United States v. Newbold

45 M.J. 109, 1996 CAAF LEXIS 66
CourtCourt of Appeals for the Armed Forces
DecidedSeptember 27, 1996
DocketNo. 95-0645; Crim. App. No. 93-1432
StatusPublished
Cited by10 cases

This text of 45 M.J. 109 (United States v. Newbold) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Newbold, 45 M.J. 109, 1996 CAAF LEXIS 66 (Ark. 1996).

Opinions

[110]*110 Opinion of the Court

CRAWFORD, Judge:

Pursuant to his pleas, appellant was convicted at Naval Base, Charleston, South Carolina, of conspiracy to commit rape, rape, forceful sodomy, indecent assault, committing indecent acts, and kidnapping, in violation of Articles 81, 120, 125, and 134, Uniform Code of Military Justice, 10 USC §§ 881, 920, 925 and 934, respectively. He was sentenced by the military judge to a dishonorable discharge, 15 years’ confinement, total forfeitures, and reduction to the lowest enlisted grade. Pursuant to a pretrial agreement, the convening authority approved the sentence, but suspended confinement in excess of 10 years. The Court of Criminal Appeals affirmed the findings and sentence in an unpublished opinion. We granted review of the following:

GRANTED ISSUE
WHETHER LIEUTENANT COMMANDER [LCDR] CASTO, THE COMMANDING OFFICER OF THE USS ALAMOGORDO, USED UNLAWFUL COMMAND INFLUENCE TO CREATE AN ATMOSPHERE THAT FORCED THE APPELLANT TO PLEAD GUILTY AND KEPT OTHERS FROM SUPPORTING HIM WITH CHARACTER, EXTENUATION, AND MITIGATION EVIDENCE.
SPECIFIED ISSUE
WHETHER APPELLANT’S PLEA OF GUILTY TO KIDNAPPING IS PROVIDENT IN LIGHT OF THE FACT THAT THE VICTIM WAS MOVED NO MORE THAN 12 FEET, WITHIN THE SAME ROOM, AND DETAINED ONLY LONG ENOUGH TO COMPLETE THE OTHER CHARGED OFFENSES.

We hold that appellant has not carried his burden to show there was any unlawful command influence that tainted the proceedings. United States v. Thomas, 22 MJ 388, 393 (CMA 1986). Further, we hold that the movement of the victim for no more than 12 feet was asportation that was not merely incidental to the other offenses charged. Government of Virgin Islands v. Alment, 820 F.2d 635, 637-40 (3d Cir.1987); State v. Zimmerman, 251 Kan. 54, 833 P.2d 925, 930-31 (1992); Faison v. State, 426 So.2d 963, 965-66 (Fla.1983). Thus, there is not “a ‘substantial basis’ in law and fact for questioning the plea.” United States v. Prater, 32 MJ 433, 436 (CMA 1991).

FACTS

Appellant, and four shipmates, Dickey, Holtzelaw, Moreno, and Hayes, topped off the night of a birthday celebration by bringing a prostitute to an apartment. After an argument concerning services, the victim went to the front door in an attempt to leave. Appellant, believing he did not obtain his money’s worth, asked her to go back upstairs to the bedroom. Dickey then blocked her way, pulled a pistol, and began to wave it in her face. The victim called Dickey’s “bluff”; he put the pistol away; and she again attempted to leave. This time appellant grabbed her and pulled her away from the door. A physical altercation ensued. The victim was eventually dragged to the middle of the living room that was about 10-12 feet from the door. She was then assaulted, raped, and sodomized by the sailors. In the midst of this activity, she was moved from the floor to a couch, about 5 feet away.

According to an affidavit submitted by Seaman Apprentice Snodgrass, the day following appellant’s arrest, the ship’s commander, LCDR Casto, held an “all hands” formation at which he discussed the incident and referred to the participants as “low fifes” and “scumbags.” He opined that the men deserved to be punished.

About 2 weeks later at a second “all hands” meeting, LCDR Casto read Hayes’ letter apologizing for “letting a lot of people down.” LCDR Casto then said he could not understand how some of the crew could “welcome these rapist[s] back into our arms.” Snodgrass further asserted that at a meeting among female sailors where subjects such as pregnancy, child support, and fraternization were discussed, LCDR Casto told them that [111]*111there were a number of male sailors who had little regard for females and targeted them for sexual conquests, even to the point of keeping score. According to Snodgrass, LCDR Casto referred to them as animals. Finally, Snodgrass believed these speeches had an impact on the ship’s company. When she went to the petty officers’ mess to pay appellant’s bill, a first class petty officer, presumably the treasurer, remarked that appellant was a “rapist.”

All five sailors pleaded guilty to charges arising from these events.

DISCUSSION — Granted Issue

“Command influence is the mortal enemy of military justice.” United States v. Thomas, 22 MJ at 393. “[T]he initial burden of producing sufficient evidence” of unlawful command influence is on appellant. United States v. Ayala, 43 MJ 296, 299 (1995), citing Green v. Widdecke, 19 USCMA 576, 579, 42 CMR 178,181 (1970); Thomas, 22 MJ at 396; United States v. Rosser, 6 MJ 267 (CMA 1979). See also RCM 905(c)(2)(A), Manual for Courts-Martial, United States (1995 ed.), which states: “Except as otherwise provided in this Manual the burden of persuasion on any factual issue the resolution of which is necessary to decide a motion shall be on the moving party.” This Court has been vigilant to combat unlawful command influence at the investigative stage, preferral stage, referral stage, trial stage, and even the post-trial stage. United States v. Stombaugh, 40 MJ 208, 211 (CMA 1994). When an allegation is made of unlawful command influence:

[A]n appellant must (1) “allege[ ] sufficient facts which, if true, constitute unlawful command influence”; (2) show that the proceedings were unfair; and (3) show that the unlawful command influence was the proximate cause of that unfairness. We adopt this test. The same three-pronged analysis would apply to an allegation of unlawful interference with access to witnesses.

40 MJ at 213.

The Court of Criminal Appeals held that “appellant ... failed to meet his burden to establish ... apparent unlawful command influence.” Unpub. op. at 4. We agree. Appellant waived an Article 32, UCMJ, 10 USC § 832, investigation, and there is nothing in the record to indicate that the commander made any recommendations as to the disposition of the charges. This is not a case where the commander was the special court-martial convening authority. Cf United States v. Nix, 40 MJ 6 (CMA 1994). No members of the court-martial were from appellant’s ship. Moreover, there is no evidence that any unlawful command influence caused appellant to plead guilty. While there are general allegations that he was deprived of witnesses, a senior petty officer from appellant’s ship with 27 years service testified on his behalf.

Thus, we hold that appellant has not met his burden to show there was command influence that affected the proceedings.

DISCUSSION — SPECIFIED ISSUE

The standard for finding error in a military judge’s acceptance of a guilty plea “requires that the record of trial show a ‘substantial basis’ in law and fact for ques-. tioning the guilty plea.” United States v. Prater, 32 MJ at 436.

During the providence inquiry, appellant discussed the “incidental” question:

MJ: Was this movement ultimately from the door to the couch incidental to committing the criminal offense of rape?
ACC: I don’t understand the question, sir.

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Cite This Page — Counsel Stack

Bluebook (online)
45 M.J. 109, 1996 CAAF LEXIS 66, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-newbold-armfor-1996.