United States v. Morita

74 M.J. 116, 2015 CAAF LEXIS 238, 2015 WL 1837200
Court of Appeals for the Armed Forces·Decided March 16, 2015·No. 14-5007/AF·Published·Cited by 30 cases

Opinion

Judge RYAN delivered the opinion of the Court.

The facts in this case are quite complicated and set forth in detail in United States v. Morita, 73 M.J. 548, 551-53 (A.F.Ct.Crim.App.2014). However, the relevant facts and related legal questions are relatively straightforward. 1 Appellee/Cross-Appellant (Appellee), a reservist, used his knowledge of the military travel reimbursement system, and took advantage of his supervisor’s relative lack of knowledge of the system, to file false claims of travel reimbursement totaling over $120,000. Id. at 551-52. To do this, he forged signatures on travel vouchers and reimbursement documents, as well as travel orders, active duty orders, and inactive duty training orders. Id. at 552. The question is during what period or periods of his misconduct was Appellee subject to the Uniform Code of Military Justice (UCMJ), since there is no jurisdiction over a reservist who commits an offense when not in a military status — i.e., on active duty, inactive duty training, or serving with the armed forces. See Article 2(a), (e), UCMJ, 10 U.S.C. § 802(a), (e) (2012); United States v. Phillips, 58 M.J. 217 (C.A.A.F.2003).

*118 First, we agree with the United States Air Force Court of Criminal Appeals (CCA) that Appellee was subject to court-martial jurisdiction under Article 2(a), UCMJ, for all offenses committed during the periods Ap-pellee was on active duty pursuant to orders that the Government demonstrated were valid by a preponderance of the evidence. Morita, 73 M.J. at 557-59.

Second, we are faced with a question of first impression — can a reservist place himself under court-martial jurisdiction under Article 2(a), UCMJ, by forging either active duty orders or inactive duty training orders? We answer this question in the negative. Under Article 2(a)(1), UCMJ, the military justice system has subject matter jurisdiction over a reservist when that reservist is lawfully ordered to duty or training in the armed forces. When a reservist forges his orders, he is not “lawfully” ordered to duty or training. Id. Nor, with respect to Article 2(a)(3), UCMJ, is there any evidence that Appellee actually was “on inactive-duty training” pursuant to the forged orders. Article 2(a), UCMJ (emphasis added).

Third, could a reservist nonetheless be amenable to court-martial jurisdiction under Article 2(c), UCMJ, under forged orders or during other periods, based solely on his capacity as a reserve officer, without more? Under Article 2(c), UCMJ, and Phillips we conclude that the answer is no given the facts of this case. Both require that the reservist be, as a. threshold matter, “serving with” the armed forces at the time of the misconduct, and meet the other four criteria set forth in the statute. In this case, the CCA found that the Government did not establish either that Appellee was serving with the armed forces during any period not covered by Article 2(a), UCMJ, jurisdiction or that the other statutory criteria were met for Article 2(e), UCMJ, jurisdiction. Morita, 73 M.J at 557-58, 560-61.

I. FACTS

The below rendition of facts is taken in large part from the CCA’s opinion in Morita, 73 M.J. at 551-53. Appellee was a reservist assigned to work at the Health Facilities office in the Western Region (HFO-WR). Id. at 551 (referring to the HFO-WR as the “Health Services Office, Western Region”). As part of his duties, Appellee traveled frequently to various medical 'units within the Western Region to aid in the planning, design, and development of construction projects for medical facilities. Id. He was very experienced with the duties and operations of the HFO-WR because he had been assigned there as an active duty officer from 1998 until 2003. Id. Notably, he was the only reservist assigned to the unit. Id.

At the beginning of each fiscal year, Appel-lee received authorization to work 120 military personnel appropriation (MPA) “man-days” on active duty. Id. at 552. Appellee’s supervisor during the charged time period testified to requesting these 120 MPA man-day periods of active duty. ■ Although the MPA man-day tours were approved on the AF Form 49s for a “block” of days, Appellee and his supervisors had an informal agreement that he could perform 120 days of work intermittently and non-consecutively throughout the entire fiscal year, rather than during the block of time specified on the AF Form 49s.

The CCA found that beginning in roughly November 2005 and continuing until Octobér 2008, Appellee took advantage of his supervisor’s unfamiliarity with the process of approving reservist travel orders and vouchers. Id. Some of his trips during this time period were properly approved. Appellee filed numerous travel vouchers, however, for expenses he was not entitled to incur while on these approved trips. Moreover, some of his travel during this time frame was not authorized. To accomplish this unauthorized travel, Appellee forged his supervisors’ signatures on numerous travel orders, travel vouchers, reimbursement documents, active duty orders, and records of inactive duty training (IDT). 2

*119 Appellee’s false claims for travel reimbursement totaled $124,664.03, and he forged 510 signatures or initials on more than 100 documents. Id. at 553.

II. CHARGES AND SENTENCE

Appellee was charged and convicted by a panel of officer members of seven specifications of forgery, one specification of larceny of government money, and one specification of forgery of signatures in connection with claims, in violation of Articles 123, 121, and 132, UCMJ, 10 U.S.C. §§ 923, 921, 932 (2012). Morita, 73 M.J. at 551. The members sentenced Appellee to dismissal, confinement for twelve months, a fine of $75,000, and contingent confinement for an additional twelve months in the event the fine was not paid. The convening authority approved the sentence as adjudged. Id.

III. CHALLENGE OF JURISDICTION

In his Article 32, UCMJ, 10 U.S.C. § 832 (2012), report, the investigating officer noted that there were unresolved issues related to jurisdiction. At trial, Appellee argued that the Government had not established that he was subject to the UCMJ under Article 2(a), UCMJ, or Article 2(c), UCMJ, during the time the offenses were alleged to have occurred. The Government defended jurisdiction primarily on the grounds that Appellee made the forgeries in his official capacity as a reserve officer. To support jurisdiction, the Government also submitted the three approved applications for 120 MPA man-days for each year in the charged time frame.

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United States v. Morita, 74 M.J. 116, 2015 CAAF LEXIS 238, 2015 WL 1837200 (Ark. 2015).

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