United States v. Nason

269 F.3d 10, 2001 U.S. App. LEXIS 22514, 2001 WL 1224757
CourtCourt of Appeals for the First Circuit
DecidedOctober 19, 2001
Docket01-1440
StatusPublished
Cited by100 cases

This text of 269 F.3d 10 (United States v. Nason) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Nason, 269 F.3d 10, 2001 U.S. App. LEXIS 22514, 2001 WL 1224757 (1st Cir. 2001).

Opinion

SELYA, Circuit Judge.

This appeal requires us to resolve an interpretive schism that has divided the district courts. This schism involves the interplay between a state assault statute and a federal law barring misdemeanants who have committed crimes of domestic violence from possessing firearms. The crux of the controversy is whether “offensive physical contact,” one of the two variants of assault featured in Maine’s general-purpose assault statute, necessarily involves the use or attempted use of physical force. If so, prior convictions under that statute can qualify as predicate offenses for purposes of the federal *12 statute prohibiting persons previously convicted of misdemeanor crimes of domestic violence from possessing firearms (18 U.S.C. § 922(g)(9)). If not, such misdemeanants — at least those whose convictions are not readily identifiable as involving more than offensive physical contact — may well escape the strictures of the federal law.

Based upon our construal and reconciliation, we conclude that Congress intended the federal law to cover all persons who have been convicted of assaulting domestic partners in circumstances similar to those delineated by both strains of the Maine statute. Accordingly, we affirm the conviction and sentence imposed in the case at hand.

I. BACKGROUND

On July 6, 1998, authorities in Somerset County, Maine, lodged a state criminal complaint against Robert Nason, Jr., the appellant here, alleging that he “did intentionally, knowingly, or recklessly cause bodily injury or offensive physical contact to one Beth Nason [his wife],” in violation of Maine’s general-purpose assault statute, Me.Rev.Stat. Ann. tit. 17-A, § 207. Pertinently, that statute provides (as it has since 1975) that a person can be guilty of misdemeanor assault in one of two ways, namely, (1) “if he intentionally, knowingly, or recklessly causes bodily injury ... to another,” or (2) “if he intentionally, knowingly, or recklessly causes ... offensive physical contact to another.” Id. § 207(1). The appellant pled guilty to a charge that made no differentiation between these two variants. He received a three-day jail sentence.

On January 18, 2000, the appellant pawned a rifle at the Norridgewock trading post. Nearly one month later, he redeemed it. When thereafter questioned by a Maine state trooper, the appellant exhibited the rifle and admitted that he previously had pawned it. He also showed the trooper a cache consisting of five additional firearms.

In due course, a federal grand jury charged the appellant with violating 18 U.S.C. § 922(g)(9). 1 The indictment alleged in substance that the appellant, having been convicted of a misdemeanor crime of domestic violence (the Somerset County assault conviction), thereafter knowingly possessed a firearm (the rifle). The appellant pled guilty to this charge before Judge Singal, but, before the imposition of sentence, a different district judge handed down an opinion that cast doubt upon the validity of the charge. See United States v. Southers, No. 00-83, slip op., 2001 WL 9863 (D.Me. Jan.3, 2001). We recount the circumstances of that case.

Southers had entered a plea of nolo contendere to a criminal complaint charging him with violating Maine’s general-purpose assault statute by “intentionally, knowingly or recklessly causing] bodily injury or offensive physical contact” to a domestic partner (in Southers’s case, a live-in girlfriend). Federal authorities thereafter charged him with violating 18 U.S.C. § 922(g)(9). Southers moved to dismiss the federal indictment. Judge Hornby reasoned that the mode of aggression component of section 922(g)(9) necessitated the use or attempted use of physi *13 cal force; that Southers’s undifferentiated assault conviction may have involved offensive physical contact rather than bodily injury; that the section of Maine’s disjunctive general-purpose assault statute covering “offensive physical contact” did not categorically presuppose the use of physical force; and that, even if the particular assault complaint lodged against Southers contained language sufficient to support a finding that physical force had been used, such force nonetheless was not a formal element of offensive physical contact under the Maine statute. These rulings collectively undermined the government’s argument that all persons convicted of assaults on domestic partners under Maine’s general-purpose assault statute necessarily had committed misdemeanor crimes of domestic violence within the purview of 18 U.S.C. § 922(g)(9). Accordingly, Judge Hornby dismissed the indictment. 2

Emboldened by the Southers decision, the appellant moved to withdraw his guilty plea and dismiss the federal indictment. Judge Singal declined to follow Southers. See United States v. Nason, No. 00-CR-37, slip op., 2001 WL 123722 (D.Me. Feb. 13, 2001). The judge concluded that physical force was a sine qua non of assault under both variants of Maine’s general-purpose assault statute; that the statute, in all its applications, entailed physical force as a formal element; and that, therefore, all persons convicted of assaults on domestic partners under the statute necessarily had committed misdemeanor crimes of domestic violence within the purview of 18 U.S.C. § 922(g)(9).

Refined to bare essence, this appeal questions whether both forms of assault covered by Maine’s disjunctive general-purpose assault statute (bodily injury and offensive physical contact) necessarily include physical force as a formal element (and, therefore, suffice to ground charges under the federal misdemeanant-in-possession statute). To resolve this question, we first erect a decisional framework (Part II). We then undertake an exegesis of the relevant state and federal statutes (Part III) and reconcile them (Part IV). Finally, we consider the appellant’s vagueness claim (Part V), and then conclude (Part VI).

II. THE DECISIONAL FRAMEWORK

The diametrically opposite conclusions reached by respected trial judges about how best to synthesize the relevant statutes stem from a fundamental disagreement concerning the appropriate decisional framework. One view, shared by the Southers court and the appellant, advocates an application of the categorical mode of analysis set forth in Taylor v. United States, 495 U.S. 575, 599-602, 110 S.Ct. 2143, 109 L.Ed.2d 607 (1990). The other view, shared by the Nason court and the government, eschews Taylor’s categorical approach in favor of an examination of the formal definitions of the pertinent state and federal statutes.

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Bluebook (online)
269 F.3d 10, 2001 U.S. App. LEXIS 22514, 2001 WL 1224757, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-nason-ca1-2001.