United States v. Neeley

527 F. Supp. 2d 1326, 2007 U.S. Dist. LEXIS 93163, 2007 WL 4441967
CourtDistrict Court, D. Kansas
DecidedDecember 18, 2007
Docket07-40090-01-SAC
StatusPublished
Cited by2 cases

This text of 527 F. Supp. 2d 1326 (United States v. Neeley) is published on Counsel Stack Legal Research, covering District Court, D. Kansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Neeley, 527 F. Supp. 2d 1326, 2007 U.S. Dist. LEXIS 93163, 2007 WL 4441967 (D. Kan. 2007).

Opinion

MEMORANDUM AND ORDER

SAM A. CROW, Senior District Judge.

This case comes before the court on defendant’s motion to dismiss one count of *1328 the indictment, and defendant’s motion to suppress evidence. The government opposes both motions.

Defendant is charged by indictment with three counts based on incidents alleged to have occurred on June 5, 2007: Count 1— possessing with intent to distribute Ecsta-cy, containing MDMA, a controlled substance; Count 2 — possessing a firearm during and in relation to a drug trafficking crime; and, Count 3 — being a felon in possession of a firearm.

Motion to Dismiss

Defendant contends that Count 3 of the indictment, which alleges that defendant is a felon in possession of a firearm, should be dismissed for the government’s inability to prove the underlying felony conviction. It is undisputed that a prior conviction is an element of this count, and must be proved by the government. See U.S. v. Staber, 604 F.2d 1274, 1277 (10th Cir.1979). Defendant contends that'he has no prior conviction because the state proceeding referenced in the indictment as the basis for defendant’s prior felony was merely, a “deferred judgment” which, under Oklahoma law, fails to constitute a “conviction.”

Count 3 of the indictment states:

On or about the 5th day of June, 2007, in the District of Kansas, the defendant ... having been convicted of a crime punishable by imprisonment for a term exceeding one year, to wit: on January 10, 2007, defendant was convicted of possession of cocaine base, in violation of 63 O.S. 2^101 — 2-420, a felony, in the District Court of Oklahoma County, Oklahoma, case number CF-2006-6948, did knowingly possess in and affecting commerce a firearm, to wit: a Glock, Inc. Model 22, .40 caliber semi-automatic pistol, bearing serial number FYK288, which had been shipped and transported in interstate and/or foreign commerce, in violation of Title 18, United States Code, Sections 922(g)(1) and 924(a)(2).

Dk. 1.

The relevant federal firearm statute provides:

(g) It shall be unlawful for any person— (1) who has been convicted in any court of, a crime punishable by imprisonment for a term exceeding one year; ...
to ship or transport in interstate or foreign commerce, or possess in or affecting commerce, any firearm or ammunition; or to receive any firearm or ammunition which has been shipped or transported in interstate or foreign commerce.

18 U.S.C.A. § 922(g).

The phrase “crime punishable by imprisonment for a term exceeding one year” is defined in § 921(a)(20), which provides, in relevant part:

What constitutes a conviction of such a crime shall be determined in accordance with the law of the jurisdiction in which the proceedings were held. Any conviction which has been expunged, or set aside or for which a person has been pardoned or has had civil rights restored shall not be considered a conviction for purposes of this chapter, unless such pardon, expungement, or restoration of civil rights expressly provides that the person .may not ship, transport, possess, or receive firearms.

18 U.S.C.A. § 921(a)(20). Accordingly, the decision whether defendant’s prior Oklahoma court proceeding resulted in a qualifying “conviction” for purposes of this statute must be based upon Oklahoma law.

The government’s argument that federal law should control is based upon old case law which has effectively been superseded by the statutory language quoted above. See Dickerson v. New Banner Inst. Inc., 460 U.S. 103, 111-12, 103 S.Ct. 986, 74 *1329 L.Edüd 845 (1983) (applying federal law to hold that a plea of guilty to a state offense punishable by imprisonment of more than one year, followed by a successfully served probation term and the expunction of the defendant’s record, nonetheless constitutes a conviction for purposes of 18 U.S.C. § 922(g), (h)); U.S. v. Pennon, 816 F.2d 527, 529 (10th Cir.1987) (finding a defendant who received a deferred judgment and term of probation prior to 1986 satisfied the felony conviction requirement of 1202(a)(1) (possession of firearm after having been previously convicted of felony)). Pennon noted that Congress consolidated the federal gun control statutes in 1986 by repealing section 1202 and by amending section 922(g), such that “Congress’ decision to adopt expressly the states’ definitions of what constitutes a conviction effectively overrules Dickerson.” 816 F.2d at 529. Thus for crimes committed post-1986 when Congress amended § 921(a)(20)’s definition of predicate offenses, state law defines what constitutes a predicate conviction. See Firearms Owners’ Protection Act of 1986, Pub.L. No. 99-308, § 101(5), 100 Stat. 449 (1986).

The court similarly rejects the government’s contention that Tenth Circuit law interpreting § 4Al.l(d) of the federal Sentencing Guidelines should control. Federal sentencing is a matter peculiarly within the province of the federal court, and the sentencing guidelines, which are a creature of a federal commission, are properly interpreted by reference to federal law. Additionally, the language of the USSG, which adds two points if the defendant committed the instant offense while under “any criminal justice sentence, including probation, parole, supervised release ...,” is significantly broader than the language of the felon in possession of a firearm statute, which requires that defendant be “convicted of a crime punishable by imprisonment for a term exceeding one year.” Accordingly, the court finds U.S. v. Vela, 992 F.2d 1116, 1117 (10th Cir.1993) (finding a deferred sentence in Oklahoma to be a criminal justice sentence within the meaning of section 4Al.l(d)), and like cases, to be distinguishable.

In accordance with the dictate of 18 U.S.C.A. § 921(a)(20), the Court looks to the state law of Oklahoma to determine whether defendant’s deferred judgment in Oklahoma for possession of cocaine base constitutes a “conviction” within the meaning of that term in 922(g)(1). The Oklahoma deferred judgment statute provides:

A. Upon a verdict or plea of guilty or upon a plea of nolo contendere, but before a judgment of guilt, the court may, without entering a judgment of guilt and with the consent of the defendant, defer further proceedings upon the specific conditions prescribed by the court not to exceed a five-year period. The court shall first consider restitution among the various conditions it may prescribe.
C.

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Cite This Page — Counsel Stack

Bluebook (online)
527 F. Supp. 2d 1326, 2007 U.S. Dist. LEXIS 93163, 2007 WL 4441967, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-neeley-ksd-2007.