N.Y.S.2d 894, 898-900 (1979).4 This is especially [519]*519true since there is no reason to question the accuracy of the hearsay statements made by petitioner’s co-conspirator to an undercover agent believed to be an ordinary purchaser. See Puco, supra, 476 F.2d at 1104. Moreover, contrary to the assertions contained in petitioner’s objections, see Objections at 15-17, the Confrontation Clause does not require that the unavailability of a non-testifying co-conspirator be established before his out-of-court statements may be admitted into evidence as an exception to the hearsay rule. See United States v. Inadi, 475 U.S. 387, 106 S.Ct. 1121, 1124, 89 L.Ed.2d 390 (1986).

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Bluebook (online)
657 F. Supp. 516, 1987 U.S. Dist. LEXIS 2855, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hightower-v-kelly-nysd-1987.