United States v. Ombey Mobley

956 F.2d 450, 1992 U.S. App. LEXIS 1943, 1992 WL 24159
CourtCourt of Appeals for the Third Circuit
DecidedFebruary 14, 1992
Docket90-3832
StatusPublished
Cited by124 cases

This text of 956 F.2d 450 (United States v. Ombey Mobley) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Ombey Mobley, 956 F.2d 450, 1992 U.S. App. LEXIS 1943, 1992 WL 24159 (3d Cir. 1992).

Opinions

OPINION OF THE COURT

NYGAARD, Circuit Judge.

Appellant, Ombey Mobley, pleaded guilty to violating 18 U.S.C. § 922(g)(1), possession of a firearm by a convicted felon, and received a two level enhancement under United States Sentencing Commission, Guidelines Manual, § 2K2.1(b)(2) (Nov. 1990), because his gun was stolen. He challenges the Guidelines’ enhancement on several statutory and constitutional grounds, with the unifying argument being that the government must show he knew the gun was stolen to enhance his sentence. We will affirm the judgment of sentence.

I.

The facts are simple. Mobley and several friends were driving northward on Interstate 95 in Delaware when they were stopped for speeding. After a Delaware State Police Officer stopped the car and got consent to search it, he did so. He found ammunition on the front seat and $6,000 in cash in the pocket of one of Mobley’s friends. Searching further, the officer found a handgun under Mobley’s seat. He arrested Mobley.

Mobley admitted he and another passenger bought the gun for $160 in Columbia, South Carolina, from a drug dealer named “Keith”. He admitted that the gun was operable, that he knew it was in the car, and said he bought it “to protect us.” The gun was stolen though there was no objective evidence that Mobley knew it.

Mobley had a criminal record for drug and firearm offenses. He pleaded guilty to possession of a firearm by a convicted felon, 18 U.S.C. § 922(g)(1). Section 922(g)(1) provides: “It shall be unlawful for any person — who is under indictment for, or who has been convicted in any court of, a crime punishable by imprisonment for a term exceeding one year ... to ship or transport any firearm or ammunition in interstate or foreign commerce.”

At sentencing the district court found Mobley’s criminal history category to be IV. It applied U.S.S.G. § 2K2.1, “Unlawful Receipt, Possession, or Transportation of Firearms or Ammunition,” and found his base offense level to be 12. The court subtracted 2 levels for affirmative acceptance of responsibility, under § 3E1.1, and added 2 levels for possessing a stolen gun, under § 2K2.1(b)(2). The Guidelines yielded a range of 21 to 27 months, and the court sentenced Mobley to 27 months of incarceration followed by three years of supervised release.

Section 2K2.1(b)(2) provides: “If the firearm was stolen or had an altered or obliterated serial number, increase by 2 levels.” The district court did not find that Mobley knew or had reason to know the gun was stolen. Instead it simply applied the enhancement “because the gun was stolen.” Mobley challenges this enhancement. He argues principles of statutory construction mandate that we read § 2K2.1(b)(2) to include a scienter element. He further argues that without this scienter requirement, the enhancement violates the Due Process Clause of the Fifth Amendment because it amounts to a new strict liability statute, punishing him without a finding of culpability. We have plenary review of issues of law raised by the application of [452]*452the Guidelines. United States v. Williams, 917 F.2d 112, 113 (3d Cir.1990).

II.

Whether U.S.S.G. § 2K2.1(b)(2) should be read to imply a scienter requirement is new before this court. Four other courts of appeals have addressed a similar issue. They have concluded that the enhancement is plain on its face and have refused to imply a scienter element. United States v. Singleton, 946 F.2d 23 (5th Cir.1991); United States v. Taylor, 937 F.2d 676 (D.C.Cir.1991); United States v. Peoples, 904 F.2d 23 (9th Cir.1990) (per curiam); United States v. Anderson, 886 F.2d 215 (8th Cir.1989) (per curiam). We agree.

Mobley invokes three well established principles of statutory construction that he thinks compel us to infer a knowledge requirement from § 2K2.1(b)(2). They are the rule of lenity, the presumption against strict liability in criminal law, and the principle that requires a statute to be read as a whole and in harmony with others.

