United States v. Moon

512 F.3d 359, 2008 U.S. App. LEXIS 28, 2008 WL 43585
CourtCourt of Appeals for the Seventh Circuit
DecidedJanuary 3, 2008
Docket05-4506, 06-1840
StatusPublished
Cited by93 cases

This text of 512 F.3d 359 (United States v. Moon) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Moon, 512 F.3d 359, 2008 U.S. App. LEXIS 28, 2008 WL 43585 (7th Cir. 2008).

Opinion

EASTERBROOK, Chief Judge.

Anthony Alexander and George Moon have been convicted of distributing cocaine and of some ancillary crimes. See 21 U.S.C. § 841. Alexander received a sentence of life imprisonment and Moon of 190 months. The principal question on appeal is whether a chemist violated the Confrontation Clause of the Sixth Amendment when testifying that the substance seized from defendants was cocaine.

James DeFranceseo, a chemist employed by the Drug Enforcement Agency, *361 testified that the substance was cocaine. He based this conclusion on the output of two machines: an infrared spectrometer and a gas chromatograph. DeFrancesco did not perform the tests himself; the lab work had been done by Ragnar Olson, a chemist who left federal employment three weeks before trial. Olson had just started at law school and did not want to interrupt his legal education. So DeFrancesco testified, using the instruments’ output, a report that Olson had prepared, and Olson’s lab notes (which persuaded DeFrancesco that Olson had prepared the samples and run the tests correctly). Defendants did not object to DeFrancesco’s testimony, or the introduction into evidence of Olson’s report, other than on the ground that the tested samples’ chain of custody was faulty. On appeal, however, they abandon the chain-of-custody point and contend that using Olson’s work in any way violates the Confrontation Clause. The lack of an objection means that appellate review is limited to plain error.

Crawford v. Washington, 541 U.S. 36, 124 S.Ct. 1354, 158 L.Ed.2d 177 (2004), holds that the Confrontation Clause entitles defendants in criminal cases to block the use of testimonial statements by persons who are not available for cross-examination at trial. Phrasing Crawford’s rule as an entitlement, rather than an unconditional command to the court, is important. Hearsay usually is weaker than live testimony, and defendants may prefer the hearsay version rather than making an objection that would compel the prosecution to produce a stronger witness. If a confrontation-clause objection had been made and granted in this case, for example, the result would have been the appearance of Olson on the stand, and then defendants would have been worse off than they were with DeFrancesco — for defense counsel could undermine DeFrancesco’s testimony by reminding the jury that he had not done any of the work and that flaws in Olson’s procedures may have been omitted from the lab notes. That it may be to defendants’ advantage to accept the hearsay version of evidence makes it problematic to entertain a Crawford claim via the plain-error clause of Fed.R.Evid. 103(d). A defendant who sincerely wants live testimony should make the demand, so that the declarant can be produced. The lack of a demand for testimony by an available declarant leads to the conclusion that the appellate argument is strategic rather than sincere.

We need not pursue that subject, however, because there was no problem with DeFrancesco’s testimony. He testified as an expert, not as a fact witness. When an expert testifies, “the facts or data need not be admissible in evidence in order for the opinion or inference to be admitted.” Fed.R.Evid. 703. So if the Confrontation Clause precludes admitting Olson’s report, this does not spoil DeFrancesco’s testimony. See United States v. Henry, 472 F.3d 910, 914 (D.C.Cir.2007). (Litigants may insist that the data underlying an expert’s testimony be admitted, see Fed.R.Evid. 705, but by offering the evidence themselves defendants would waive any objection under the Confrontation Clause.)

Because defendants failed to make the right objection, Olson’s report was received in evidence. And some of his report is indeed testimonial in nature. The report has two kinds of information: the readings taken from the instruments, and Olson’s conclusion that these readings mean that the tested substance was cocaine. The latter is testimonial as the Supreme Court used that word in Crawford and more recent decisions, such as Davis v. Washington, 547 U.S. 813, 126 S.Ct. 2266, 165 L.Ed.2d 224 (2006). Davis *362 says that a statement is testimonial if it was made without an ongoing emergency, and “the primary purpose of the interrogation [or statement] is to establish or prove past events potentially relevant to later criminal prosecution.” 126 S.Ct. at 2274 (footnote omitted). A chemist’s assertion that “this substance was cocaine” meets the Davis definition.

DeFrancesco reached on the stand the same conclusion that appeared in Olson’s report. Defendants do not say that Olson’s evaluation could have played any role in the jury’s deliberation. Instead they are concerned about the readings taken from the instruments, because those readings are the problem for the defense. Any competent chemist would infer from these data that the tested substance was cocaine. Yet the instruments’ readouts are not “statements”, so it does not matter whether they are “testimonial.” That’s the holding of United States v. Washington, 498 F.3d 225 (4th Cir.2007).

A physician may order a blood test for a patient and infer from the levels of sugar and insulin that the patient has diabetes. The physician’s diagnosis is testimonial, but the lab’s raw results are not, because data are not “statements” in any useful sense. Nor is a machine a “witness against” anyone. If the readings are “statements” by a “witness against” the defendants, then the machine must be the declarant. Yet how could one cross-examine a gas chromatograph? Producing spectrographs, ovens, and centrifuges in court would serve no one’s interests. That is one reason why Rule 703 provides that the expert’s source materials need not be introduced or even admissible in evidence. The vital questions—was the lab work done properly? what do the readings mean?—can be put to the expert on the stand. The background data need not be presented to the jury.

Thus we agree with Washington that the Sixth Amendment does not demand that a chemist or other testifying expert have done the lab work himself. Our decision in United States v. Ellis, 460 F.3d 920 (7th Cir.2006), is to much the same effect—though it does not involve expert analysis. A hospital conducted blood and urine tests that were introduced into evidence as the hospital’s business records. See Fed.R.Evid. 803(6); see also Rule 803(4).

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Bluebook (online)
512 F.3d 359, 2008 U.S. App. LEXIS 28, 2008 WL 43585, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-moon-ca7-2008.