The rule of lenity succinctly is: Where there is ambiguity in a criminal statute, doubts are resolved in favor of defendant. United States v. Bass, 404 U.S. 336, 92 S.Ct. 515, 523, 30 L.Ed.2d 488 (1971). The rule applies to criminal prohibitions, as well as the penalties. Bifulco v. United States, 447 U.S. 381, 100 S.Ct. 2247, 2252, 65 L.Ed.2d 205 (1980). For the rule to apply, the statute must contain an ambiguity. 100 S.Ct. at 2252. Where, however, the statute is clear, the rule may not be used to contravene its plain meaning.

We construe terms of the Guidelines according to their plain meaning. United States v. Gonzalez, 918 F.2d 1129, 1139 (3d Cir.1990). Here § 2K2.1(b)(2) unambiguously provides that “[i]f the firearm was stolen” the sentence shall be increased. The requisite ambiguity is absent.

As the Court of Appeals for the District of Columbia Circuit noted, an earlier Guidelines version, § lB1.3(a)(4), provided that “specific offense characteristics ... shall be determined on the basis of ... the defendant’s state of mind, intent, motive and purpose in committing the offense.” See Taylor, 937 F.2d at 682. The Sentencing Commission amended this section and omitted the blanket scienter requirement. Section lB1.3(a)(4) now directs courts to consider the “information specified in the applicable guideline.” Here the applicable guideline is § 2K2.1(b)(2); it contains no scienter element.

The Commission recently amended § 2K2.1 and § 2K2.2. The earlier version of § 2K2.1(b)(1) read “if the firearm was stolen or had an altered or obliterated serial number, increase by 1 level.” The Commission renumbered and amended this section to increase the level to 2. U.S.S.G. § 2K2.1(b)(2). And the earlier versions of § 2K2.2(b)(l) and § 2K2.3(b)(2)(c) read respectively “If the firearm was stolen or had an altered or obliterated serial number, increase by 1” and “If the defendant knew or had reason to believe that a firearm was stolen or had an altered or obliterated serial number, increase by 1.” (Emphasis added). The Commission consolidated these sections into new § 2K2.2(b)(2), which now reads “If the firearm was stolen or had an altered or obliterated serial number, increase by 2 levels.” In amending these sections, the Commission also added new § 2K2.3, “Receiving, Transporting, Shipping or Transferring a Firearm or Ammunition With Intent to Commit Another Offense, or With Knowledge that It Will be Used in Committing Another Crime.” The Commission intended this section to “address transfer of a weapon with intent or knowledge that it will be used to commit another offense.” U.S.S.G., App. C, at C. 97 (emphasis added).

The Commission has been deliberate when it included a scienter element as other sections confirm. See, e.g., U.S.S.G. § 2K1.3(b)(2) (enhancement when “offense involved explosives that the defendant knew or had reason to believe were stolen”); U.S.S.G. § 3C1.1 (enhancement when “defendant wilfully obstructed or impeded, or attempted to impede, the administration of justice”). It is a fundamental canon of statutory construction that where sections [453]

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Anthony Palos
978 F.3d 373 (Sixth Circuit, 2020)
United States v. Andre Sizemore
622 F. App'x 142 (Third Circuit, 2015)
United States v. Brandon Tyerman
701 F.3d 552 (Eighth Circuit, 2012)
United States v. Robert Pawlowski
682 F.3d 205 (Third Circuit, 2012)
United States v. Michael Darby
476 F. App'x 546 (Fourth Circuit, 2012)
United States v. Taylor
659 F.3d 339 (Fourth Circuit, 2011)
United States v. Maurer
639 F.3d 72 (Third Circuit, 2011)
United States v. Barton
633 F.3d 168 (Third Circuit, 2011)
United States v. Eric Holcomb
390 F. App'x 117 (Third Circuit, 2010)
IUE-CWA v. Visteon Corp. (In Re Visteon Corp.)
612 F.3d 210 (Third Circuit, 2010)
United States v. Bates
584 F.3d 1105 (Eighth Circuit, 2009)
United States v. Marzzarella
595 F. Supp. 2d 596 (W.D. Pennsylvania, 2009)
United States v. Fisher
Third Circuit, 2007
United States v. Rouse
226 F. App'x 97 (Third Circuit, 2007)
United States v. Valerie Manzella
475 F.3d 152 (Third Circuit, 2007)
United States v. Manzella
Third Circuit, 2007
United States v. Robert Dean Ellsworth
456 F.3d 1146 (Ninth Circuit, 2006)

Cite This Page — Counsel Stack

Bluebook (online)
956 F.2d 450, 1992 U.S. App. LEXIS 1943, 1992 WL 24159, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ombey-mobley-ca3-1992.